Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
N/AN/A12-31-1969
N/ACA12-31-1969
N/AN/A12-31-1969
Bevin Hartnett Joseph RestivoRaymond James & Associates, Inc.Waddell & Reed$13710-16-2019
Greg Hadel Sean AikmusLPL Financial LLCWoodbury Financial Services, Inc.$16510-21-2019
Jack ConnealyLPL Financial LLCSecurities America, Inc.$3,00004-30-2020
Jess Murphy Nathan MurphyLPL Financial LLCCadaret, Grant & Co., Inc.$20008-28-2020
Jimmy JR Blackburn Reed Potter JrRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$24110-11-2019
Matt ThielRaymond James financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$11506-05-2020
Ron Phelps Jacob HamusAmeriprise Financial Services, LLCMorgan Stanley$32103-27-2020
Ruth KitzmannRaymond James & Associates, Inc.RBC Capital Markets, LLC$12708-20-2019
A C Brown JrDatatex Investment Services IncEdward Jones$2509-04-2019
A Dale SchaeferCetera Advisor Networks LLCMML Investors Services, LLC11-27-2013
A Gib McEachran John W HardyCetera Advisor Networks LLCLPL Financial LLC$27011-29-2019
A Janssen LongeneckerRaymond James Financial Services, Inc.Edward Jones07-24-2015
A Lamar HudsonLPL Financial LLCWells Fargo Clearing Services, LLC$5012-14-2012
A Leslie HornbackLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-22-2010
A Paul OlsenBenjamin F. Edwards & Company, Inc.Wells Fargo Advisors Financial Network, LLC12-04-2009
Aalok DevkotaDevkota Capital AdvisorsABUNDANCE ADVISERS02-16-2018
Aalok PatelJ.P. Morgan Securities LLCTD Ameritrade, Inc.09-29-2020
Aalon RoseMorgan Wilshire Securities, Inc.National Securities Corporation10-21-2014
Aamina Nadeem DaudpotaCharles Schwab & Co., Inc.Morgan Stanley06-08-2018
Aarikka Jean BurgessKestra Investment Services, LLCEquitable Advisors, LLC10-18-2017
Aaron A DelsignoreMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5010-05-2012
Aaron Alan SimoneAvantax Investment Services, Inc.Independent Financial Group, LLC$1005-31-2017
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Showing 1 to 25 of 107,627 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.