Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Matthew DunlapMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-01-2009
Robert James MastrosimoneMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Mark Allen MillerMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
John Eugene OgierMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Dennis Michael RosaMorgan Stanley & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-01-2009
Daniel Joe BaldwinMorgan Stanley & Co. LLCUBS Financial Services Inc.$2501-01-2009
Benjamin Joseph SweeneyMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Sean Gregory StevensonMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-01-2009
Gregory T. FrechMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Darren Craig HillMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20001-01-2009
Chad Robert EllmanMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-01-2009
Ronald Michael Valinotti Jr.Morgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
David MalehMorgan Stanley & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-01-2009
Todd Graham SylvesterMorgan Stanley & Co. LLCUBS Financial Services Inc.$1001-01-2009
Patricia Hand Van LeerMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Terrence Michael McMahonMorgan Stanley & Co. IncorporatedDeutsche Bank Securities Inc.01-01-2009
Landon Blake MarinoMorgan Stanley & Co. LLCUBS Financial Services Inc.$5001-01-2009
Samuel Mcclay Yonce Jr.Morgan Stanley & Co. IncorporatedDeutsche Bank Securities Inc.$15001-01-2009
Mark Philip SchmidtMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
John Robert MasottiMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Timothy M. JerniganMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-01-2009
Hillel Montram JaffeMorgan Stanley & Co. LLCUBS Financial Services Inc.$15001-01-2009
Forrest M FaroMorgan Stanley & Co. LLCUBS Financial Services Inc.$10001-01-2009
Alfred Joseph EsproMorgan Stanley & Co. IncorporatedTransamerica Financial Advisors, Inc$5001-01-2009
Jon Kristopher JesterMorgan Stanley & Co. LLCUBS Financial Services Inc.$2501-01-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.