Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dale E. ReedBank of America Merrill LynchJPMorgan Chase & Co.$9,00002-26-2018
Phil Fiore, Jeff Farrar, Lou Gloria, Tom Gahan, Chris FosterDynasty Financial PartnersUBS Financial Services$8,40006-19-2017
Paul Neuner, Kevin McFarland, Dominic Repetti, Neelab Naibkhyl, Timothy Cronin, Damon DeLillo, Michael RozovicsRaymond JamesWells Fargo Advisors$7,00007-25-2016
Jason Fertitta, Billy Busch, Robert Wellington, Sheldon Busch, Josh Caltrider, Jonathan Schnitzer, Ben AthensAmericana PartnersMorgan Stanley$6,00004-26-2019
James Laschinger, Sean Waggoner, Sarah KeiblerCeteraLPL Financial$6,00008-01-2017
Jack Ryan RileyUBS Financial Services Inc.Morgan Stanley$4,80008-16-2013
Ron VinderMorgan Stanley Wealth ManagementUBS Financial Services$4,30003-16-2016
Eric WyssHeritage Financial Consultants, LLCM&T Bank$4,00011-05-2018
Vincent MorrisTriad AdvisorsLPL Financial$4,00002-23-2017
Integrated Financial PartnersLPL FinancialLincoln Financial$4,00011-17-2016
Michael Hull, Patrick HullDynasty Financial PartnersMorgan Stanley Wealth Management$3,83107-09-2012
Eric Kenneth OssermanJefferies LLCDeutsche Bank Securities Inc.$3,80008-28-2009
John Paul ShuhdaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC$3,64409-07-2012
Ronald Kikawa, Karen K.Y. Yasukawa, Gregg Matsuura, Wesley K. Yamamoto, Susanne M. Millard, Paul Yamashita, Kelly Kimura, Reid KobashigawaRaymond JamesUBS Financial Services$3,50006-27-2017
F. Michael Covey, Thomas Kane, Mark WiktorBank of America Merrill LynchUBS Financial Services$3,00006-02-2017
James Harris, Pam AshleyMorgan Stanley Wealth ManagementBank of America Merrill Lynch$3,00005-25-2012
Ira Marc MillmanMorgan StanleyUBS Financial Services Inc.$2,91904-14-2015
Ron CarsonCeteraLPL Financial$2,60001-19-2017
Colleen O'CallaghanJPMorgan Chase & Co.Morgan Stanley Wealth Management$2,50011-02-2017
Ellen LanderLPL FinancialKestra Financial$2,50005-13-2016
William David LevenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2,50007-02-2015
Rebecca Rothstein & TeamBank of America Merrill LynchMorgan Stanley Wealth Management$2,50010-19-2012
Alexander Dean WilliamsUBS Financial Services Inc.Morgan Stanley & Co. Incorporated$2,40002-23-2009
Peter Lloyd RukeyserUBS Financial Services Inc.Morgan Stanley & Co. Incorporated$2,40002-23-2009
Jason Weese, Mark Harris, Todd Kelly, Matt Bridge, Kristen Buxton, Alan Lubner, Jim Ferguson, Traci BumpusBank of America Merrill LynchMorgan Stanley Wealth Management$2,34010-07-2016
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Showing 1 to 25 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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