Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Curtin GrassiNatcity Investments, Inc.Dawson James Securities, Inc.01-02-2009
William Richard NolanEssex National Securities, LLCAXA Advisors, LLC01-02-2009
Seana ChungEssex National Securities, LLCAXA Advisors, LLC01-02-2009
Christina Hall JamesBB&T Investment Services, Inc.BB&T Investment Services, Inc.01-02-2009
Glen Adair TylerPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Michael James ManiscalcoCharles Schwab & Co., Inc.TIAA-CREF Individual & Institutional Services, LLC01-02-2009
Richard Stephen ElmanMoors & Cabot, Inc.UBS Financial Services Inc.$5001-02-2009
Warren George Berger IIIH. Beck, Inc.Park Avenue Securities LLC01-02-2009
Todd Hall ShermanH. Beck, Inc.Pacific West Financial Consultants Inc01-02-2009
Richard Lee BoppH. Beck, Inc.Waddell & Reed$1001-02-2009
David Kalani MortonH. Beck, Inc.MML Investors Services, LLC01-02-2009
Carolyn Elaine GarofaloVoya Financial Advisors, Inc.Hilltop Securities Independent Network Inc.01-02-2009
Shawna Denise BonnerVoya Financial Advisors, Inc.LPL Financial LLC01-02-2009
Mark Gregory MetzgerVoya Financial Advisors, Inc.Ameriprise Advisor Services, Inc.01-02-2009
William Brian LeonardVanderbilt Securities, LLCPrime Capital Services, Inc.01-02-2009
Jon Michael FletcherAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Matthew Daniel GreeneAmeriprise Financial Services, LLCBanc of America Investment Services, Inc.01-02-2009
Michael H BrandtAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC01-02-2009
Thomas Robert Graffeo Jr.LPL Financial LLCVoya Investments Distributor, LLC01-02-2009
David Alan BorskiLPL Financial LLCUBS Financial Services Inc.01-02-2009
Bradley Alan BergerLPL Financial LLCFirst Command Financial Planning, Inc.01-02-2009
Ann Esther SchuelerLPL Financial LLCAmeriprise Financial Services, LLC$5001-02-2009
Michael Alan MazzuccoLPL Financial LLCCetera Financial Specialists LLC01-02-2009
Paul William SniderLPL Financial LLCRobert W. Baird & Co. Incorporated01-02-2009
Frank Paul Zocco Jr.LPL Financial LLCLincoln Financial Advisors Corporation01-02-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.