Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christine Evelyn GuessfordPruco Securities, LLC.Cetera Investment Services LLC04-23-2020
Joan Schalk FisherAXA Advisors, LLCKey Investment Services LLC04-23-2020
Amber SchiffertMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-23-2020
George A. TaylorNorthern Trust Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2020
Jeremy Ronnebaum SuttonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-23-2020
Rebecca Guadalupe VeraldiAltruist Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2020
Christopher Wade MadsenFisher InvestmentsEdward Jones04-23-2020
Monique R. San Miguel LopezSAS Financial Advisors, LLC.ForUsAll04-23-2020
Stacy Lynn FoxUBS Financial Services Inc.Morgan Stanley04-23-2020
Xiao Wen LuoUBS Financial Services Inc.Morgan Stanley04-23-2020
William John DeMartinoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-23-2020
Michael Todd BartosRaymond James & Associates, Inc.Wells Fargo Advisors, LLC$1,00004-23-2020
Ajit Bob AjmaniA.G.P / Alliance Global PartnersAegis Capital Corp.04-23-2020
Susan LawrenceLPL Financial LLCWells Fargo Advisors04-22-2020
David BandalanJ.P. Morgan Securities LLCNYLIFE Securities LLC04-22-2020
Jeffrey E. DavisFifth Third Securities, Inc.TD Ameritrade Investment Management, LLC04-22-2020
Amy Marie KomondoreaM&T Securities, Inc.AXA Advisors, LLC04-22-2020
Justin Joseph RobertsonU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC04-22-2020
Matthew Sayah TaheriBBVA Securities Inc.CUSO Financial Services, L.P.04-22-2020
Nicholas OgdenCharles Schwab & Co., Inc.Edward Jones04-22-2020
Paul Sutton KoslingAmeriprise Financial Services, LLCBenjamin F. Edwards & Company, Inc.04-22-2020
Susan Hamblin LawrenceLPL Financial LLCWells Fargo Advisors Financial Network, LLC$5004-22-2020
Heather Louise MorganLPL Financial LLCSecurities America, Inc.04-22-2020
Chris Stephen LoutsisLPL Financial LLCWells Fargo Advisors Financial Network, LLC04-22-2020
Gregory Michael LohrCommonwealth Financial NetworkMML Investors Services, LLC04-22-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.