Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Monika Elizabeth WindleLPL Financial LLCWamu Investments, Inc.01-02-2009
Nicholas George BarlasPurshe Kaplan Sterling InvestmentsSagePoint Financial, Inc.01-02-2009
Nicola Albert HannaRaymond James Financial Services Advisors, IncWamu Investments, Inc.01-02-2009
Nina Parks TateLPL Financial LLCTransamerica Financial Advisors, Inc$2501-02-2009
Nolan Glen WorleyRaymond James Financial Services Advisors, IncWamu Investments, Inc.01-02-2009
Norman Paul FisherUBS Financial Services Inc.Morgan Stanley & Co. LLC$2501-02-2009
Pamela K GretherUBS Financial Services Inc.Morgan Stanley & Co. Incorporated01-02-2009
Paul SteinbissStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC01-02-2009
Paul G. GeisRBC Capital Markets, LLCUBS Financial Services Inc.01-02-2009
Paul William SniderLPL Financial LLCRobert W. Baird & Co. Incorporated01-02-2009
Quinto Fabio AmbrosettiPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$1,00001-02-2009
Ralph Garcia Jr., Bradley Jay BarnblattWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2009
Randall Jay SchulmanFirst Heartland Capital, Inc.Brokers International Financial Services, LLC.$1001-02-2009
Raymond Dean PiccirilloPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$10001-02-2009
Richard Charles Morrow Jr.Purshe Kaplan Sterling InvestmentsSecurities America, Inc.$10001-02-2009
Richard Dennis Namm, John Joseph MoranUBS Financial Services Inc.Morgan Stanley & Co. LLC01-02-2009
Richard Lee BoppH. Beck, Inc.Waddell & Reed$2501-02-2009
Richard S NalbandianLantern Investments, Inc.Mclaughlin, Piven, Vogel Inc.$10001-02-2009
Richard Stephen ElmanMoors & Cabot, Inc.UBS Financial Services Inc.$5001-02-2009
Richard William KrombachThrivent Investment Management Inc.BCG Securities, Inc.$2501-02-2009
Robert Rotstan Jr., James Robert ValeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Robert A KravetzBrighton Securities Corp.Citigroup Global Markets Inc.$10001-02-2009
Robert Franklin PiersonMorgan Keegan & Company, Inc.RBC Capital Markets, LLC01-02-2009
Robert Marvin MarshbanksRaymond James Financial Services Advisors, IncEdward Jones01-02-2009
Robert S Prater Jr.UBS Financial Services Inc.Morgan Stanley & Co. LLC$5001-02-2009
« Previous PageNext Page »

Showing 276 to 300 of 132,622 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.