Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Ronald PilatMutual Securities, Inc.Regulus Advisors, LLC04-23-2019
Nicholas H. HopwoodMutual Securities, Inc.Regulus Advisors, LLC04-23-2019
Gerard Francis WrableyCommonwealth Financial NetworkAmeritas Investment Corp.04-23-2019
Marcus Houston QuallsRobert W. Baird & Co. IncorporatedAmeriprise Financial Services, Inc.04-23-2019
Ashlee Isola De SteigerGunder Wealth Management, LLCRaymond James Financial Services, Inc.04-22-2019
Philip James AmbroseCalton & Associates, Inc.NYLIFE Securities LLC04-22-2019
Philip Timothy WielochCalton & Associates, Inc.Capital Financial Services, Inc.04-22-2019
Carlos O. Saitcevsky GuerreroIntercam Securities, Inc.Wells Fargo Clearing Services, LLC04-22-2019
Henry John WannerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Amethyst Judith RothCambridge Investment Research, Inc.Capital Financial Services, Inc.04-18-2019
Bryan Jacob SintayEdward JonesFIDELITY PERSONAL AND WORKPLACE ADVISORS04-18-2019
Daniel Mark RankinAllstate Financial Services, LLCVALIC Financial Advisors, Inc.04-18-2019
David Slakter SherlineWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
John R. KoeijmansStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Lance Clayton WhitworthStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Neil Richard CohenWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Steven Joe CombestFSC Securities CorporationCapital Financial Services, Inc.04-18-2019
William E. KernEdward JonesEquity Services, Inc.04-18-2019
Susanne E. AtondoEdward JonesWells Fargo Clearing Services, LLC04-18-2019
Paul Lawrence Fowler Jr.Moors & Cabot, Inc.Wells Fargo Clearing Services, LLC04-17-2019
Ryan M. SchackStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2019
Kari A FernRaymond James Financial Services, Inc.Edward Jones04-17-2019
Rodney Brian SmithIndependent Financial Group, LLCLPL Financial LLC04-17-2019
Thomas M. Valentine Jr.MML Investors Services, LLCCambridge Investment Research, Inc.04-17-2019
David Kenneth JanusWells Fargo Clearing Services, LLCCetera Advisor Networks LLC04-16-2019
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Showing 276 to 300 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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