Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abraham Jay SalinasJ.P. Morgan Securities LLCThe Huntington Investment Company04-11-2019
Brian Antonio MadrigalW&S Brokerage Services, Inc.Independent Financial Partners04-11-2019
David A StantonBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2019
David Wynne MorrisonPeloton Wealth Strategists, Inc.PNC Investments04-11-2019
Gregory Dean StolleMoney Concepts Capital CorpThrivent Investment Management Inc.04-11-2019
Thao Phuong NguyenAllstate Financial Services, LLCNationwide Securities, LLC04-11-2019
Evan Bernard CarabelloRaymond James Financial Services, Inc.LPL Financial LLC04-11-2019
Nicholas PennaRaymond James Financial Services, Inc.Morgan Stanley04-11-2019
Barry Alaric SaturdayLincoln Financial Securities CorporationAllstate Financial Services, LLC04-10-2019
Charles Christopher ConnorsLPL Financial LLCTransamerica Financial Advisors, Inc04-10-2019
Daniel A MonteSage Tree WealthHarbor Capital Advisory Services, Inc.04-10-2019
John Allan DuncanSmartLife Financial Group LLCEdward Jones04-10-2019
Jonathan Jamelle BolstonWilson Wealth Management Group, L. L. C.Bolston Financial04-10-2019
Matthew Timothy KrasenLPL Financial LLCFBL Marketing Services, LLC04-10-2019
Robert David DiubaldiCadaret, Grant & Co., Inc.International Assets Advisory, LLC04-10-2019
Jennifer B. MatthewsMcNaughton Wealth Management, LLCAmeriprise Financial Services, Inc.04-10-2019
Roger K RiehmGWN Securities Inc.Securities America, Inc.04-10-2019
Joffre SalazarAmerican Portfolios Advisors, IncLPL Financial LLC04-09-2019
Joseph John FontePlanMember Securities CorporationUnited Planners' Financial Services of America A Limited Partner04-09-2019
Latunya Shanta HanleyJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC04-09-2019
Lawrence Craig LifmanLPL Financial LLCFinancial Resources Group Investment Services, LLC04-09-2019
Mahesh RoopnarineJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-09-2019
Roger Jamison ShiremanLPL Financial LLCHornor, Townsend & Kent, LLC04-09-2019
Alejandro BarriosWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-08-2019
Alexis Ann SorrentinoCetera Advisors LLCVanguard Marketing Corporation04-08-2019
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Showing 326 to 350 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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