Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason D FalkMutual of Omaha Investor Services, Inc.Sandlapper Wealth Management, LLC06-07-2019
Jacquelyn J. MajorosNBC Securities, Inc.First State Financial Management, Inc.06-07-2019
Joseph Lee BauwensNBC Securities, Inc.First State Financial Management, Inc.06-07-2019
Chasten L BoenNBC Securities, Inc.First State Financial Management, Inc.06-07-2019
Patrick Joseph FoxIFP Securities, LLCThrivent Investment Management Inc.06-07-2019
Brian Matthew ReesRaymond James Financial Services, Inc.Vantage Financial Group, Inc.06-07-2019
Cody R. DemmelJanney Montgomery Scott LLCMorgan Stanley06-07-2019
David Allen HammFortune Financial Services, Inc.Cetera Advisor Networks LLC06-06-2019
Paul Donavan RoneNBC Securities, Inc.First Financial Management, Inc.06-06-2019
Edwin James PinigisBB&T Securities, LLCPNC Investments06-06-2019
Robert Allan Palma Jr.Regulus Advisors, LLCCapital Analysts06-06-2019
Daniel R. CastorianoLPL Financial LLCEdward Jones06-05-2019
Evian Amaro CruzCambridge Investment Research, Inc.PFS Investments Inc.06-05-2019
Jason Eric LeftonEvoke Wealth, LLCFirst Republic Securities Company, LLC06-05-2019
Jeffrey Scott DoreEvoke Wealth, LLCFirst Republic Securities Company, LLC06-05-2019
Linwood Alexander OrenduffPlanMember Securities CorporationING Financial Partners, Inc.06-05-2019
Monika Hanssen MuggEvoke Wealth, LLCFirst Republic Securities Company, LLC06-05-2019
Peter Cherng Tsu ChangEvoke Wealth, LLCFirst Republic Securities Company, LLC06-05-2019
Justin T. BeauregardTriad Advisors LLCEquity Services, Inc.06-05-2019
Tyler Mcknight BurgessVoya Financial Advisors, Inc.The O.N. Equity Sales Company06-05-2019
Gregory James SabalaJ.P. Morgan Securities LLCAmerican Financial Network Advisory Services, LLC06-05-2019
David Raymond McgearySagePoint Financial, Inc.MML Investors Services, LLC06-04-2019
Kevin Robert OsbornFifth Third Securities, Inc.Cetera Investment Advisers LLC06-04-2019
Mark Elliott SearEvoke Wealth, LLCFirst Republic Securities Company, LLC06-04-2019
Michael Patrick McCallB. Riley Wealth ManagementRaymond James & Associates, Inc.06-04-2019
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Showing 76 to 100 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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