Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jelani Christopher MatthewsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2020
John Richard CarterUBS Financial Services Inc.Morgan Stanley04-13-2020
James Mcgregor CarrComerica SecuritiesWells Fargo Clearing Services, LLC04-10-2020
Heather Lynn ClarkFidelity Brokerage Services LLCUBS Financial Services Inc.04-10-2020
Agne MirFidelity Brokerage Services LLCSantander Securities LLC04-10-2020
Andrea Nicole PaulsonNorthwestern Mutual Investment Services, LLCBMO Harris Financial Advisors, Inc.04-10-2020
Gary Allen ClarkNYLIFE Securities LLCNationwide Securities, LLC04-10-2020
Matthew Paul CourPruco Securities, LLC.Regulus Advisors, LLC04-10-2020
Gordon Marshall BuskirkJ.P. Morgan Securities LLCBBVA Securities Inc.04-09-2020
Sandra M CardonaSynovus Securities, Inc.J.P. Morgan Securities LLC04-09-2020
Sudeshna Mou DasCetera Investment Services LLCCetera Investment Services LLC04-09-2020
Joshua Tyler LowryE*TRADE Securities LLCJ.P. Morgan Securities LLC04-09-2020
Ryan Thomas MclinAmeriprise Financial Services, LLCLincoln Financial Advisors Corporation04-09-2020
Joseph Michael DeschryverLPL Financial LLCAvantax Investment Services, Inc.04-09-2020
Gregory Drew VaccaMoney Concepts Capital CorpCUSO Financial Services, L.P.04-09-2020
Scott PeckRoyal Alliance Associates, Inc.Northwestern Mutual Investment Services, LLC04-09-2020
Barry Michael CroninThe Leaders Group, Inc.Wells Fargo Clearing Services, LLC04-09-2020
Joshua Grant WempleMutual of Omaha Investor Services, Inc.Voya Financial Advisors, Inc.04-09-2020
Deborah Linn MosleyNYLIFE Securities LLCNYLIFE Securities LLC04-09-2020
Jeffrey S. LightNYLIFE Securities LLCRoyal Alliance Associates, Inc.04-09-2020
Robert Alan KochPruco Securities, LLC.Cadaret, Grant & Co., Inc.04-09-2020
Wilfredo M. PenaPruco Securities, LLC.MML Investors Services, LLC04-09-2020
Seth Izak HofstetterPruco Securities, LLC.AXA Advisors, LLC04-09-2020
Erin Elizabeth SpackeyAXA Advisors, LLCW&S Brokerage Services, Inc.04-09-2020
Placido John RodriguezW&S Brokerage Services, Inc.Comerica Securities04-09-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.