Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2020)
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| N/A | N/A | — | 12-31-1969 | |
| N/A | CA | — | 12-31-1969 | |
| N/A | N/A | — | 12-31-1969 | |
| Bevin Hartnett Joseph Restivo | Raymond James & Associates, Inc. | Waddell & Reed | $137 | 10-16-2019 |
| Greg Hadel Sean Aikmus | LPL Financial LLC | Woodbury Financial Services, Inc. | $165 | 10-21-2019 |
| Jack Connealy | LPL Financial LLC | Securities America, Inc. | $3,000 | 04-30-2020 |
| Jess Murphy Nathan Murphy | LPL Financial LLC | Cadaret, Grant & Co., Inc. | $200 | 08-28-2020 |
| Jimmy JR Blackburn Reed Potter Jr | Raymond James Financial Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $241 | 10-11-2019 |
| Matt Thiel | Raymond James financial Services, Inc. | Wells Fargo Advisors Financial Network, LLC | $115 | 06-05-2020 |
| Ron Phelps Jacob Hamus | Ameriprise Financial Services, LLC | Morgan Stanley | $321 | 03-27-2020 |
| Ruth Kitzmann | Raymond James & Associates, Inc. | RBC Capital Markets, LLC | $127 | 08-20-2019 |
| A C Brown Jr | Datatex Investment Services Inc | Edward Jones | $25 | 09-04-2019 |
| A Dale Schaefer | Cetera Advisor Networks LLC | MML Investors Services, LLC | — | 11-27-2013 |
| A Gib McEachran John W Hardy | Cetera Advisor Networks LLC | LPL Financial LLC | $270 | 11-29-2019 |
| A Janssen Longenecker | Raymond James Financial Services, Inc. | Edward Jones | — | 07-24-2015 |
| A Lamar Hudson | LPL Financial LLC | Wells Fargo Clearing Services, LLC | $50 | 12-14-2012 |
| A Leslie Hornback | LPL Financial LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $150 | 01-22-2010 |
| A Paul Olsen | Benjamin F. Edwards & Company, Inc. | Wells Fargo Advisors Financial Network, LLC | — | 12-04-2009 |
| Aalok Devkota | Devkota Capital Advisors | ABUNDANCE ADVISERS | — | 02-16-2018 |
| Aalok Patel | J.P. Morgan Securities LLC | TD Ameritrade, Inc. | — | 09-29-2020 |
| Aalon Rose | Morgan Wilshire Securities, Inc. | National Securities Corporation | — | 10-21-2014 |
| Aamina Nadeem Daudpota | Charles Schwab & Co., Inc. | Morgan Stanley | — | 06-08-2018 |
| Aarikka Jean Burgess | Kestra Investment Services, LLC | Equitable Advisors, LLC | — | 10-18-2017 |
| Aaron A Delsignore | Merrill Lynch, Pierce, Fenner & Smith Incorporated | UBS Financial Services Inc. | $50 | 10-05-2012 |
| Aaron Alan Simone | Avantax Investment Services, Inc. | Independent Financial Group, LLC | $10 | 05-31-2017 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
