Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin NeagleBolton Global CapitalJulius Baer$45008-07-2018
Harry Buchanan Smith III, Daniel BryantRobert W. Baird & Co.Wells Fargo Advisors$15008-06-2018
Gordon Schnitzler, Joseph SchnitzlerRaymond JamesStifel Nicolaus & Co.$14108-02-2018
David VigilSorrento Pacific FinancialWells Fargo Advisors$3408-01-2018
Michael W. Landsberg, Lew Bennett, Anthony C. DubbanehLandsberg Bennett Private Wealth Management GroupWells Fargo Advisors$67508-01-2018
William PerkinsRaymond JamesWells Fargo Advisors$007-31-2018
Kent NuzumRaymond JamesWells Fargo Advisors$007-31-2018
Kyle EvensRaymond JamesWells Fargo Advisors$007-31-2018
Jim Broadway, Jim Broadway Jr.Raymond JamesWells Fargo Advisors$007-31-2018
Michael Henley, Steve Macano, Tracy B. McGuirePurshe Kaplan Sterling InvestmentsBank of America Merrill Lynch$007-27-2018
Jeff SuttonStifel Nicolaus & Co.Wells Fargo Advisors$19807-27-2018
Sam HodgsonFirst Republic SecuritiesBank of America Merrill Lynch$65007-27-2018
Michael BarthRobert W. Baird & Co.UBS Financial Services$10407-23-2018
Jeffrey OckwoodWells Fargo AdvisorsMorgan Stanley Wealth Management$20007-20-2018
William Luthy, Tina McCallumRobert W. Baird & Co.Morgan Stanley Wealth Management$13507-20-2018
Thomas BellStifel Nicolaus & Co.UBS Financial Services$6907-19-2018
John Kortze, Cary KortzeSteward PartnersWells Fargo Advisors$50007-19-2018
John Ellis, Jennifer Baker, John Ellis Jr.LPL FinancialLucia Securities$17007-16-2018
Kerry ManganoStifel Nicolaus & Co.Wells Fargo Advisors$11007-16-2018
Marilyn BlackStifel Nicolaus & Co.Wells Fargo Advisors$5807-16-2018
Barbara HughesStifel Nicolaus & Co.Bank of America Merrill Lynch$6007-16-2018
Shelly SchudlichStifel Nicolaus & Co.Oppenheimer$8607-16-2018
Gregg Lentz, Matt PorterArkadios CapitalTriad Advisors$8007-16-2018
Bill Amatuzzo, Mike MagnaniCommonwealth Financial NetworkAmeriprise Financial$12007-16-2018
Michael Gee, Andrea Savva, Raymond LeeRBC Wealth ManagementMerrill Lynch$19007-12-2018
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Showing 301 to 325 of 3,696 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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