Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Lee DammeCetera Advisor Networks LLCFarmers Financial Solutions, LLC07-12-2019
Brian C. FranfordCompass Wealth Management, LLCLincoln Investment07-11-2019
Troy Orland PastMoney Concepts Capital CorpEdward Jones07-10-2019
William Robert TorhorstCalton & Associates, Inc.Capital Financial Services, Inc.07-10-2019
Christopher Raymond PeitzCalton & Associates, Inc.Capital Financial Services, Inc.07-10-2019
Matthew Christopher BoyleLPL Financial LLCCadaret, Grant & Co., Inc.07-10-2019
Mark De Wayne SchweinlerCalton & Associates, Inc.Capital Financial Services, Inc.07-09-2019
David M. MindrupLPL Financial LLCRaymond James Financial Services, Inc.07-08-2019
Anthony Thomas EatonHancock Whitney Investment Services Inc.MML Investors Services, Inc.07-08-2019
William Fredric Kellogg Jr.Hilltop Securities Inc.IHT Wealth Management LLC07-08-2019
Nicholas Thomas Auriemma Jr.MML Investors Services, LLCEquity Services, Inc.07-08-2019
Michael L. McKenzieCalton & Associates, Inc.Capital Financial Services, Inc.07-08-2019
Kathleen Marie TavsCalton & Associates, Inc.Capital Financial Services, Inc.07-08-2019
Julie Ann WakefieldJ.P. Morgan Securities LLCPayant Wealth Management Group07-03-2019
Tobia Jacqueline StinsonSpire Securities, LLCAmerican Wealth Management, Inc.07-03-2019
Clifton James LaddRaymond James Financial Services, Inc.Raymond James & Associates, Inc.07-02-2019
John T. AndraosWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC07-02-2019
Bradley David HitzemanCharles Schwab & Co., Inc.The Huntington Investment Company07-02-2019
Stuart L. GossFTB Advisors, Inc.NYLIFE Distributors LLC07-02-2019
Calixto PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-02-2019
Mitchell Lloyd HardinMoney Man MitchLPL Financial LLC07-02-2019
Richard Albert YemmKMS Financial Services, Inc.Kovack Advisors, Inc.07-02-2019
Joel Rand RobisonCalton & Associates, Inc.Capital Financial Services, Inc.07-02-2019
Ilan CohenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2019
Jonathan FreedAmeritas Investment Corp.Securities America, INC.07-01-2019
Next Page »

Showing 1 to 25 of 132,751 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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