Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eileen KeeganJanney Montgomery ScottWells Fargo Advisors$7706-21-2018
Charlie Potter, Chip Roe, Price FrenchCommonwealth Financial NetworkKestra Financial$13006-21-2018
David R. ReiserJPMorgan Chase & Co.Morgan Stanley Wealth Management$50006-20-2018
Mark Demo, Raymond PatrawStifel Nicolaus & Co.Wells Fargo Advisors$23006-20-2018
Clay Brandt, Nate BrandtRaymond JamesWells Fargo Advisors$17306-20-2018
Aron ThompsonD.A. Davidson & Co.Bank of America Merrill Lynch$12006-19-2018
Todd Krentz, Justin Brown, Michelle EvansRaymond JamesStifel Nicolaus & Co.$23006-14-2018
Timothy P. Gormley, Paul M. Furlong, Kevin Keane, Kathleen ZelenkaJanney Montgomery ScottStifel Nicolaus & Co.$40006-14-2018
Thomas Monroe, John McDermottRaymond JamesWells Fargo Advisors$33606-13-2018
John Becker, Patrick Suffern, Brian Becker, Timothy McLanahanProspera Financial ServicesM Holdings Securities$84006-11-2018
Henry R. GrinbergRaymond JamesMorgan Stanley Wealth Management$20006-08-2018
Jeffrey Boudjouk, Anthony Landi, Deborah Shuster, Kelly AlmonteKestra FinancialUBS Financial Services$34006-07-2018
Alan Brookshire, James Chandley, Julie WilliardHilliard LyonsOppenheimer$39006-04-2018
James M. AidRBC Wealth ManagementWells Fargo Advisors$90006-01-2018
Linda Pardini, Douglas WulbrechtRaymond JamesWells Fargo Advisors$46206-01-2018
Jonathan McPharlin, Daniel Halperin, and Charles A. Cooper Jr.JPMorgan Chase & Co.Bank of America Merrill Lynch$44306-01-2018
Vincent Lovoy, Adam MacDonald, Todd HalbrookFirst Republic SecuritiesWells Fargo Advisors$85006-01-2018
Mark Griffin, Mark Liley Raymond JamesWells Fargo Advisors$50505-31-2018
Bradley H. Bofford, Michael A. Flower, Daniel G. TroutHightower AdvisorsSecurities America$36505-31-2018
Daniel J. Cotton, Myles Dudley, Michael Carlson, Joseph Siciliano, Brian Dudley, Dick Dudley, Alice M. McElhinneyTriad AdvisorsLPL Financial$75005-31-2018
Christopher P. WilkensRBC Wealth ManagementBank of America Merrill Lynch$6005-30-2018
Ron Lambke, Louis Montana Wells Fargo AdvisorsUBS Financial Services$18005-30-2018
Jennifer Arquilla, David Arquilla Wells Fargo AdvisorsUBS Financial Services$33605-30-2018
Michael HeckmanStifel Nicolaus & Co.Wells Fargo Advisors$30705-25-2018
Gary Baker, Dan Kraus, Kim Rubenstein, Kim PeakerKestra FinancialWells Fargo Advisors$18605-24-2018
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Showing 226 to 250 of 3,578 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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