Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jimmie Kevin GoldenMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
John Allen Kruse Jr.Sigma Financial CorporationEquity Services, Inc.01-01-2009
John Atwood HardingCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
John Augustus Lechner IVMorgan Stanley & Co. IncorporatedDeutsche Bank Securities Inc.01-01-2009
John David PerryMorgan Stanley & Co. IncorporatedJ.P. Morgan Securities LLC01-01-2009
John Eugene OgierMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
John Francis PoultonMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC01-01-2009
John P Clarke IIMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
John Robert MasottiMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
John Ross GascoyneMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
John William Ryan IIIMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Jon Kristopher JesterMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Jonathan David SacksonMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Jose Anthony ValenciaChase Investment Services Corp.Wells Fargo Clearing Services, LLC01-01-2009
Joseph William BevackMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Katherine Kammerzell VessenesQA3 Financial Corp.Cetera Advisor Networks LLC01-01-2009
Keith Andrew GillmanMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Keith Edwards FordCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Kenneth Michael HelmanOppenheimer & Co. Inc.Morgan Stanley & Co. LLC01-01-2009
Kent Alan AkinsMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Kevin Turner DickeyMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Kyle Benjamin FaroMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Landon B MarinoMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Larry Kyle WrightMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Lawrence John ForlenzaMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
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Showing 76 to 100 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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