Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jacob Ryan HernandezCUNA Brokerage Services, Inc.BMO Harris Financial Advisors, Inc.04-15-2020
Drew McclairPNC InvestmentsEdward Jones04-15-2020
Aimee Sarah StewartCharles Schwab & Co., Inc.Vanguard Marketing Corporation04-15-2020
Janny EidFidelity Brokerage Services LLCTD Ameritrade, Inc.04-15-2020
Frank MartinoH. Beck, Inc.Cambridge Investment Research, Inc.04-15-2020
Darren Scott WagermanVoya Financial Advisors, Inc.GWFS Equities, Inc.04-15-2020
Tanis Elizabeth BroadwellLPL Financial LLCNationwide Securities, LLC04-15-2020
Paul R DonatoLPL Financial LLCMML Investors Services, LLC04-15-2020
Christina Marie BrownLPL Financial LLCRaymond James Financial Services, Inc.04-15-2020
Lyndsey Monahan RhodeTransamerica Financial Advisors, IncNYLIFE Securities LLC04-15-2020
Kenneth Cleo Johnson Sr.SA Stone Wealth Management Inc.Woodbury Financial Services, Inc.04-15-2020
Marc Alan LippincottUnited Planners' Financial Services of America A Limited PartnerMinistry Partners Securities, LLC04-15-2020
Michelle V. LippincottUnited Planners' Financial Services of America A Limited PartnerMinistry Partners Securities, LLC04-15-2020
Eric J. NegronCalton & Associates, Inc.IFP Securities, LLC04-15-2020
Alejandro Jose Vazquez IIIJ.W. Cole Financial, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2020
Melissa Ann MutrieLion Street Financial, LLCU.S. Bancorp Investments, Inc.04-15-2020
William Arthur KeeneyEquity Services, Inc.Hornor, Townsend & Kent, LLC04-15-2020
Tim T. HoodOneAmerica Securities, Inc.NYLIFE Securities LLC04-15-2020
Nathan Jared MorrisNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC04-15-2020
Joseph K. PedersenPruco Securities, LLC.Pruco Securities, LLC.04-15-2020
William Scott SchulteMML Investors Services, LLCNYLIFE Securities LLC04-15-2020
Derek HuffmanEdward JonesFarmers Financial Solutions, LLC04-15-2020
Andrew K McCallGoldman Sachs & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2020
Christopher R. CastelliStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.04-15-2020
Joseph Parish ParkerCarolina Wealth Management, Inc.First Citizens Investor Services, Inc.04-15-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.