Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Theresa Jane ManginesMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Thomas Charles KahlMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Thomas John EisenhuthMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Thomas Malcolm DavisMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Thomas Mccullott WestCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC01-01-2009
Thomas Randall SlimpMorgan Stanley & Co. IncorporatedUBS Financial Services Inc.01-01-2009
Timothy M. JerniganMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Todd Graham SylvesterMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Vadim LovinskyChase Investment Services Corp.Sigma Financial Corporation01-01-2009
Walter Roy BomgrenMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
William Alan FraserMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
William Donald BrewerMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
William Earle Coffey Jr.Morgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Zachary Daniel DoxtaterMutual Service CorporationEdward Jones01-01-2009
Aaron Ronald ProkopecLPL Financial LLCBancWest Investment Services, Inc.$101-02-2009
Adrian Paul Burke IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC01-02-2009
Alan Michael WozniakWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00001-02-2009
Ali Sina MandalinciUBS Financial Services Inc.Citigroup Global Markets Inc.01-02-2009
Allan Harrison ClarkLincoln InvestmentLPL Financial LLC$5001-02-2009
Andrea Marie MientkiewiczPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Andrew Robert FuhrmanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00001-02-2009
Ann Esther SchuelerLPL Financial LLCAmeriprise Financial Services, Inc.$4701-02-2009
Anthony Warren NyeUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5001-02-2009
Bradley Phillip KellenLPL Financial LLCAmeriprise Financial Services, Inc.01-02-2009
Brian Stirling SeamanUnited Planners' Financial Services of America A Limited PartnerNext Financial Group, Inc.$2501-02-2009
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Showing 151 to 175 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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