Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher David SchwabMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Christopher Patrick TuckerMorgan Stanley & Co. IncorporatedUBS Financial Services Inc.01-01-2009
Christopher Ryan MoodyMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Cynthia Anne KulleMutual Service CorporationSagePoint Financial, Inc.01-01-2009
Daniel Joe BaldwinMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Darren Craig HillMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
David MalehMorgan Stanley & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
David David PeltonMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
David Howard BeyerMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
David Mark StolerMorgan Stanley & Co. IncorporatedUBS Financial Services Inc.01-01-2009
David Matthew ClaymanCitigroup Global Markets Inc.UBS Financial Services Inc.01-01-2009
David Rowan YoungMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
David Wendell NewmanMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Dax Richard FletcherMorgan Stanley & Co. IncorporatedWamu Investments, Inc.01-01-2009
Dennis Michael RosaMorgan Stanley & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Drew Anthony RomeoMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Elaine Hilda WeinbergMorgan Stanley & Co. IncorporatedUBS Financial Services Inc.01-01-2009
Elizabeth Katherine LottMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-01-2009
Eric John StephensonMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Erin A DanielsCitigroup Global Markets Inc.Edward Jones01-01-2009
Erin Colleen EasonMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Forrest M FaroMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Gabriel Marshall CampbellChase Investment Services Corp.Edward Jones01-01-2009
Garry Jay WeinerMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Gary Duane RebensdorfLPL Financial LLCCUNA Brokerage Services, Inc.01-01-2009
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Showing 26 to 50 of 132,751 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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