Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Daniel HillNATIONAL PLANNING CORPORATIONSagePoint Financial, Inc.01-02-2009
Todd Hall ShermanH. Beck, Inc.Pacific West Securities, Inc.01-02-2009
Todd Matthew WikeRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Tracy A Dellomo, Kevin G MahonyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Troy Michael ElserUBS Financial Services Inc.Morgan Stanley & Co. LLC$501-02-2009
Vincent Nicholas MartinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-02-2009
Wilfred Conwel MorrisonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
William Brian LeonardVanderbilt Securities, LLCPrime Capital Services, Inc.$1101-02-2009
William Richard NolanEssex National Securities, LLCAXA Advisors, LLC01-02-2009
William Robert BynumRBC Capital Markets, LLCMorgan Stanley & Co. LLC01-02-2009
Xuemei WeiUBS Financial Services Inc.Deutsche Bank Securities Inc.01-02-2009
Joseph Michael PetriccioneMorgan Keegan & Company, Inc.Wells Fargo Clearing Services, LLC01-04-2009
Andy Junnwoei LiuMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. Incorporated01-05-2009
Anne Maleva ShawWoodbury Financial Services, Inc.Natcity Investments, Inc.01-05-2009
Benjamin Mark VerwysOppenheimer & Co. Inc.Natcity Investments, Inc.01-05-2009
Bruce Howard EisenbergWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-05-2009
Carol Ann Mcneill-SkorupanAmeriprise Advisor Services, Inc.UBS Financial Services Inc.01-05-2009
Christopher Michael Van StavernInvestment Professionals, Inc.VALIC Financial Advisors, Inc.01-05-2009
Curtis Lynn KruegerWaddell & ReedTD Ameritrade, Inc.01-05-2009
Daniel Edward PodawiltzCommonwealth Financial NetworkH&R Block Financial Advisors, Inc.$5001-05-2009
Daniel Francis ResnickJ.P. Morgan Securities LLCGoldman Sachs & Co.01-05-2009
Daniel Michael HannanWells Fargo Investments, LLCNorthwestern Mutual Investment Services, LLC01-05-2009
David Edward Ward, William Wade HatcherCommonwealth Financial NetworkAmeriprise Financial Services, Inc.01-05-2009
David Reynolds AveryUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-05-2009
David Richard SnyderOppenheimer & Co. Inc.Janney Montgomery Scott LLC$5001-05-2009
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Showing 326 to 350 of 132,751 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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