Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Anthony BlakeyVanguard Marketing CorporationJ.P. Morgan Securities LLC09-28-2020
Joseph Matthew FoxCitizens Securities, Inc.Equitable Advisors, LLC09-28-2020
Weston Lee MorganVanguard Marketing CorporationFirst Citizens Investor Services, Inc.09-28-2020
Andrew Mitchell AbramsonOlympus Capital, LLCLa Capital Wealth Management09-27-2020
Shelli Jo RichardsonPruco Securities, LLC.Royal Fund Management, LLC09-26-2020
Sean Matthew ClancyMorgan StanleyUBS Financial Services Inc.09-25-2020
Stephen Edward KrakowerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15009-25-2020
David Brian UrbanLPL Financial LLCCommonwealth Financial Network09-25-2020
Jeffrey Scott MummaLPL Financial LLCVoya Financial Advisors, Inc.09-25-2020
Joseph Gerald OffermanRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15009-25-2020
Allan Michael PelkonenPelkonen and Associates LLCAmeriprise Financial Services, LLC09-25-2020
Scott Edward GuidryAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-25-2020
Kevin John DeangelisAmeriprise Financial Services, LLCCommonwealth Financial Network$5009-25-2020
Dianne M DelfinoNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-25-2020
Seth Michael LewisICMA-RC Services, LLCNationwide Investment Services Corporation09-25-2020
Alexander Robert PotenzaSkyview Financial Group, LLCTotal Wealth Planning and Management, Inc.09-25-2020
Achilles KontoyiannisMorgan StanleyUBS Financial Services Inc.09-25-2020
Steven J Vitale JrStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2020
Tammy Anne TrentaRunning Point Capital Advisors LLCCreative Planning09-25-2020
Walter Scott HallCoastal Equities, Inc.NYLIFE Securities LLC09-25-2020
Kevin David OsterbergerAmeriprise Financial Services, LLCUBS Financial Services Inc.09-25-2020
Jonathan Lee PennRIA AdvisorsPin Oak Investment Advisors Inc09-25-2020
Brian E QuigleyInternational Assets Advisory, LLCParkland Securities, LLC09-25-2020
Ronald Irvin Stiles IIILincoln Financial Advisors CorporationM&T Securities, Inc.$2509-25-2020
Vincent Antwane WallaceEdward JonesUSAA Investment Services Company09-25-2020
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Showing 301 to 325 of 107,627 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.