Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mohammed ZubairuHoopoe AdvisorsSantander Securities LLC09-28-2020
Jane M MillerLPL Financial LLCWells Fargo Advisors Financial Network, LLC09-28-2020
Timothy Joseph CunninghamBenjamin F. Edwards & Company, Inc.J.P. Morgan Securities LLC09-28-2020
Bret Alexander HartmanBerthel, Fisher & Company Financial Services, Inc.LPL Financial LLC09-28-2020
Russell A StoutSagePoint Financial, Inc.M&T Securities, Inc.09-28-2020
David Edgar MaloneRaymond James Financial Services, Inc.Morgan Stanley$5009-28-2020
Eric Lawrence HopkinsEquity Services, Inc.Santander Securities LLC09-28-2020
Chris James MaudlinAlphaCore Capital LLCAltegris Investments, LLC09-28-2020
Carl Allan WatkinsAllegiant Private Advisors, LLCCommonwealth Financial Network09-28-2020
Kristina Joan GrafAlphaCore Capital LLCAltegris Investments, LLC09-28-2020
Stephanie Anne WilliamsAlphaCore Capital LLCAltegris Investments, LLC09-28-2020
Travis J HarrisWells Fargo Clearing Services, LLCFifth Third Securities, Inc.09-28-2020
Marcus A RollsJ.P. Morgan Securities LLCMorgan Stanley09-28-2020
Hardeep SinghDelta Investment Management, LLCWedbush Securities Inc.09-28-2020
Jason D AllenJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.09-28-2020
Timothy J MauriceHornor, Townsend & Kent, LLCNYLIFE Securities LLC09-28-2020
Alexis RoweAlphaCore Capital LLCAltegris Investments, LLC09-28-2020
Jeffrey Michael ElorriagaLPL Financial LLCWells Fargo Advisors Financial Network, LLC09-28-2020
John Joseph Mazzarella JrFifth Third Securities, Inc.Citizens Securities, Inc.09-28-2020
Francis Kakra SamJ.P. Morgan Securities LLCCUNA Brokerage Services, Inc.09-28-2020
Samuel M RahebCitizens Securities, Inc.Santander Securities LLC09-28-2020
Tony S ChoiCommonwealth Financial NetworkEdward Jones$15009-28-2020
Aaron David GoldbergAWM Capital, LLCIndependent Financial Group, LLC09-28-2020
John P McPhillips JrRaymond James & Associates, Inc.Edward Jones09-28-2020
Carmen Erminda MeausooneEquitable Advisors, LLCPruco Securities, LLC.09-28-2020
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Showing 276 to 300 of 107,627 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.