Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew R. EllisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-22-2019
Ginamarie SchembreRaymond James & Associates, Inc.Janney Montgomery Scott LLC05-22-2019
Anthony Michael ManasseriPruco Securities, LLC.Thrivent Investment Management Inc.05-22-2019
Matthew R. EllisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-22-2019
Daniel RonisChapin, DavisMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2019
Mccabe Culley StrothmannJ.W. Cole Financial, Inc.LPL Financial LLC05-21-2019
Thomas Pieter Lansing Jr.Cetera Financial Specialists LLCEquity Services Inc.05-21-2019
Emilio Enrique Rivera Jr.MML Investors Services, LLCNYLIFE Securities LLC05-20-2019
Emilio Enrique Rivera Jr.MML Investors Services, LLCNYLIFE Securities LLC05-20-2019
Derek Jonathon HinesKestra Investment Services, LLCLPL Financial LLC05-20-2019
David J. FosterLincoln Financial Advisors CorporationProequities, Inc.05-20-2019
David Alain DuquetteAllstate Financial Services, LLCNYLIFE Securities LLC05-17-2019
Christopher P. DavisPrivate Client Services, LLCOppenheimer & Co. Inc.05-17-2019
Bruce TenenbaumRockefeller Financial LLCUBS Financial Services Inc.05-17-2019
Steven H. CliadakisPurshe Kaplan Sterling InvestmentsFIRST ALLIED ADVISORY SERVICES, INC.05-17-2019
Christopher P. DavisPrivate Client Services, LLCOppenheimer & Co. Inc.05-17-2019
Steven H. CliadakisPurshe Kaplan Sterling InvestmentsFirst Allied Advisory Services, Inc.05-17-2019
Aaron Christopher BethuneLincoln Financial Advisors CorporationProEquities, Inc.05-17-2019
Ernest Lee Smith Jr.Principal Securities, Inc.LPL Financial LLC05-16-2019
Joshua Floyd BlackKestra Investment Services, LLCWoodbury Financial Services, Inc.05-15-2019
Drew Michael ForteLPL Financial LLCNYLIFE Securities LLC05-15-2019
Shad Matthew EvansLPL Financial LLCKestra Advisory Services, LLC05-15-2019
Michael Edward SheltonLPL Financial LLCThe O.N. Equity Sales Company05-15-2019
Michael Edward SheltonLPL Financial LLCON Investment Manamgent Co05-15-2019
Megan Lynn HeatonLPL Financial LLCSPS05-14-2019
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Showing 176 to 200 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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