Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jackson O'ConnorO' Connor Wealth Management, LLCJ.P. Morgan Securities LLC04-08-2019
Jeffry Francis AxePruco Securities, LLC.Ameriprise Financial Services, Inc.04-08-2019
Jerry Leon GruberProgress Alliance Investment ServicesAmeriprise Financial Services, Inc.04-08-2019
John James Cummings Jr.Cambridge Investment Research, Inc.Horace Mann Investors, Inc.04-08-2019
Jonathan M TueBrokers International Financial Services, LLC.Cetera Investment Services LLC04-08-2019
Kathy K JurgensenClient One Securities LLCSagePoint Financial, Inc.04-08-2019
Kristen Brooke PerdisattSunTrust Investment Services, Inc.Fifth Third Securities, Inc.04-08-2019
Nicolas Adam ChaputLPL Financial LLCSilver Oak Securities, Incorporated04-08-2019
Amar N. ShahClient First Capital, LLCUSAA Investment Management Company04-08-2019
Joffre SalazarAmerican Portfolios Financial Services, Inc.LPL Financial LLC04-08-2019
Christopher James HoxieRegulus Advisors, LLCBankers Life Securities, Inc.04-06-2019
Christopher M. GongolaLPL Financial LLCB. Riley Wealth Management04-05-2019
Joshua David NeaseCetera Investment Services LLCNext Financial Group, Inc.04-05-2019
Mathew David MillerBancWest Investment Services, Inc.J.P. Morgan Securities LLC04-05-2019
Ron ElliardSummit Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2019
Brendan Ryan GallagherEssex Securities LLCCitizens Securities, Inc.04-05-2019
David Mitchell HalperinR. F. Lafferty & Co., Inc.Aeon Capital Inc04-05-2019
Neil F LimcangcoAmeritas Investment Corp.Transamerica Financial Advisors, Inc04-05-2019
Hannah Elizabeth KennedyM. S. Howells & Co.Arvest Wealth Management04-05-2019
Daniel Antonio CapoteMML Investors Services, LLCMutual of Omaha Investor Services, Inc.04-04-2019
David Matthew FosterLPL Financial LLCCUNA Brokerage Services, Inc.04-04-2019
David Michael PryorThe Huntington Investment CompanyCetera Investment Services LLC04-04-2019
Jabari Ali MorganWells Fargo Clearing Services, LLCLPL Financial LLC04-04-2019
Jimmy Dao LinTD Ameritrade Investment Management, LLCFidelity Personal and Workplace Advisors04-04-2019
Louis J MonderineCitigroup Global Markets Inc.Santander Securities LLC04-04-2019
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Showing 351 to 375 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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