Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abraham Jay SalinasJ.P. Morgan Securities LLCThe Huntington Investment Company04-11-2019
Brian Antonio MadrigalW&S Brokerage Services, Inc.Independent Financial Partners04-11-2019
David A StantonBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2019
David Wynne MorrisonPeloton Wealth Strategists, Inc.PNC Investments04-11-2019
Gregory Dean StolleMoney Concepts Capital CorpThrivent Investment Management Inc.04-11-2019
Thao Phuong NguyenAllstate Financial Services, LLCNationwide Securities, LLC04-11-2019
Evan Bernard CarabelloRaymond James Financial Services, Inc.LPL Financial LLC04-11-2019
Nicholas PennaRaymond James Financial Services, Inc.Morgan Stanley04-11-2019
Barry Alaric SaturdayLincoln Financial Securities CorporationAllstate Financial Services, LLC04-10-2019
Charles Christopher ConnorsLPL Financial LLCTransamerica Financial Advisors, Inc04-10-2019
Daniel A MonteSage Tree WealthHarbor Capital Advisory Services, Inc.04-10-2019
John Allan DuncanSmartLife Financial Group LLCEdward Jones04-10-2019
Jonathan Jamelle BolstonWilson Wealth Management Group, L. L. C.Bolston Financial04-10-2019
Matthew Timothy KrasenLPL Financial LLCFBL Marketing Services, LLC04-10-2019
Robert David DiubaldiCadaret, Grant & Co., Inc.International Assets Advisory, LLC04-10-2019
Jennifer B. MatthewsMcNaughton Wealth Management, LLCAmeriprise Financial Services, Inc.04-10-2019
Roger K RiehmGWN Securities Inc.Securities America, Inc.04-10-2019
Joffre SalazarAmerican Portfolios Advisors, IncLPL Financial LLC04-09-2019
Joseph John FontePlanMember Securities CorporationUnited Planners' Financial Services of America A Limited Partner04-09-2019
Latunya Shanta HanleyJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC04-09-2019
Lawrence Craig LifmanLPL Financial LLCFinancial Resources Group Investment Services, LLC04-09-2019
Mahesh RoopnarineJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-09-2019
Roger Jamison ShiremanLPL Financial LLCHornor, Townsend & Kent, LLC04-09-2019
Alejandro BarriosWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-08-2019
Alexis Ann SorrentinoCetera Advisors LLCVanguard Marketing Corporation04-08-2019
« Previous PageNext Page »

Showing 326 to 350 of 132,622 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.