Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Michael RomeroLPL Financial LLCAllstate Financial Services, LLC$6209-29-2020
James Glenn GibsonNYLIFE Securities LLCWoodmen Financial Services, Inc.09-29-2020
Jeffrey Michael BurkeyLPL Financial LLCFederated Global Investment Management Corp.09-29-2020
Joseph Seung PaikJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-29-2020
Shelly Marie Malone-HoweTransamerica Financial Advisors, IncAllstate Financial Advisors, LLC09-29-2020
Yangmei ChenJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-29-2020
Christian Ray EscamillaBroadway Wealth SolutionsMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Bradley Michael WestendorfBay State Capital, LLCWealth Accel09-29-2020
Michael Joseph Dorsey JrBoston Family Office LLCRaymond James Financial Services, Inc.09-29-2020
Jacob GulJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.$15009-29-2020
Yehuda KonstamMML Investors Services, LLCPark Avenue Securities LLC09-29-2020
Keith B CohenE*TRADE Securities LLCJanney Montgomery Scott LLC09-29-2020
Tiffany SaxonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Andrew Kendall MillerCreative PlanningMiller Financial Management, LLC09-29-2020
Bryan Alan LeinartHeritage Wealth Management, LLCSCF Investment Advisors, Inc.09-29-2020
Thomas EasowAmeriprise Financial Services, LLCEquitable Advisors, LLC09-29-2020
Aalok PatelJ.P. Morgan Securities LLCTD Ameritrade, Inc.09-29-2020
Ryan William PetersLPL Financial LLCRoyal Alliance Associates, Inc.09-29-2020
Mario Everildo Rivero JrLPL Financial LLCWells Fargo Clearing Services, LLC09-29-2020
Andrew D ZanowskiLPL Financial LLCSecurities America, Inc.$5009-29-2020
Eric Hayes BreazelWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Christopher Edward MaglichEdward JonesWoodbury Financial Services, Inc.09-29-2020
Marcus Richard LuccheseCitizens Securities, Inc.Santander Securities LLC09-29-2020
Matthew Patrick ArnoldJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Blair Christopher StuartFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-29-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.