Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Arvid StakstonEdward JonesMutual Of Omaha Investor Services, Inc.05-14-2019
Wren Kimberly RipollUSCA Securities LLCRBC Capital Markets, LLC05-14-2019
Paul Robert JonesWatchtower Wealth Management, Inc.H.D. Vest Advisory Services, Inc05-14-2019
Loyd Bradley BouldinLPL Financial LLCAmeriprise Financial Services, Inc.05-13-2019
Sean Michael HurleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2019
Theresa Anne HarrisonEdward JonesAxa Advisors, LLC05-13-2019
Mason Speed SextonPaulson Investment Company LLCTerranova Capital Equities, Inc05-13-2019
Jay JohnCalton & Associates, Inc.Jesup & Lamont Advisors05-13-2019
Yanick R. Kolbjornsen MidyetteJ.P. Morgan Securities LLCRBC Capital Markets, LLC05-10-2019
John Daniel QuinnLPL Financial LLCAmeriprise Financial Services, Inc.05-10-2019
Daniel Gerard CampbellWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-10-2019
Thomas Williams RinekLPL Financial LLCLoria Financial Group, LLC05-10-2019
Whitney C StrublePurshe Kaplan Sterling InvestmentsMorgan Stanley05-10-2019
Joseph BasileMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2019
Russell FordWayfinder Financial LLCMML Investors Services, LLC05-10-2019
Dragos Cristian StoicescuCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-09-2019
Jeffrey D AnthonyCetera Advisors LLCJ.P. Morgan Securities LLC05-09-2019
Scott G. AitkenCetera Advisors LLCJ.P. Morgan Securities LLC05-09-2019
Matthew Ryan SilverhardtLPL Financial LLCAmeriprise Financial Services, Inc.05-09-2019
Taylor Edward LivingstonGWN Securities Inc.Northwestern Mutual Investment Services, LLC05-08-2019
Steven TetensPlanMember Securities CorporationKey Investment Services LLC05-08-2019
Frederick Morgan Glasser Jr.Optas, LLCWells Fargo Clearing Services, LLC05-07-2019
Meghan Michelle RaileyOptas, LLCWells Fargo Clearing Services, LLC05-07-2019
Marie-Hlne Walls-WilsonThe Huntington Investment CompanyJ.P. Morgan Securities LLC05-07-2019
Zachary T. AverySunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-07-2019
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Showing 201 to 225 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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