Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Patrick RoopDempsey Lord Smith, LLCKalos Capital, Inc.07-22-2019
Paul Thomas BurcherWhite Knight Strategic Wealth Advisors, LLCAmeriprise Financial Services, Inc.07-22-2019
Kathryn Collings LaingThe Colony Group, LLCU. S. Boston Capital Corporation07-22-2019
Stephen Douglas NortonDempsey Lord Smith, LLCKalos Capital, Inc.07-22-2019
Simmerpal Kaur BainsWhite Knight Strategic Wealth Advisors, LLCAmeriprise Financial Services, Inc.07-22-2019
Charles Dominic Dayer WildRoyal Alliance Associates, Inc.LPL Financial LLC07-22-2019
Shaun F. MoynihanDempsey Lord Smith, LLCKalos Capital, Inc.07-22-2019
John Daniel HanftWhite Knight Strategic Wealth Advisors, LLCAmeriprise Financial Services, Inc.07-22-2019
Patrick John McHaleEdward JonesAmeriprise Financial Services, Inc.07-22-2019
William James DervinMutual of Omaha Investor Services, Inc.Allstate Financial Services, LLC07-22-2019
Tyson J. AsayLincoln InvestmentTD Ameritrade, Inc.07-22-2019
Ryan T HulslanderU.S. Bancorp Investments, Inc.Fidelity Brokerage Services LLC07-22-2019
Donald Joseph SchmittHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC07-22-2019
Seth Adam TalbotCambridge Investment Research, Inc.Morgan Stanley07-22-2019
Casey W. StickAmeriprise Financial Services, Inc.Edward Jones07-22-2019
Daniel William CliffordWhite Knight Strategic Wealth Advisors, LLCAmeriprise Financial Services, Inc.07-22-2019
Matthew R. StephensHD Vest Investment ServicesEdward Jones07-22-2019
Troy ForresterMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC07-22-2019
Daniel A BriscoeU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.07-22-2019
Frank J. CatelliU.S. Bancorp Investments, Inc.Edward Jones07-22-2019
Stephen Biagio PolsinelliMaxim Group LLCNational Securities Corporation07-22-2019
Neil William GrossmanCraft Capital Management LLCRichfield Orion International, Inc.07-22-2019
Randel MorrisRaymond James & Associates, Inc.Hilliard Lyons07-15-2019
Cary L Hall Jr.LPL Financial LLCUBS Financial Services Inc.07-19-2019
Virgil Alvis Folden IIISaxony Securities, Inc.Sandlapper Securities, LLC07-19-2019
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Showing 301 to 325 of 99,936 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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