Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susan Lee SteckerLPL Financial LLCSorrento Pacific Financial,LLC06-17-2019
Lawrence Clanton TeetsAmeriprise Financial Services, Inc.Wedbush Securities Inc.06-14-2019
Gregory Alan BiancoCetera Financial Specialists LLCCoastal Equities, Inc.06-14-2019
James Henry BoothInternational Assets Advisory, LLCLPL Financial LLC06-14-2019
Karen Sue FeolaSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC06-14-2019
Jennifer Lynn PoeU.S. Bancorp Investments, Inc.RBC Capital Markets LLC06-13-2019
Michael Glenn CatlettLPL Financial LLCEdward Jones06-13-2019
Frank Thomas LacostaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
Kelly Marie FriebeleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
Luke GebertBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
Elizabeth Hope NielandProEquities, Inc.GWFS Equities, Inc06-13-2019
Joshua C. ThornhillCenter Street Securities, Inc.MML Investors Services, Inc.06-13-2019
Aria KhaliliPariax Private Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2019
Jeffrey S. WestsmithIEQ Capital, LLCFirst Republic Securities Company, LLC06-11-2019
John William HomerKMS Financial Services, Inc.Richards Investments06-11-2019
Brian Joseph CorcoranRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2019
Aaron M BaltzMML Investors Services, LLCNorthwestern Mutual Investment Service, LLC06-10-2019
Khiet D. VoBancWest Investment Services, Inc.HSBC Securities (USA) Inc.06-10-2019
Baishi WangEdward JonesLadenburg Thalmann Asset Management Inc06-10-2019
Robert Alan KochCadaret, Grant & Co., Inc.M&T Securities, Inc.06-10-2019
David Warren LienAmeritas Investment Corp.Securian Financial Services, Inc.06-10-2019
Keith T. RichJ.P. Morgan Securities LLCPFS Investments Inc.06-08-2019
Stephen T. ReisingLPL Financial LLCWaddell & Reed06-07-2019
Andrew P. HallMutual Securities, Inc.Raymond James Financial Services, Inc.06-07-2019
Matthew David KothRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2019
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Showing 51 to 75 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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