Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Michael ZehnerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$5001-02-2009
Richard Charles Morrow Jr.Purshe Kaplan Sterling InvestmentsSecurities America, Inc.$5001-02-2009
Jeffrey Richard KratzWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5001-02-2009
Ralph Garcia Jr., Bradley Jay BarnblattWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2501-02-2009
Jerry Lee Greene Jr.Arete Wealth Management, LLCPrivate Consulting Group, Inc.$2501-02-2009
Matthew Scott TashjianMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2501-02-2009
Jered Bauman FowlerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-02-2009
Richard William KrombachThrivent Investment Management Inc.BCG Securities, Inc.$2501-02-2009
Randall Jay SchulmanFirst Heartland Capital, Inc.Brokers International Financial Services, LLC.$1001-02-2009
Tennyson Calvin ShifleyCambridge Investment Research, Inc.Cincinnati Analysts, Inc.$1001-02-2009
Manuel AriasLantern Investments, Inc.Mclaughlin, Piven, Vogel Inc.$1001-02-2009
Jeffrey Ian Appelstein, Justin Hill MonahanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1001-02-2009
David DarwishPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$1001-02-2009
Michael Arthur Thomas Jr.Cambridge Investment Research, Inc.Cetera Advisor Networks LLC$1001-02-2009
Mark Gregory MetzgerVoya Financial Advisors, Inc.Ameriprise Advisor Services, Inc.$1001-02-2009
Richard Lee BoppH. Beck, Inc.Waddell & Reed$1001-02-2009
Jonathan Edward OsterkampLPL Financial LLCAmeriprise Financial Services, Inc.$1001-02-2009
Troy Michael ElserUBS Financial Services Inc.Morgan Stanley & Co. LLC01-02-2009
Donald Owens Harrison Jr.Raymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Scott Alan SimmererRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Allan Harrison ClarkLincoln InvestmentLPL Financial LLC01-02-2009
Heather Edith StilesRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Timothy Charles LidiakRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Bradley James WarneckeRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Diane Lynne MalisonRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
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Showing 51 to 75 of 100,580 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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