Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Evit SmithWaddell & ReedHD Vest Investment Services01-05-2009
Frank RosanoNYLIFE Securities LLCMetLife Securities Inc.01-05-2009
Gary Scott Jefferson, Nikolas Scott JeffersonUBS Financial Services Inc.Citigroup Global Markets Inc.01-05-2009
Gregg Andrew SatoWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5001-05-2009
H Brant Sanders Jr.Wells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-05-2009
H Brantley Sanders IIIWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10001-05-2009
Howard Eliot GreensteinLPL Financial LLCInvestment Professionals, Inc.01-05-2009
Jack A Cliff Jr.LPL Financial LLCUBS Financial Services Inc.$5001-05-2009
James Bernard SimonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-05-2009
Jarrad Kane OdleEdward JonesGlobal Atlantic Distributors, LLC$101-05-2009
Jason Hunt SandersWells Fargo Clearing Services, LLCMorgan Stanley & Co. Incorporated$1,00001-05-2009
Jean Belcher GaddNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.01-05-2009
John Batista Campanello, Peggy Ann CappellettiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2009
John David Schultz Jr.Edward JonesState Farm VP Management Corp.01-05-2009
John Hampton WilkieEdward JonesAmeriprise Financial Services, Inc.01-05-2009
John Holland RinggenbergJesup & Lamont Securities CorpCredit Suisse Securities (USA) LLC01-05-2009
John R. CartledgeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2009
John Sumner ReinhartSigma Financial CorporationOppenheimer & Co. Inc.01-05-2009
Jonathan A MillerKey Investment Services LLCCitizens Securities, Inc.01-05-2009
Joseph Thompson BinderRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2009
Keith David HorlacherJ.P. Turner & Company, L.L.C.Bainbridge Securities Inc.01-05-2009
Kenneth Robert KlauberStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10001-05-2009
Kirre Ann CaiazzaKey Investment Services LLCHSBC Securities (USA) Inc.01-05-2009
Lawrence Koren MalamutUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-05-2009
Louis Melvin Bell Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2009
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Showing 351 to 375 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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