Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Rembert, John Cash, Grant Rembert, William ModeStifel Nicolaus & Co.Wells Fargo Advisors$28709-25-2018
Tom LaPorte, Bryan Bertucci, Von HallauerStifel Nicolaus & Co.Raymond James$23409-25-2018
Larry JacobsStifel Nicolaus & Co.Wells Fargo Advisors$19209-25-2018
Nick SteinbachStifel Nicolaus & Co.Wells Fargo Advisors$6009-25-2018
Dan LongStifel Nicolaus & Co.UBS Financial Services$5509-25-2018
Sally HarrisStifel Nicolaus & Co.LPL Financial$4309-25-2018
Daniel RileyStifel Nicolaus & Co.PNC Investments $3509-25-2018
Randy MacNeillAmeriprise FinancialRaymond James$10509-25-2018
Steve LevineFirst Republic SecuritiesUBS Financial Services$2,00009-24-2018
Kathleen Hansen, Heather Hackett, Amanda Reams, Amber ReamsLPL FinancialCetera$18009-24-2018
Robert DuKateRaymond JamesAmeriprise Financial$12509-20-2018
Paisley Wessel, Cory WesselRobert W. Baird & Co.Wells Fargo Advisors$12509-19-2018
Stephen OrenchukAmeriprise FinancialWells Fargo Clearing Services$9209-18-2018
Jeffrey EagleAmeriprise FinancialMora WM Securities$9909-18-2018
Breanne PoloniaSurevest Wealth ManagementWells Fargo Advisors$10009-17-2018
Phillip MultopLPL FinancialCetera$30009-17-2018
Sharla Roundtree, Ronald BlairKestra FinancialRoyal Alliance$11809-17-2018
John A. Banks, John P. BanksStifel Nicolaus & Co.Wells Fargo Advisors$6309-14-2018
John "Barry" JenkinsStifel Nicolaus & Co.Wells Fargo Advisors$6509-14-2018
Craig WhittenStifel Nicolaus & Co.UBS Financial Services$7109-14-2018
Eric ConoverStifel Nicolaus & Co.Wells Fargo Advisors$18309-14-2018
Raymond Moore, Christopher Moore, Joseph Tuck, Ashwin SharmaLPL FinancialLincoln Financial$20009-13-2018
Thomas O'Neill, Jessica O'Neill, Thomas O'Neill Jr.Raymond JamesMorgan Stanley Wealth Management$20309-10-2018
Steven Lundquist, Ryan Lundquist, Martin, VanamenAmeriprise FinancialCentaurus Financial, Inc.$9909-10-2018
Barbara PaneralRobert W. Baird & Co.Wells Fargo Advisors$11209-07-2018
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Showing 226 to 250 of 3,696 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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