Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sandra Lee Bella-LandisAvantax Investment Services, Inc.Mutual Securities, Inc.06-29-2020
Mitchell Jordan BleckerLPL Financial LLCNationwide Securities, LLC06-29-2020
Jeffrey Marvin LaneWells Fargo Clearing Services, LLCEdward Jones06-26-2020
Samuel E. Clyburn Jr.Ameriprise Financial Services, LLCEdward Jones06-26-2020
Rose Marie ShorMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2020
Michael Stephen Long Jr.Stifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2020
Winifred Ann RosbachMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2020
Michael Ray ChoateProEquities, Inc.Lincoln Financial Securities Corporation06-25-2020
Ali MozaffarLPL Financial LLCUnited Brokerage Services, Inc06-19-2020
Brian Michael DixonRBC Capital Markets, LLCSunTrust Investment Services, Inc.06-17-2020
Jorge Ivan RiveraPrincipal Securities, Inc.The Huntington Investment Company06-17-2020
Jon Michael VirostekCantella & Co., Inc.Kovack Securities Inc.06-16-2020
Kristopher Arthur StaplesLPL Financial LLCFirst Allied Securities, Inc.06-15-2020
Travis Jason BroadhurstValMark Securities, Inc.Purshe Kaplan Sterling Investments06-15-2020
Stephen “Steve” SullivanRaymond James & Associates, Inc.UBS Financial Services Inc. 06-01-2020
Scott Edward HarperB.B. Graham & Company, Inc.SA Stone Wealth Management Inc.06-12-2020
Patrick T. ScottCambridge Investment Research, Inc.Voya Financial Advisors, Inc.06-12-2020
Timothy BennionCetera Financial Specialists LLCAvantax Investment Services, Inc.06-11-2020
Patrick Reynold FultonRaymond James Financial Services, Inc.Edward Jones06-11-2020
Andrew Thomas BriggsRaymond James Financial Services, Inc.Royal Alliance Associates, Inc.06-09-2020
Jose Ivan Acosta JordanHerbert J. Sims & Co, Inc.Nationwide Planning Associates Inc.06-03-2020
Roy Edward BennettWestern International Securities, Inc.WBB Securities, LLC06-03-2020
Peter E. VogelAmeriprise Financial Services, LLCRiverSource Distributors, Inc.06-02-2020
Xenia Kristina WoltmannRochester Wealth Strategies, LLCCitizens Securities, Inc.06-01-2020
Simon K ChanCitigroup Global Markets Inc.CommunityAmerica Financial Solutions, LLC06-01-2020
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Showing 26 to 50 of 181,076 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.