Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David ElwoodRaymond JamesWells Fargo Advisors$11005-04-2018
Wayne McCormick, Steve SpainRaymond JamesWells Fargo Advisors$17505-03-2018
Tom Sedoric, Casey Snyder, Erika Luczynski, Brittany LongRaymond JamesWells Fargo Advisors$35005-02-2018
Matthew LoitzJanney Montgomery ScottWells Fargo Advisors$15705-01-2018
Margaret HillWells Fargo AdvisorsBank of America Merrill Lynch$7004-27-2018
John Martin, Ross Dowling, and Joshua ZellerRaymond JamesWells Fargo Advisors$70004-26-2018
Tom Anderton, Ryan Howard LPL FinancialOppenheimer$23004-26-2018
Joseph P. HeiderTriad AdvisorsRoyal Alliance$32504-26-2018
Doug Dumais, Kirt Fredericks, Kathy HaleRBC Wealth ManagementWells Fargo Advisors$17504-26-2018
Steve Battel, Rob Yevchak, Bruce Battel, Nancy HurstKestra FinancialWells Fargo Advisors$30004-25-2018
Ric KellogLPL FinancialBank of America Merrill Lynch$12304-24-2018
Ricardo QuirosBolton Global CapitalBank of America Merrill Lynch$22004-23-2018
Tim GariganRBC Wealth ManagementWells Fargo Advisors$22504-23-2018
Taylor Ranker, Sonya RankerKestra FinancialRoyal Alliance$42004-23-2018
Tony Urdes, Bianca UrdesStifel Nicolaus & Co.UBS Financial Services$30004-20-2018
Ky McCarty, Brandon Brown, John EdenD.A. Davidson & Co.Bank of America Merrill Lynch$38004-20-2018
Grigori Lvov, Robert KikinRaymond JamesWells Fargo Advisors$16204-20-2018
Gary Rosen, Daniel KrameRaymond JamesWells Fargo Advisors$62104-20-2018
Donald J. Simpson, Jeffrey Grant, Gloria Grant, Jason GravesRaymond JamesWells Fargo Advisors$30004-18-2018
Peter ScudnerStifel Nicolaus & Co.Janney Montgomery Scott$29804-18-2018
Jeff Porasik, Suzanne YdeRaymond JamesWells Fargo Advisors$40504-17-2018
Joseph Bivona, Thomas J. Bivona, Robert R. ImpellusoRBC Wealth ManagementWells Fargo Advisors$92504-17-2018
Scott Morrison, Matthew Nordmann, Michael NordmannSecurities AmericaInvest Financial$12004-10-2018
Kitt Griffin, Steven LivitzKestra FinancialSII Investments$12004-09-2018
Dean HooverRaymond JamesUBS Financial Services$7004-09-2018
« Previous PageNext Page »

Showing 276 to 300 of 3,578 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.