Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dawn Michelle HemmingHemming& Wealth Management, Inc.Sagepoint Financial, Inc.05-01-2019
Autumn C. SoltysiakHemming& Wealth Management, Inc.Sagepoint Financial, Inc.05-01-2019
Alexander Vlad YelenskyA.G.P. / Alliance Global PartnersAEGIS CAPITAL CORP.05-01-2019
Alexander Vlad YelenskyA.G.P. / Alliance Global PartnersAegis Capital Corp.05-01-2019
Mark Steven FilibertoLPL Financial LLCCuna Brokerage Services, Inc.04-30-2019
Karl Patrik Orlowski1st Global Capital Corp.Triad Advisors LLC04-30-2019
Brian Scott McclearyLPL Financial LLCCetera Investment Advisers LLC04-30-2019
Scott E. BraunPruco Securities, LLC.NYLIFE Securities LLC04-30-2019
Adam Alexander AulestiaAulestia Wealth Management, Inc.LPL Financial LLC04-30-2019
Lindsay Ann FrazierXennial Planning LLCGWFS Equities, Inc04-29-2019
Ryan Mathew FleischerRevolution Capital, LLCLPL Financial LLC04-29-2019
Harry Ison Brown Jr.SA Stone Wealth Management Inc.Capital Financial Services, Inc.04-29-2019
Dayton Charles O'BrienAmeriprise Financial Services, Inc.H.D. Vest Investment Services04-26-2019
Zachary Hussam MakawiCambridge Investment Research, Inc.Next Financial Group, Inc.04-26-2019
Benjamin CarusoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
David Henry HohimerHohimer Wealth Management, LLCWells Fargo Clearing Services, LLC04-25-2019
Thomas David GrierLPL Financial LLCWells Fargo Clearing Services, LLC04-25-2019
Michelle ReynoldsSecurities Service Network, LLCKovack Securities Inc.04-25-2019
Michael E. ChastainPark Avenue Securities LLCMML Investors Services, LLC04-25-2019
Eric Michael TomskyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2019
Bryce John BaldwinLPL Financial LLCRaymond James Financial Services Advisors, Inc04-24-2019
Gary Stephen HuselHighTower Securities, LLCTD Ameritrade Investment Management, LLC04-24-2019
Michael Anthony TavelTavel Insurance & Financial Services, LLCLPL Financial LLC04-24-2019
Robert James SchupKMS Financial Services, Inc.On Investment Management Co04-24-2019
Jenna L. SteinhauerFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC04-24-2019
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Showing 251 to 275 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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