Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Bernard MyersLPL Financial LLCMML Investors Services, LLC05-03-2019
Maria A. HebditchMora WM SecuritiesSantander Securities LLC05-03-2019
James Phillip Lombardo Jr.Ameriprise Financial Services, Inc.Morgan Stanley$10005-03-2019
Barry Mitchell DershawAmeriprise Financial Services, Inc.Morgan Stanley$5005-03-2019
Francisco Jose TortSecurities America, Inc.Morgan Stanley$5005-03-2019
Timothy Francis HickeyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-03-2019
Natalie Fletcher DavisWells Fargo Clearing Services, LLCMorgan Stanley$1,00005-03-2019
Jeffrey Ronald DavisWells Fargo Clearing Services, LLCMorgan Stanley$15005-03-2019
Paul Scott MagnessWells Fargo Clearing Services, LLCMorgan Stanley$1,00005-03-2019
Gregory Alan DeckertGreen & Deckert LLC1st Global Capital Corp.05-03-2019
Eric Allen Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$11005-02-2019
John Francis StojSafebridgeTransamerica Financial Advisors, Inc05-02-2019
Veronica A MangioneKey Investment Services LLCPark Avenue Securities LLC$5005-02-2019
Keith Matthew FialaCetera Advisor Networks LLCJ.P. Morgan Securities LLC$15005-02-2019
Laurie Lynn WilliamsonRaymond James Financial Services, Inc.Edward Jones$5005-02-2019
Mark Kenneth VigilKestra Investment Services, LLCMorgan Stanley$5005-02-2019
Devorah R GoodmanNational Securities CorporationMorgan Stanley$10005-02-2019
Sharon Kaye JansmaPrincipal Securities, Inc.Farmers Financial Solutions, LLC05-02-2019
Michael Howard McConnellB. Riley Wealth ManagementUSCA Securities LLC05-02-2019
Peter Michael AnnicelliWells Fargo Clearing Services, LLCPainewebber Incorporated$10005-02-2019
Duncan Bradley GreenGreen & Deckert LLC1st Global Capital Corp.05-02-2019
Eric John AckermanInfinex Investments, Inc.Citigroup Global Markets Inc.05-01-2019
Brian David BradberrySunTrust Investment Services, Inc.Morgan Stanley05-01-2019
Thomas Gordon DoncasterKestra Investment Services, LLCIndependent Financial Group, LLC$5005-01-2019
Dennis William LaughlinKestra Investment Services, LLCUBS Financial Services Inc.$1005-01-2019
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Showing 276 to 300 of 132,266 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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