Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary T. AverySunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-07-2019
Wen CheEmerson Equity LLCIndependent Financial Group, LLC05-07-2019
Steven Patrick D'AlessandroCambridge Investment Research, Inc.Nationwide Securities, LLC05-07-2019
William Rustin SeyleRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-07-2019
Joseph Marie Andreoli Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10005-07-2019
Robert William WoodWood Wealth Management LLCWoodbury Financial Services, Inc.05-07-2019
Craig RobsonRegent Peak Wealth AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$45005-06-2019
Charles Daniel Raube Jr.Cetera Investment Services LLCSecurian Financial Services, Inc.$105-06-2019
Alfonso Roberto TangherliniCitigroup Global Markets Inc.Cetera Investment Advisers LLC05-06-2019
Stuart Joseph BabencoClient One Securities LLCWoodbury Financial Services, Inc.$105-06-2019
Nicolas Ramon RomeroVoya Financial Advisors, Inc.LPL Financial LLC05-06-2019
Leonard Daniel Gilroy-SolanoSecurities America, Inc.Wells Fargo Clearing Services, LLC$1,00005-06-2019
Michael Edward ChadwickPortsmouth Financial ServicesCambridge Investment Reserarch, Inc.$5005-06-2019
Travis D. McDonaldOneAmerica Securities, Inc.W&S Brokerage Services, Inc.05-06-2019
Murray WelchPruco Securities, LLC.MWA Financial Services Inc.$105-06-2019
Timothy DenPruco Securities, LLC.Bankers Life Securities, Inc.05-06-2019
James Raymond McDonaldExcel Securities & Associates, Inc.Halliday Financial, LLC$15005-06-2019
Stephen Michael TroutmanTroutman Wealth ManagementLion Street Financial, LLC05-06-2019
Dennis John BeaulieuCUNA Brokerage Services, Inc.Financial Network Investment Corporation$105-03-2019
Joseph William MissmanSecurities America, Inc.Edward Jones$105-03-2019
Matthew Edward RobersonArete Wealth Management, LLCLincoln Financial Advisors Corporation$2505-03-2019
John Kirkland MoyInternational Assets Advisory, LLCNational Securities Corporation$10005-03-2019
Nathan Ross HoytPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$105-03-2019
Mark William CassidyLaidlaw & Company (UK) Ltd.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2019
Chad Thomas SchwoererCalton & Associates, Inc.Capital Financial Services, Inc.05-03-2019
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Showing 251 to 275 of 132,266 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a ā€œ ā€” ā€œ is listed in the recordā€™s AUM field entry.


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