Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q2 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Brian Bova, David Leeds Eustis and Marc Oster | Purshe Kaplan Sterling Investments | UBS Financial Services | $2,000 | 04-06-2018 |
| Donald J. Simpson, Jeffrey Grant, Gloria Grant, Jason Graves | Raymond James | Wells Fargo Advisors | $300 | 04-18-2018 |
| A Janssen Longenecker | Raymond James Financial Services, Inc. | Edward Jones | — | 07-24-2015 |
| A Lamar Hudson | LPL Financial LLC | Wells Fargo Clearing Services, LLC | $50 | 12-14-2012 |
| A Mason Rascher | LPL Financial LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 12-12-2012 |
| A Paul Olsen | Benjamin F. Edwards & Company, Inc. | Wells Fargo Advisors Financial Network, LLC | $1 | 12-04-2009 |
| A. Dale Schaefer | Cetera Advisor Networks LLC | MML Investors Services, LLC | — | 11-27-2013 |
| A. Leslie Leslie Hornback | LPL Financial LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $150 | 01-22-2010 |
| A. Nicholas Nicholas Strom-Olsen | LPL Financial LLC | Commonwealth Financial Network | $25 | 11-20-2015 |
| A. Rebeca Schereck | Cetera Financial Specialists LLC | Madison Avenue Securities, LLC | $50 | 03-15-2017 |
| Aadarsh B Jagadish | Independent Financial Partners | MML Investors Services, LLC | — | 12-06-2017 |
| Aadil Haroon Zaman | Securities America, Inc. | Wall Street Financial Group, Inc. | — | 09-23-2016 |
| Aadil Haroon Zaman | Wall Street Financial Group, Inc. | National Securities Corporation | — | 06-01-2010 |
| Aalon Rose | Morgan Wilshire Securities, Inc. | National Securities Corporation | — | 10-21-2014 |
| Aamir Moiz Chalisa | Securities America, Inc. | ProEquities, Inc. | — | 04-12-2018 |
| Aarikka Jean Burgess | Kestra Investment Services, LLC | AXA Advisors, LLC | — | 10-18-2017 |
| Aarikka Jean Burgess | AXA Advisors, LLC | Kestra Investment Services, LLC | — | 03-31-2017 |
| Aarikka Jean Burgess | Kestra Investment Services, LLC | Cambridge Investment Research, Inc. | — | 04-01-2014 |
| Aaron Adcock | First Allied Securities, Inc. | Chase Investment Services Corp. | $500 | 01-16-2012 |
| Aaron Adcock | Chase Investment Services Corp. | Charles Schwab & Co., Inc. | — | 03-31-2011 |
| Aaron Brasfield | HighTower Securities, LLC | Morgan Stanley | — | 01-20-2012 |
| Aaron Byrd | Inkwell Capital | Sanford C. Bernstein & Co., LLC | — | 05-24-2011 |
| Aaron Foley | Citizens Securities, Inc. | Moors & Cabot, Inc. | $50 | 09-22-2015 |
| Aaron Foley | Moors & Cabot, Inc. | Jesup & Lamont Securities Corp | — | 11-25-2009 |
| Aaron Goldman | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 11-26-2012 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.
