Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Whitney Reed BurtonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Gentian PlakuSoFi Wealth LLCPNC Investments09-29-2020
Francoise Jeanine NemorinWealth Watch Advisors, LLCEquity Services, Inc.09-29-2020
Norman Kenneth FerrandoMorgan StanleyCharles Schwab & Co., Inc.09-29-2020
Benjamin BaldwinMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$15009-29-2020
Andrew Wayne SheriffWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Zakir BanatwalaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.09-29-2020
Ann Marie PeckMML Investors Services, LLCNYLIFE Securities LLC09-29-2020
Alyssa Nicole AdamsCambridge Investment Research, Inc.Thrivent Investment Management Inc.09-29-2020
Brody Wayne SmithWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Gizo AbuladzeNational Securities CorporationAllied Millennial Partners, LLC09-29-2020
David Taylor MorganThe High Net Worth Advisory Group, LLCRaymond James & Associates, Inc.$15009-28-2020
Scott Jay KesslerB. Riley Wealth ManagementSanctuary Securities, Inc.09-28-2020
Kevin Robert LonerganLincoln Financial Securities CorporationMML Investors Services, LLC$1609-28-2020
Jeffrey Scott BlitzCadaret, Grant & Co., Inc.Cambridge Investment Research, Inc.09-28-2020
Sharon Wilson FloydStephensMorgan Stanley09-28-2020
Kevin DaleyCitizens Securities, Inc.Santander Securities LLC09-28-2020
Bradley Maurice BallSeaport Wealth ManagementNewbridge Securities Corporation09-28-2020
Leigh Ann JeterLPL Financial LLCHilltop Securities Inc.09-28-2020
Eliza Turner McKewenRaymond James Financial Services, Inc.Morgan Stanley$5009-28-2020
Howard Joseph Jordan JrThe High Net Worth Advisory Group, LLCRaymond James & Associates, Inc.$10009-28-2020
Christopher Lee RaskLPL Financial LLCWells Fargo Advisors Financial Network, LLC09-28-2020
Mitchell N RaskLPL Financial LLCWells Fargo Advisors Financial Network, LLC09-28-2020
John Arthur MaloneRaymond James Financial Services, Inc.Morgan Stanley$10009-28-2020
Felix Chavez JrTransamerica Financial Advisors, IncNationwide Securities, LLC09-28-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.