Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin Hill Monahan, Jeffrey Ian AppelsteinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Karen Wozniak McdadeGeneos Wealth Management, Inc.USF Securities, L.P.01-02-2009
Keith Andrew UnikelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$15001-02-2009
Kenneth Howard ParkerJ.P. Turner & Company, L.L.C.Bainbridge Securities Inc.01-02-2009
Kent Eugene AnthonyCambridge Investment Research, Inc.Principal Securities, Inc.01-02-2009
Kevin AndersLantern Investments, Inc.Mclaughlin, Piven, Vogel Inc.01-02-2009
Kevin Michael BannonPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Lee William MontgomeryUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-02-2009
Lester Allen Brunker Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.$7001-02-2009
Luis Antonio EhlersMerrill Lynch, Pierce, Fenner & Smith IncorporatedUbs International Inc.01-02-2009
Manuel AriasLantern Investments, Inc.Mclaughlin, Piven, Vogel Inc.$1001-02-2009
Marcus Whitney MagersPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.01-02-2009
Mark Alan ComptonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Mark Gregory MetzgerVoya Financial Advisors, Inc.Ameriprise Advisor Services, Inc.$10001-02-2009
Mary Clements EvansRaymond James Financial Services Advisors, IncEdward Jones01-02-2009
Matthew Daniel GreeneAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.01-02-2009
Matthew Scott TashjianMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15001-02-2009
Michael Alan MazzuccoLPL Financial LLCCetera Financial Specialists LLC01-02-2009
Michael Anthony CiabocchiCrews & Associates, Inc.Finacorp Securities01-02-2009
Michael Arthur Thomas Jr.Cambridge Investment Research, Inc.Cetera Advisor Networks LLC$101-02-2009
Michael Eugene LongSecurities America, Inc.ePlanning Securities, Inc.01-02-2009
Michael Lawrence GravesUBS Financial Services Inc.Morgan Stanley & Co. LLC01-02-2009
Michael Lee SampsonDetalus Securities, LLCEagle One Investments, LLC01-02-2009
Michael Patrick LindseyState Farm VP Management Corp.Allstate Financial Services, LLC01-02-2009
Michael Robert SandersUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-02-2009
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Showing 251 to 275 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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