Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Cullen Patten JrMAR Wealth Management Services, LLCTD Private Client Wealth LLC04-17-2020
Julina Lee OgilviePrinciple Wealth Partners LLCJ.P. Morgan Institutional Investments Inc.04-17-2020
Kenneth William PaulsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-17-2020
Brian P. HannanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-17-2020
Vega Singlan HuenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-17-2020
Ryan McmahonJ.P. Morgan Securities LLCEdward Jones04-16-2020
Stephen FraserFirst Republic Securities Company, LLCNorthwestern Mutual Investment Services, LLC04-16-2020
Malia Michelle HaskinsBMO Harris Financial Advisors, Inc.RBC Capital Markets, LLC04-16-2020
Andrew George MerwinE*TRADE Securities LLCTIAA-CREF Individual & Institutional Services, LLC04-16-2020
Charles Nelson LinebergerLPL Financial LLCProEquities, Inc.04-16-2020
Karla RossLPL Financial LLCSecurities America, Inc.04-16-2020
Tyler Douglas HowardProEquities, Inc.Charles Schwab & Co., Inc.04-16-2020
Keishon WarrenMML Investors Services, LLCMML Investors Services, LLC04-16-2020
Michael Paul WilliamsAllstate Financial Services, LLCW&S Brokerage Services, Inc.04-16-2020
Jon Brad BollierState Farm VP Management Corp.State Farm VP Management Corp.04-16-2020
Zackery Michael BarnettEdward JonesRFG Advisory, LLC04-16-2020
Meghan Marie TapiaSanford C. Bernstein & Co., LLCRoyal Alliance Associates, Inc.04-16-2020
Kristen Anne EhringerDentist AdvisorsPNC Investments04-16-2020
Kent Lee OwingsTree City Advisors, LLCThrivent Investment Management Inc.04-16-2020
Matthew Donald CarlsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors04-16-2020
Irma TsikhiseliWells Fargo Clearing Services, LLCFarmers Financial Solutions, LLC04-16-2020
Tom Doo ChoiWells Fargo Clearing Services, LLCEdward Jones04-16-2020
Sumam Sara MathewMorgan StanleyFidelity Personal and Workplace Advisors04-16-2020
Michael Keith OlafsonMorgan StanleyWells Fargo Clearing Services, LLC04-16-2020
Joshua R. BerryJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-15-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.