Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brittany Lauren TaylorPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$1,00001-02-2009
Bruce Carlton GordonINVEST FINANCIAL CORPORATIONRoyal Alliance Associates, Inc.01-02-2009
Bruce Putnam MullenCambridge Investment Research, Inc.Sanders Morris Harris LLC01-02-2009
Carla Faye Donina, Robert Lawrence Donina Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Carolyn Elaine GarofaloVoya Financial Advisors, Inc.Hilltop Securities Independent Network Inc.01-02-2009
Charla Sue RileyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1001-02-2009
Charles Andrew FlintonRaymond James Financial Services Advisors, IncMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Charles George Byron1st Global Capital Corp.Hilltop Securities Inc.01-02-2009
Charles Steven RobertsINVEST Financial CorporationEdward Jones01-02-2009
Christine Ann KujanPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$15001-02-2009
Christopher Charles Andrew AristoState Farm VP Management Corp.AIG Capital Services, Inc.$5001-02-2009
Christopher Michael ZehnerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$15001-02-2009
Christopher Neal SorcePurshe Kaplan Sterling InvestmentsSecurities America, Inc.$15001-02-2009
Christopher Norman FisherUBS Financial Services Inc.Morgan Stanley & Co. LLC$5001-02-2009
Christopher Robert OzdarskiSigma Financial CorporationMML Investors Services, LLC01-02-2009
Craig Robert SilbergUBS Financial Services Inc.Morgan Stanley & Co. LLC01-02-2009
Dain Noel KirkpatrickMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-02-2009
Daniel Lee KayJ.J.B. Hilliard, W.L. Lyons, LLCFerris, Baker Watts, LLC$101-02-2009
Daniel Nathan FurhmanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
David DarwishPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$15001-02-2009
David Alan BorskiLPL Financial LLCUBS Financial Services Inc.01-02-2009
David Alan ColumbLPL Financial LLCB. C. Ziegler and Company01-02-2009
David Ethan FurmanskiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-02-2009
David Kalani MortonH. Beck, Inc.MML Investors Services, LLC01-02-2009
David Lee ShackelfordH&R Block Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
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Showing 176 to 200 of 132,751 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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