Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua Brent GeibZuraw FinancialKlocke Capital Group, LLC08-02-2012
Marques T CormierZT Wealth AdvisoryScottrade, Inc.06-08-2016
Taseer Ahmad BadarZT Wealth AdvisoryMHA Financial Corp11-09-2015
John Thomas Fitzpatrick Jr.Ziv Investment CompanyWells Fargo Clearing Services, LLC07-27-2009
Lori Ann EarleyZiv Investment CompanyWells Fargo Clearing Services, LLC$5007-27-2009
David ShipleyZions Direct, Inc.J.P. Morgan Securities LLC04-01-2014
Calob Benjamin JohnstonZions Direct, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2012
Kyle Frederick HodgesZions Direct, Inc.U.S. Bancorp Investments, Inc.09-01-2011
Maria Celia Acriche RectoZions Direct, Inc.Morgan Stanley05-12-2011
Craig Harvey TibbittsZions Direct, Inc.Edward Jones03-15-2011
Jonathan James PoureZions Direct, Inc.Vanguard Marketing Corporation04-12-2010
Wen-Liang HuangZion Financial Planning, LLCSecurian Financial Services, Inc.07-17-2017
Goldie Annette HesterZinnia Wealth Advisory, LLCAE Wealth Management, LLC02-15-2019
Kathi Lynn ZimmerZimmer Financial PlanningWaldron Private Wealth06-28-2012
Marsha Lynn RoubidouxZephyr Investment ManagementZephyr Investment Management02-27-2013
Joanna Xiaojuan ZhengZenpitney LLCFarmers Financial Solutions, LLC04-20-2015
Jacob Cristobal ChaparroZenith Investment Management, LLCAdvisory Services Network05-31-2017
Jay Allan GrandfieldZenith Advisory Group, LLCAmeriprise Financial Services, Inc.04-07-2017
Phillip Jason WeberZeit Capital AdvisorsUBS Financial Services Inc.11-13-2009
Christal Maylee GreenZeiser Wealth Management LLCTriad Advisors LLC03-01-2017
Jared Ray ZeiserZeiser Wealth Management LLCTriad Advisors LLC03-01-2017
Gregory Joseph ZanettiZanetti Financial, LLCTalbot Financial, LLC12-03-2015
David ZaleZale Capital Management, L.P.BrokersXpress LLC08-06-2012
Kevin Sean Mccauley Jr.Zacks Investment Management, Inc.Trade Monster11-29-2016
Roman KobrinZacks Investment Management, Inc.TD Ameritrade Investment Management, LLC01-09-2015
Next Page »

Showing 1 to 25 of 132,751 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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