Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jack Ezra KolkerMorgan Stanley & Co. LLCUBS Financial Services Inc.$2501-01-2009
John Francis PoultonMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC$10001-01-2009
Nelson Frederick FaroMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Robert Lawrence MillnerMorgan Stanley & Co. LLCUBS Financial Services Inc.$15001-01-2009
Elaine Hilda WeinbergMorgan Stanley & Co. IncorporatedUBS Financial Services Inc.01-01-2009
William Alan FraserMorgan Stanley & Co. LLCUBS Financial Services Inc.$15001-01-2009
Kent Alan AkinsMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-01-2009
Alisa Bachana JaffeMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Stephen John PotterMorgan Stanley & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Jeffrey Stuart BloomfieldMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Mark BrahneyMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Garry Jay WeinerMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Jeanne Andrea SchneidermanMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-01-2009
Kevin Turner DickeyMorgan Stanley & Co. LLCUBS Financial Services Inc.$15001-01-2009
Richard E Deitrick Jr.Morgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-01-2009
Cecil Gene JesterMorgan Stanley & Co. LLCUBS Financial Services Inc.$10001-01-2009
Jeffrey Lawrence RotskyMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-01-2009
John Ross GascoyneMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-01-2009
Larry Kyle WrightMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
William Donald BrewerMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-01-2009
Charles Matthew WhiteMorgan Stanley & Co. LLCRbc Professional Trader Group Llc01-01-2009
Theodore James TadeusiakMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC01-01-2009
Robert William HarvieMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20001-01-2009
Brian Francis SutcliffeMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-01-2009
Rachel R. CohenMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-01-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.