Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Charles O'MearaLPL Financial LLCMcNally Financial Services Corporation$5007-08-2019
Carlos Alfredo Cortez Jr.World Equity Group, Inc.Taylor Capital Management Inc.07-08-2019
Robert M. CantuSigma Financial CorporationAmeriprise Financial Services, Inc.$107-08-2019
Matthew NarlingerWells Fargo Clearing Services, LLCThrivent Investment Management Inc.07-08-2019
Nancy Jean OnderkoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5407-08-2019
George Elliot CohenWorld Equity Group, Inc.Taylor Capital Management Inc.07-08-2019
Brendan Reed LewisSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$107-05-2019
Zachary Ryan VandergriftRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.07-05-2019
Howard KavinskyNational Securities CorporationDavid A. Noyes & Company07-05-2019
Eric M. TonesEdward JonesFidelity Personal And Workplace Advisors07-05-2019
John Swift Lyle Jr.The Jeffrey Matthews Financial Group, L.L.C.Stifel, Nicolaus & Company, Incorporated$107-05-2019
Jose Antonio VeraRaymond James & Associates, Inc.Stifel, Nicolaus & Company, Incorporated07-05-2019
Michelle Rudd Summit Trail AdvisorsWells Fargo Investments, LLC$50007-03-2019
Shane GoffProspera Financial Services, Inc.Edward Jones$8707-03-2019
Julie Ann WakefieldJ.P. Morgan Securities LLCPayant Wealth Management Group07-03-2019
James Martin FallonWoodbury Financial Services, Inc.Morgan Stanley$10007-03-2019
Lisa Anne ArmbrustRaymond James & Associates, Inc.Morgan Stanley$107-03-2019
Robert GuerraJ. Alden Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-03-2019
Daniel Rosado MercadoSorrento Pacific Financial, LLCFirst Allied Securities, Inc.$5007-03-2019
Tobia Jacqueline StinsonSpire Securities, LLCAmerican Wealth Management, Inc.07-03-2019
Bruce Benjamin GreenwaldInternational Assets Advisory, LLCPurshe Kaplan Sterling Investments$5007-03-2019
Daniel Philip OstlundWorld Equity Group, Inc.Taylor Capital Management Inc.$1107-03-2019
Kenneth Raymond SavageWorld Equity Group, Inc.Taylor Capital Management Inc.07-03-2019
Morris Craig MoserWorld Equity Group, Inc.Taylor Capital Management Inc.07-03-2019
Rene Dierkes, Frank McKennaRaymond James & Associates, Inc.Morgan Stanley $26007-02-2019
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Showing 276 to 300 of 133,048 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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