Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis Wayne GieseParkland Securities, LLCWoodbury Financial Services, Inc.01-01-2009
Leslie Ann BiggersAXA Advisors, LLCMML Investors Services, LLC01-01-2009
Peter Lawrence WagnerAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Kenneth Michael HelmanOppenheimer & Co. Inc.Morgan Stanley & Co. LLC$2501-01-2009
Emil Joseph BieleckiExcel Securities & Associates, Inc.CBG Financial Group, Inc01-01-2009
Mary Anne SerbonichExcel Securities & Associates, Inc.Cheevers, Hand & Angeline, Inc.01-01-2009
Timothy Ronald EvonFocus FinancialFidelity Brokerage Services LLC01-01-2009
John Atwood HardingCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Mark Andrew HoughtonCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-01-2009
Richard John JacobyCitigroup Global Markets Inc.UBS Financial Services Inc.$15001-01-2009
Keith Edwards FordCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Gregory Dale SchlitterCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$10001-01-2009
David Matthew ClaymanCitigroup Global Markets Inc.UBS Financial Services Inc.$10001-01-2009
James Erle LowryCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Thomas Mccullott WestCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$10001-01-2009
Andrew Jonathan BurwellCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-01-2009
Megan Elizabeth Dupre-KeatingCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-01-2009
James Freeman WoldertCitigroup Global Markets Inc.UBS Financial Services Inc.01-01-2009
Erin A. DanielsCitigroup Global Markets Inc.Edward Jones01-01-2009
Elizabeth Katherine LottMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-01-2009
Thomas Bruce KeeneUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Michael Francis RomagnoloUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-01-2009
S. A ReevesUBS Financial Services Inc.Citigroup Global Markets Inc.01-01-2009
George Michael BelmeMorgan Stanley & Co. LLCUBS Financial Services Inc.$5001-01-2009
Merrill Leffler SchwartzMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-01-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.