Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Williams RinekLPL Financial LLCLoria Financial Group, LLC05-10-2019
Lon Paige HattonAmeriprise Financial Services, Inc.Morgan Stanley$105-10-2019
Peter Joseph SullivanAmeriprise Financial Services, Inc.Morgan Stanley$105-10-2019
Greg RosenAmeriprise Financial Services, Inc.Morgan Stanley$5005-10-2019
Thomas William LeidnerPurshe Kaplan Sterling InvestmentsMorgan Stanley$2505-10-2019
Whitney C StrublePurshe Kaplan Sterling InvestmentsMorgan Stanley05-10-2019
Joseph BasileMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2019
Russell FordWayfinder Financial LLCMML Investors Services, LLC05-10-2019
James Henry Amick Jr.J.W. Cole Financial, Inc.LPL Financial LLC$5005-10-2019
Kevin G. BauerPurshe Kaplan Sterling InvestmentsWORLD EQUITY GROUP, INC.$25005-10-2019
Dragos Cristian StoicescuCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-09-2019
Jeffrey D AnthonyCetera Advisors LLCJ.P. Morgan Securities LLC05-09-2019
Scott G. AitkenCetera Advisors LLCJ.P. Morgan Securities LLC05-09-2019
Barry Arthur RucksLPL Financial LLCAmeriprise Financial Services, Inc.$5005-09-2019
Matthew Ryan SilverhardtLPL Financial LLCAmeriprise Financial Services, Inc.05-09-2019
Joseph Bradley SmithWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-09-2019
Joseph A. Corona Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$1005-09-2019
Michael George CoronaWells Fargo Clearing Services, LLCMorgan Stanley$10005-09-2019
Taylor Edward LivingstonGWN Securities Inc.Northwestern Mutual Investment Services, LLC05-08-2019
Deron Bruce GlickertCadaret, Grant & Co., Inc.LPL Financial LLC$105-08-2019
Christopher Daniel LicataLPL Financial LLCValmark Securities, Inc.$105-08-2019
Steven TetensPlanMember Securities CorporationKey Investment Services LLC05-08-2019
Frederick Morgan Glasser Jr.Optas, LLCWells Fargo Clearing Services, LLC05-07-2019
Meghan Michelle RaileyOptas, LLCWells Fargo Clearing Services, LLC05-07-2019
Marie-Hlne Walls-WilsonThe Huntington Investment CompanyJ.P. Morgan Securities LLC05-07-2019
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Showing 226 to 250 of 132,266 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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