Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Derrick Dale MosleyBBVA Wealth Solutions Inc.Raymond James & Associates, Inc.04-28-2020
Lilliam Stella AraqueFidelity Personal and Workplace AdvisorsSunTrust Investment Services, Inc.04-28-2020
John Joseph MorganLPL Financial LLCNew England Schooner, Inc.$5004-28-2020
John Aloysius Hodges IIILPL Financial LLCWells Fargo Clearing Services, LLC04-28-2020
Matthew Patrick PascarellaMutual Advisors, LLCFounders Financial Securities LLC$2504-28-2020
Timothy Alan WellsJ. W. Cole Advisors, Inc.SPC$2504-28-2020
Alexander James WalkerDetalus Advisors, LLCMML Investors Services, LLC04-28-2020
John Morris WellerCS Planning CorpFidelity Personal and Workplace Advisors04-28-2020
Iviana HornedoAon Hewitt Financial Advisors, LLCMorgan Stanley04-28-2020
Brian Jonathan MatzGolden State Wealth Management, LLCWedbush Securities Inc.$10104-28-2020
Qwendalynn Thuc LaiSVB Wealth Advisory, Inc.Wells Fargo Clearing Services, LLC04-28-2020
William E MontagueSVB Wealth Advisory, Inc.MML Investors Services, LLC04-28-2020
Philip Jeffrey BrooksFuller Wealth Management, LLCRaymond James & Associates, Inc.04-28-2020
Eric Fritz EisenhardFuller Wealth Management, LLCRaymond James & Associates, Inc.04-28-2020
Aaron Glenn BallMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.04-28-2020
Brian Wall, Joe Nastasi LPLWells Fargo Advisors, LLC$31504-27-2020
Shawn Francis HightFidelity Personal and Workplace AdvisorsAmeriprise Financial Services, LLC04-27-2020
Joseph Anthony NastasiLPL Financial LLCWells Fargo Advisors Financial Network, LLC$10004-27-2020
David Aaron YaffeeLPL Financial LLCPruco Securities, LLC.$10004-27-2020
Tamim WaliSpire Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2020
Daniel Jose RodriguezSnowden Capital Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-27-2020
Brian C. PerkinsKestra Advisory Services, LLCCapFinancial Securities, LLC.04-27-2020
Timothy D. MoranCetera Investment Advisers LLCSecurian Financial Services, Inc.04-27-2020
Mitchell Lloyd WonboyFisher InvestmentsSGIM04-27-2020
Richard Gabriel ChavesFisher InvestmentsAmeriprise Financial Services, LLC04-27-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.