Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chad Thomas SchwoererCalton & Associates, Inc.Capital Financial Services, Inc.05-03-2019
Jason Bernard MyersLPL Financial LLCMML Investors Services, LLC05-03-2019
Maria A. HebditchMora WM SecuritiesSantander Securities LLC05-03-2019
Gregory Alan DeckertGreen & Deckert LLC1st Global Capital Corp.05-03-2019
John Francis StojSafebridgeTransamerica Financial Advisors, Inc05-02-2019
Sharon Kaye JansmaPrincipal Securities, Inc.Farmers Financial Solutions, LLC05-02-2019
Michael Howard McConnellB. Riley Wealth ManagementUSCA Securities LLC05-02-2019
Duncan Bradley GreenGreen & Deckert LLC1st Global Capital Corp.05-02-2019
Eric John AckermanInfinex Investments, Inc.Citigroup Global Markets Inc.05-01-2019
Brian David BradberrySunTrust Investment Services, Inc.Morgan Stanley05-01-2019
Klaus Dieter MiodovCalton & Associates, Inc.Capital Financial Services, Inc.05-01-2019
Frank Anthony LoprestiBeaconsfield Financial Services, Inc.H.D. Vest Investment Services05-01-2019
Austin Robert MurphyLPL Financial LLCSuntrust Investment Services, Inc.05-01-2019
Shantal Lillian TolbertAllstate Financial Services, LLCTransamerica Financial Advisors, Inc05-01-2019
Vito Michael PetrielloAXA Advisors, LLCAllstate Financial Advisors, LLC05-01-2019
Ethan Anthony MendozaEdward JonesWells Fargo Clearing Services, LLC05-01-2019
Dawn Michelle HemmingHemming& Wealth Management, Inc.Sagepoint Financial, Inc.05-01-2019
Autumn C. SoltysiakHemming& Wealth Management, Inc.Sagepoint Financial, Inc.05-01-2019
Alexander Vlad YelenskyA.G.P. / Alliance Global PartnersAEGIS CAPITAL CORP.05-01-2019
Alexander Vlad YelenskyA.G.P. / Alliance Global PartnersAegis Capital Corp.05-01-2019
Mark Steven FilibertoLPL Financial LLCCuna Brokerage Services, Inc.04-30-2019
Karl Patrik Orlowski1st Global Capital Corp.Triad Advisors LLC04-30-2019
Brian Scott McclearyLPL Financial LLCCetera Investment Advisers LLC04-30-2019
Scott E. BraunPruco Securities, LLC.NYLIFE Securities LLC04-30-2019
Adam Alexander AulestiaAulestia Wealth Management, Inc.LPL Financial LLC04-30-2019
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Showing 301 to 325 of 132,751 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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