Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Willoughby Hearn IIIAPW Capital, Inc.1st Global Capital Corp.01-02-2009
William Edward Sugg IVAPW Capital, Inc.1st Global Capital Corp.01-02-2009
Jerry Lee Greene Jr.Arete Wealth Management, LLCPrivate Consulting Group, Inc.$2501-02-2009
Jonathan Robert FratesiArete Wealth Management, LLCPrivate Consulting Group, Inc.01-02-2009
Edward D. Puttick Jr.Allied Beacon Partners, Inc.Advanced Planning Securities, Inc.01-02-2009
Thomas Colby CantrellAllied Beacon Partners, Inc.Advanced Planning Securities, Inc.$1001-02-2009
Michael Allen MathesonDetalus Securities, LLCEagle One Investments, LLC01-02-2009
Michael Lee SampsonDetalus Securities, LLCEagle One Investments, LLC01-02-2009
Ralph MitchellResource Horizons Group LLCInvestors Capital Corp.01-02-2009
Marcy Ann KellyLaSalle St. Investment Advisors, L.L.C.LaSalle St. Investment Advisors, L.L.C.01-02-2009
Jay Robert PenneyGeneos Wealth Management, Inc.USF Securities, L.P.01-02-2009
Karen Wozniak McDadeGeneos Wealth Management, Inc.USF Securities, L.P.01-02-2009
James Jeffrey SchollGWN Securities Inc.L.M. Kohn & Company01-02-2009
Dale Jerome ImmekusHBW Securities LLCHBW Securities LLC01-02-2009
James Donald DemeyerRaymond James Financial Services Advisors, IncSII Investments, Inc.01-02-2009
Kenneth Dean MartinelliRaymond James Financial Services Advisors, IncAXA Advisors, LLC01-02-2009
Maia Devon ThomasRaymond James Financial Services Advisors, IncCarson Advisory Group01-02-2009
Randall A. SchrimsherRaymond James Financial Services Advisors, IncWells Fargo Clearing Services, LLC01-02-2009
John David SimeoneRaymond James Financial Services Advisors, IncWells Fargo Clearing Services, LLC$2501-02-2009
Jennifer Irene HectorRaymond James Financial Services Advisors, IncCarter and Carter Financial01-02-2009
Allan Harrison ClarkLincoln InvestmentLPL Financial LLC01-02-2009
Stanley T. ShaffLincoln InvestmentGreat American Advisors, Inc.01-02-2009
Richard William KrombachThrivent Investment Management Inc.BCG Securities, Inc.$2501-02-2009
Sean T. JohnsonThrivent Investment Management Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1001-02-2009
Ronald Joseph Kims Jr.Thrivent Investment Management Inc.Ameriprise Financial Services, LLC01-02-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.