Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John William HomerKMS Financial Services, Inc.Richards Investments06-11-2019
Brian Joseph CorcoranRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2019
Aaron M BaltzMML Investors Services, LLCNorthwestern Mutual Investment Service, LLC06-10-2019
Khiet D. VoBancWest Investment Services, Inc.HSBC Securities (USA) Inc.06-10-2019
Baishi WangEdward JonesLadenburg Thalmann Asset Management Inc06-10-2019
Robert Alan KochCadaret, Grant & Co., Inc.M&T Securities, Inc.06-10-2019
David Warren LienAmeritas Investment Corp.Securian Financial Services, Inc.06-10-2019
Keith T. RichJ.P. Morgan Securities LLCPFS Investments Inc.06-08-2019
Stephen T. ReisingLPL Financial LLCWaddell & Reed06-07-2019
Andrew P. HallMutual Securities, Inc.Raymond James Financial Services, Inc.06-07-2019
Matthew David KothRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2019
Jason D FalkMutual of Omaha Investor Services, Inc.Sandlapper Wealth Management, LLC06-07-2019
Jacquelyn J. MajorosNBC Securities, Inc.First State Financial Management, Inc.06-07-2019
Joseph Lee BauwensNBC Securities, Inc.First State Financial Management, Inc.06-07-2019
Chasten L BoenNBC Securities, Inc.First State Financial Management, Inc.06-07-2019
Patrick Joseph FoxIFP Securities, LLCThrivent Investment Management Inc.06-07-2019
Brian Matthew ReesRaymond James Financial Services, Inc.Vantage Financial Group, Inc.06-07-2019
Cody R. DemmelJanney Montgomery Scott LLCMorgan Stanley06-07-2019
David Allen HammFortune Financial Services, Inc.Cetera Advisor Networks LLC06-06-2019
Paul Donavan RoneNBC Securities, Inc.First Financial Management, Inc.06-06-2019
Edwin James PinigisBB&T Securities, LLCPNC Investments06-06-2019
Robert Allan Palma Jr.Regulus Advisors, LLCCapital Analysts06-06-2019
Jeffrey Brian TurnerAmeriprise Financial Services, Inc.Federated Securities Corp.06-06-2019
Daniel R. CastorianoLPL Financial LLCEdward Jones06-05-2019
Evian Amaro CruzCambridge Investment Research, Inc.PFS Investments Inc.06-05-2019
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Showing 126 to 150 of 132,751 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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