Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Juliana CuervoJ.P. Morgan Securities LLCAmerant Investments, Inc.04-23-2020
Blue Alexander HybnerCetera Investment Services LLCMorgan Stanley04-23-2020
Jason Allen VaughnU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC04-23-2020
Andre S. HabibSantander Securities LLCCitizens Securities, Inc.$5004-23-2020
Scott Vincent KramlingCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2020
Belle HarrisCharles Schwab & Co., Inc.TD Ameritrade, Inc.04-23-2020
Randall Conrad MaagWoodbury Financial Services, Inc.Bankers Life Securities, Inc.04-23-2020
Andrea BereznakVoya Financial Advisors, Inc.Better Money Decisions04-23-2020
James Francis AtenLPL Financial LLCInfinex Investments, Inc.04-23-2020
Douglas Anthony PaulLPL Financial LLCWells Fargo Clearing Services, LLC$5004-23-2020
Jessica Marie ShifletLPL Financial LLCWells Fargo Clearing Services, LLC$1,00004-23-2020
Kevin Warren MacwilliamsLPL Financial LLCSecurities America, Inc.$2504-23-2020
Frank Henry BechererRaymond James Financial Services, Inc.Sanctuary Securities, Inc.$2504-23-2020
Denise Halford HolderRaymond James Financial Services, Inc.Sanctuary Securities, Inc.$10004-23-2020
Leonard Emil LundbergCetera Financial Specialists LLCWoodbury Financial Services, Inc.04-23-2020
Laurence O SpectorSt. Bernard Financial Services, Inc.H. Beck, Inc.04-23-2020
Lowell Vincent KrugerPackerland Brokerage Services, Inc.Avantax Investment Services, Inc.04-23-2020
David Carl MansfieldThe Leaders Group, Inc.Equity Services, Inc.04-23-2020
Michael D EbertCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC04-23-2020
Robert Henderson Jr.Essex Securities LLCInternational Financial Solutions, Inc.04-23-2020
Stanley Joseph RaskaSilver Oak Securities, IncorporatedCFD Investments, Inc.04-23-2020
Ronald William CrispNewbridge Securities CorporationLiberty Partners Financial Services, LLC04-23-2020
Howard LeonNewbridge Securities CorporationStoever, Glass & Company Inc.$5004-23-2020
Ruth Currie LadasPeak Brokerage Services, LLCMutual of Omaha Investor Services, Inc.04-23-2020
Henry Eugene Zoller IVOneAmerica Securities, Inc.Charles Schwab & Co., Inc.04-23-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.