Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vinessa Paulynna EkbergProspera Financial Services, Inc.Wells Fargo Clearing Services, LLC08-13-2019
Cheri Anne YoungPurshe Kaplan Sterling InvestmentsWoodbury Financial Services, Inc.08-13-2019
Laura Rosalind SivaliaGWN Securities Inc.Ameritas Investment Corp.08-13-2019
Juan Manuel VargasSecurities America, Inc.Woodbury Financial Services, Inc.08-13-2019
Quang L. NguyenCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-13-2019
Quang L. NguyenCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-13-2019
Gregory Paul PhillipsRaymond James Financial Services, Inc.Raymond James & Associates, Inc.08-13-2019
Robert Fuller ReeseInfinex Investments, Inc.FTB Advisors, Inc.08-12-2019
Michael Burr Halphen Jr.GWFS Equities, Inc.Hancock Whitney Investment Services Inc.08-12-2019
Virgilio Benedicto Cristobal Jr.SagePoint Financial, Inc.Lincoln Financial Advisors Corporation08-12-2019
Melvin JacobsonLPL Financial LLCRaymond James Financial Services08-12-2019
Timothy John ClevelandLPL Financial LLCWells Fargo Advisors Financial Network, LLC08-12-2019
Melissa Rachel LeffellEdward JonesWells Fargo Clearing Services, LLC08-12-2019
Michael Francisco GaonaTeamwork Financial Advisors, LLCFirst Command Advisory Services08-12-2019
Robert William Schmidt Jr.Securities America, Inc.H.D. Vest Investment Services08-12-2019
Andrew Joseph CucchiaroEdward JonesMutual Of America Life Insurance Company08-12-2019
David Raymond FalkBerthel, Fisher & Company Financial Services, Inc.Securities America Advisors, Inc.08-12-2019
Michael Anthony WaltersTeamwork Financial Advisors, LLCFirst Command Advisory Services08-10-2019
Weldon Brent ThomasRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.08-09-2019
Jessica Elisabeth BeckCambridge Investment Research, Inc.MML Investors Services, LLC08-09-2019
Christopher Hunt CannonRaymond James Financial Services, Inc.MML Investors Services, LLC08-09-2019
Michael Samuel SrulowitzTeamwork Financial Advisors, LLCFirst Command Advisory Services08-09-2019
Stuart Ray MillerCutter & Company, Inc.Ameriprise Financial Services, Inc.08-09-2019
Stuart Ray MillerCutter & Company, Inc.Ameriprise Financial Services, Inc.08-09-2019
Dustin Jay PadgettBig Sioux Wealth ManagementRaymond James Financial Services Advisors, Inc08-08-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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