Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harisa KuburasCetera Advisor Networks LLCDMKC Advisory Services, LLC06-24-2019
Heath Michael CatoEdward JonesPNC Investments06-24-2019
Christopher A. EtheridgeOlive Branch Capital, LLCPrivate Ledger Financial Services, Incorporated06-24-2019
Joseph Matthew BarrCetera Financial Specialists LLCPruco Securities, LLC.06-24-2019
Sandra Frampton LewandowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Michael Dennis ToomeyLPL Financial LLCAmeriprise Financial Services, Inc.06-21-2019
Sharon Marie MedinaAmeriprise Financial Services, Inc.BFT Financial Group, LLC06-21-2019
Frederick Scott HepferM&T Securities, Inc.Key Investment Services LLC06-21-2019
Clay Hardin JacksonDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
John Patrick PolingDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Austen Nathaniel StewartMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-20-2019
Chanda LegerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2019
Andrew James RobertsSecurities America, Inc.Edward Jones06-20-2019
Corey Robert WishniaCetera Investment Services LLCForesters Financial Services, Inc.06-20-2019
Ronald S. MillerJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2019
Tracy Diane ValeroLPL Financial LLCH.D. Vest Advisory Services, Inc06-19-2019
Richard C. WethingtonLPL Financial LLCBeam Asset Management, LLC06-18-2019
Eric Grant SchultzLPL Financial LLCH.D. Vest Advisory Services, Inc06-18-2019
Alex WilliamsPruco Securities, LLC.Park Avenue Securities LLC06-18-2019
Angeline Anita CaesarMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
George R. HutterRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Christian Jeffrey GuellaMutual Securities, Inc.MML Investors Services, LLC06-17-2019
Kara Eileen O'ConnorEdward JonesFBL Wealth Management, LLC06-17-2019
Rickey Shawn EzellLPL Financial LLCEdward Jones06-17-2019
Adam Greggory Mark HartrumLPL Financial LLCSecurities America Advisors, INC.06-17-2019
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Showing 26 to 50 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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