Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Lubell Kingsview Asset ManagementWells Fargo Advisors$12012-31-1969
Steve Spence & TeamUBS Financial ServicesRBC Wealth Management$40004-16-2009
Richard SapersteinHightower AdvisorsBear Stearns$10,00005-17-2009
William Schick, Paul DerrickMorgan Stanley Wealth ManagementWells Fargo Advisors$006-04-2009
Douglas S. ManceRBC Wealth ManagementBank of America Merrill Lynch$15007-30-2009
John P. TroianoStifel Nicolaus & Co.Wells Fargo Advisors$17509-05-2009
John Watts III, Elizabeth Rogers, Ryan MumyCapital Investment Co.Wells Fargo Advisors$10009-24-2009
Mike DwyerRBC Wealth ManagementRobert W. Baird & Co.$20510-02-2009
Penniall, AssociatesUnited Planners Financial Services of AmericaNational Retirement Partners$1,00010-08-2009
Rhonda Smith, Lynn SylerRBC Wealth ManagementU.S. Trust Bank of America Private Wealth Management$45011-01-2009
Timothy RobinsonSummit Brokerage ServicesSignator Investors$2011-09-2009
Richard WilsonSummit Brokerage ServicesUmpqua Bank$3011-09-2009
Paul BailleySummit Brokerage ServicesMetLife Securities$3011-09-2009
Kathleen AlmullaSummit Brokerage ServicesBank of America Merrill Lynch$2911-09-2009
John BlandSummit Brokerage ServicesLPL Financial$2211-09-2009
James SaxeSummit Brokerage ServicesRaymond James$3211-09-2009
Dudley LaBauve IIISummit Brokerage ServicesUBS Financial Services$2811-09-2009
Christopher Davis, Matthias KuhlmeyHightower AdvisorsUBS Financial Services$25011-10-2009
Winston ChungSummit Brokerage ServicesCitigroup$4511-18-2009
James CrossonInvestors CapitalLPL Financial$11511-23-2009
James KneeInvestors CapitalCambridge Investment Research$5012-21-2009
Mathew SherbondyNational SecuritiesGunn Allen Financial$4012-23-2009
Kenneth GilmoreNational SecuritiesFinancial Consulting Group$9212-23-2009
Bill Madera, John MillerNational SecuritiesGunn Allen Financial$4012-23-2009
Paul BedingerA.G. Edwards & SonsWells Fargo Advisors$3801-04-2010
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Showing 1 to 25 of 3,696 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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