Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard S NalbandianLantern Investments, Inc.Mclaughlin, Piven, Vogel Inc.01-02-2009
Samuel Lyle TorrezCambridge Investment Research, Inc.RMIN Securities, Inc.01-02-2009
Daniel Joseph SipeRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Joseph Michael MallinoRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Luis Antonio EhlersMerrill Lynch, Pierce, Fenner & Smith IncorporatedUbs International Inc.01-02-2009
Pauline Swenson MalmgrenRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Robert Harley BergRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Michael Neil FloydRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
James Maxwell MasloffRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Todd Alan MoultonRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Steven S. ZangmeisterRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
David Marion PollardRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Stephanie Henryka McCurryRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Van M Mark PearcyRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
James Norman Barr Jr.Raymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Sheri Ann LucasRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Jeffrey Lynn MartinRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
James Hugh Whatley Jr.Raymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Michael John LahodaRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Mark Duane CunninghamRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
William Spivey Arms IIIRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Brian Stirling SeamanUnited Planners' Financial Services of America A Limited PartnerNext Financial Group, Inc.01-02-2009
Randall White Vaughan Jr.Raymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Lawrence Michael BrowningRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Daniel Charles KetchumRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
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Showing 276 to 300 of 99,867 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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