Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Thomas NicolausMorgan StanleyCUSO Financial Services, L.P.05-26-2020
Paul Henry VanderweideCharles Schwab & Co., Inc.USAA Financial Advisors, Inc.05-26-2020
Bryan Garris, Nick Garris, Orlo Elfes, Leslie SagerM. S. Howells & CoUBS Financial Services Inc. 05-28-2020
Jeremy R. McClymondsFORM Prosperity Wealth Advisors, LLCCrown Capital Securities, L.P.05-26-2020
Alicia MartinezRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2020
Timothy Michael Hogan Jr.Waddell & ReedPensionmark Financial Group, LLC05-26-2020
Gregory Frazier ChildressCharles Schwab & Co., Inc.USAA Financial Advisors, Inc.05-23-2020
Hyuk LeeCharles Schwab & Co., Inc.USAA Financial Advisors, Inc.05-23-2020
Gus Miller MaskCharles Schwab & Co., Inc.USAA Financial Advisors, Inc.05-23-2020
James HudsonAXA AdvisorsPruco Securities, LLC04-02-2020
Kenneth Ray WilsonFirst Citizens Investor Services, Inc.BB&T Securities, LLC05-22-2020
James HudsonAXA AdvisorsPruco Securities, LLC04-02-2020
Judith Ofelia SantosLPL Financial LLCProspera Financial Services, Inc.05-21-2020
Tammy Lynn FeldmannCambridge Investment Research, Inc.Voya Financial Advisors, Inc.05-21-2020
Kim Wick LairdRaymond James Financial Services, Inc.Waddell & Reed05-21-2020
Timothy O’ConnorAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC04-17-2020
Susan WanamakerAXA AdvisorsFidelity12-20-2019
Robert Joseph CostelloLPL Financial LLCWells Fargo Clearing Services, LLC05-20-2020
Timothy O’ConnorAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC04-17-2020
Susan WanamakerAXA AdvisorsFidelity12-20-2019
Christa Keating FandrichOneAmerica Securities, Inc.ADP Broker-Dealer, Inc.05-19-2020
Lance Anthony RaoLPL Financial LLCSagePoint Financial, Inc.05-19-2020
Matthew James RauenLPL Financial LLCEagle Strategies LLC05-18-2020
Adam Michael BouleyVoya Financial Advisors, Inc.First Citizens Investor Services, Inc.05-18-2020
Andrew Clayborne ElmoreSecurities America, Inc.Mutual Of Omaha Investor Services, Inc.05-18-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.