Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert RafanoRoyal Alliance Associates, Inc.Ameriprise Financial Services, LLC08-12-2020
John Spatola Royal Alliance Associates, Inc.Santander Securities LLC09-03-2020
Matthew GarberRoyal Alliance Associates, Inc.Ameriprise Financial Services, LLC08-06-2020
Jeannie JacksonRoyal Alliance Associates, Inc.Advisorenet Wealth Management06-23-2020
Bill Langdon Scott Baldwin Todd Sander Drew BaldwinLPL Financial LLCVoya Financial Advisors, Inc.06-24-2020
Scott Baldwin Bill Langdon Todd Sander Drew BaldwinLPL Financial LLCVoya Financial Advisors, Inc.06-24-2020
Jarrod Liebel Raymond James Financial Services, Inc.Infinex Investments, Inc.10-02-2019
Vincent Kubilus Brian Thornton Mark ZakoskiLPL Financial LLCInfinex Investments, Inc.01-04-2016
Antonio GoesEquitable Advisors, LLCCitizens Securities, Inc.03-06-2020
Erica MaloneEquitable Advisors, LLCFirst Horizon Advisors, Inc.02-18-2020
Michael SoederEquitable Advisors, LLCCitizens Securities, Inc.02-04-2020
Brittany RieckEquitable Advisors, LLCWesBanco Securities, Inc.12-09-2019
Charles WalkerDeutsche Bank Securities Inc.Citigroup Global Markets Inc.11-10-2014
Heather KirbyDeutsche Bank Securities Inc.Citigroup Global Markets Inc.11-10-2014
Daniel ColluccioWBI Investments, Inc.TD Wealth Management Services Inc.08-20-2014
Lee B JonesStratos Wealth Partners, LtdUnionBanc Investment Services, LLC12-12-2013
Brian Pierson Stephen Aucamp Samantha Dean Brad LackeyPresidio Capital AdvisorsCity National Securities, Inc.12-08-2014
Julio Castro Michael Cozene Arthur NodererEvercore Wealth ManagementSunTrust Investment Services, Inc.04-07-2014
Mauricio CurreaWayne Hummer InvestmentsPopular Securities, LLC09-13-2013
Lawrence MaherEquitable Advisors, LLCTIAA-CREF Individual & Institutional Services, LLC06-01-2020
Benjamin PorrasEP Wealth AdvisorsCharles Schwab & Co., Inc.03-01-2013
Brian ThomasKestra Investment Services, LLCCambridge Investment Research, Inc.01-30-2020
N/AN/A12-31-1969
Raymond SaravitzLPL Financial LLCCommonwealth Financial Network01-04-2016
Benjamin Brayshaw Sheldon Drake Donald Hannigan Philip Henry Seth Krussman John RyderSagePoint Financial, Inc.Questar Capital Corporation06-30-2015
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Showing 1 to 25 of 107,627 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.