Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Louis GagnonMorgan Stanley & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
George Michael BelmeMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Gregory Dale SchlitterCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC01-01-2009
Gregory Paul OlsonMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Gregory Thomas FrechMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Guy James AbbanatBrewer Financial Services, LLCUBS Financial Services Inc.01-01-2009
Hillel Montram JaffeMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Howard Jack MosesMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Jack HoehleinMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Jack Ezra KolkerMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
James Erle LowryCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
James Freeman WoldertCitigroup Global Markets Inc.UBS Financial Services Inc.01-01-2009
James Michael BilickiMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Jamie Erin ThomaswongNRP Financial, Inc.Morgan Stanley & Co. LLC01-01-2009
Jason John RoqueChase Investment Services Corp.Thrivent Investment Management Inc.01-01-2009
Jason Mathew ForstotWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-01-2009
Jason Robert PokornyMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Jeanne A SchneidermanMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Jeff Malcolm DavisMorgan Stanley & Co. IncorporatedUBS Financial Services Inc.01-01-2009
Jeffery Ralph HardingMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Jeffrey A WeinsteinMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Jeffrey Lawrence RotskyMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Jeffrey Lynn ToweryMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Jeffrey Stuart BloomfieldMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Jerome Joseph PonzMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
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Showing 51 to 75 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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