Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lydia C. StephensAmerican Portfolios Financial Services, Inc.Next Financial Group, Inc.$5007-09-2019
George Thomas BarzizzaLincoln Financial Securities CorporationFarmers Financial Solutions, LLC$107-09-2019
John Paul Martin Jr.Cambridge Investment Research, Inc.Edward Jones$1007-09-2019
Brent Bernard GottierKMS Financial Services, Inc.Cetera Advisors LLC$5007-09-2019
Laurie Ann BraulickCalton & Associates, Inc.Capital Financial Services, Inc.$10007-09-2019
Mark De Wayne SchweinlerCalton & Associates, Inc.Capital Financial Services, Inc.07-09-2019
James John DinapoliSecurities America, Inc.Cadaret, Grant & Co., Inc.$2507-09-2019
Armahn HadjianLPL Financial LLCEdward Jones07-09-2019
Matthew NarlingerWells Fargo Clearing Services, LLCThrivent Investment Management Inc.07-09-2019
Cameron Lee RichardsonJ.P. Morgan Securities LLCThrivent Investment Management Inc.$107-09-2019
John Kevin OsborneLPL Financial LLCWells Fargo Clearing Services, LLC$2507-08-2019
Jay Alan WallingerSecurities America, Inc.Summit Brokerage Services, Inc.$2507-08-2019
Brian David SmithLPL Financial LLCSecurities America, Inc.$25007-08-2019
Jerald Lewis ButtsLPL Financial LLCSecurities America, Inc.$107-08-2019
David M. MindrupLPL Financial LLCRaymond James Financial Services, Inc.07-08-2019
Michael Lawrence LeakeGWN Securities Inc.Oppenheimer & Co. Inc.$15007-08-2019
Anthony Thomas EatonHancock Whitney Investment Services Inc.MML Investors Services, Inc.07-08-2019
William Fredric Kellogg Jr.Hilltop Securities Inc.IHT Wealth Management LLC07-08-2019
Nicholas Thomas Auriemma Jr.MML Investors Services, LLCEquity Services, Inc.07-08-2019
Michael L. McKenzieCalton & Associates, Inc.Capital Financial Services, Inc.07-08-2019
Siamak EghlidiCalton & Associates, Inc.Capital Financial Services, Inc.$5007-08-2019
Kathleen Marie TavsCalton & Associates, Inc.Capital Financial Services, Inc.07-08-2019
Sean MolloyRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5007-08-2019
Bryan Lee BlackwellRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$1007-08-2019
Mercedes Nicole McfarlandCitizens Securities, Inc.Federated Global Investment Management Corp.07-08-2019
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Showing 251 to 275 of 133,048 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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