Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Matthew CrawfordINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
James Robert WilsonUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-02-2009
Jason R RundorffPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Jay Darrell PearlRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Jay Robert PenneyGeneos Wealth Management, Inc.USF Securities, L.P.01-02-2009
Jean Melissa KahlRaymond James Financial Services Advisors, IncFerris, Baker Watts, LLC01-02-2009
Jeffrey Lynn MartinRaymond James Financial Services Advisors, IncBanc of America Investment Services, Inc.01-02-2009
Jeffrey Richard KratzWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$15001-02-2009
Jeffrey Scott OstheimINVEST Financial CorporationRoyal Alliance Associates, Inc.01-02-2009
Jerald Lewis ButtsLPL Financial LLCWorld Group Securities, Inc.01-02-2009
Jered Bauman FowlerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-02-2009
Jerry Lee Greene Jr.Arete Wealth Management, LLCPrivate Consulting Group, Inc.$50001-02-2009
Jesse Matrix AmarillasUBS Financial Services Inc.Deutsche Bank Securities Inc.$5001-02-2009
Jill Marie HansenCommonwealth Financial NetworkInfinex Investments, Inc.$1201-02-2009
Jill Stallings GutreuterJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.$5001-02-2009
John Anthony SellasNational Retirement Plan Services, Inc.Voya Financial Advisors, Inc.01-02-2009
John Charles KruegerNational Planning CorporationSagePoint Financial, Inc.01-02-2009
John David SimeoneRaymond James Financial Services Advisors, IncWells Fargo Clearing Services, LLC01-02-2009
John Francis Schmidt, Thomas John McmanusMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-02-2009
John Justin PiroJoseph Gunnar & Co. LLCAmerican Capital Partners, LLC01-02-2009
John Willoughby Hearn IIIAPW Capital, Inc.1st Global Capital Corp.$2501-02-2009
Jon Michael FletcherAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Jonathan Edward OsterkampLPL Financial LLCAmeriprise Financial Services, Inc.$1,00001-02-2009
Jonathan Robert FratesiArete Wealth Management, LLCPrivate Consulting Group, Inc.$15001-02-2009
Joseph Edward KloeckerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$1,00001-02-2009
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Showing 226 to 250 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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