Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Monique R. San Miguel LopezSAS Financial Advisors, LLC.ForUsAll04-23-2020
Stacy Lynn FoxUBS Financial Services Inc.Morgan Stanley04-23-2020
Xiao Wen LuoUBS Financial Services Inc.Morgan Stanley04-23-2020
David BandalanJ.P. Morgan Securities LLCNYLIFE Securities LLC04-22-2020
Jeffrey E. DavisFifth Third Securities, Inc.TD Ameritrade Investment Management, LLC04-22-2020
Amy Marie KomondoreaM&T Securities, Inc.AXA Advisors, LLC04-22-2020
Justin Joseph RobertsonU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC04-22-2020
Matthew Sayah TaheriBBVA Securities Inc.CUSO Financial Services, L.P.04-22-2020
Nicholas OgdenCharles Schwab & Co., Inc.Edward Jones04-22-2020
Paul Sutton KoslingAmeriprise Financial Services, LLCBenjamin F. Edwards & Company, Inc.04-22-2020
Heather Louise MorganLPL Financial LLCSecurities America, Inc.04-22-2020
Chris Stephen LoutsisLPL Financial LLCWells Fargo Advisors Financial Network, LLC04-22-2020
Gregory Michael LohrCommonwealth Financial NetworkMML Investors Services, LLC04-22-2020
Karen Christine FordCommonwealth Financial NetworkFidelity Personal and Workplace Advisors04-22-2020
Robert Lloyd Annable IICenter Street Securities, Inc.Kalos Capital, Inc.04-22-2020
Neil R. Tjon HingPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC04-22-2020
David Patrick ChandlerInnovation Partners LLCSecurities America, Inc.04-22-2020
James Hudon Engelman Jr.OneAmerica Securities, Inc.Edward Jones04-22-2020
Thomas Nicholas SmithMML Investors Services, LLCMML Investors Services, LLC04-22-2020
Jason DainasFisher InvestmentsAmeriprise Financial Services, LLC04-22-2020
Stephen Lee RogersElevated Capital Advisors, LLCRegulus Advisors, LLC04-22-2020
Matthew Fredrick ChamberlinRound Rock Advisors LLCMorgan Stanley04-22-2020
Ryan Charles OlsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCity National Securities, Inc.04-22-2020
Lauren Marie BainMerrill Lynch, Pierce, Fenner & Smith IncorporatedState Farm VP Management Corp.04-22-2020
Neil Rajaram ParekhWells Fargo Clearing Services, LLCMorgan Stanley04-22-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.