Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Alexander AulestiaAulestia Wealth Management, Inc.LPL Financial LLC04-30-2019
Lindsay Ann FrazierXennial Planning LLCGWFS Equities, Inc04-29-2019
Ryan Mathew FleischerRevolution Capital, LLCLPL Financial LLC04-29-2019
Leonard Marion Spalding IIIGWN Securities Inc.Lincoln Investment$2504-29-2019
Timothy P HudsonClient One Securities LLCLPL Financial LLC$2504-29-2019
Harry Ison Brown Jr.SA Stone Wealth Management Inc.Capital Financial Services, Inc.04-29-2019
Shannon Dean StauthLPL Financial LLCRoyal Alliance Associates, Inc.$2204-29-2019
Gregory Lynn GrimesSecurities America, Inc.Centaurus Financial, Inc.$15004-29-2019
Nathan Lee KnightSecurities America, Inc.Summit Financial Group Inc$104-29-2019
Benjamin Wills BenderCetera Advisor Networks LLCRaymond James Financial Services Advisors, Inc$10004-29-2019
Jason Fertitta, Billy Busch, Robert Wellington, Sheldon Busch, Josh Caltrider, Jonathan Schnitzer, Ben AthensAmericana PartnersMorgan Stanley$6,00004-26-2019
Albert Norris Dashiell Jr.Dempsey Lord Smith, LLCCapital Investment Group, Inc.$104-26-2019
Ronald Lee GribschawCambridge Investment Research, Inc.LPL Financial LLC$2504-26-2019
Craig Scott SabloskyCapitol Securities Management, Inc.LPL Financial LLC$5004-26-2019
Sean M. O'BrienRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-26-2019
Brett Ian GoldsteinVanderbilt Securities, LLCUBS Financial Services Inc.$5004-26-2019
Dayton Charles O'BrienAmeriprise Financial Services, Inc.H.D. Vest Investment Services04-26-2019
Stuart Farrell EttingoffJ.W. Cole Financial, Inc.Wells Fargo Clearing Services, LLC$15004-26-2019
Lydia Marie PadillaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5004-26-2019
Corbin Richard CoutureSecurities America, Inc.Infinex Investments, Inc.$15004-26-2019
Zachary Hussam MakawiCambridge Investment Research, Inc.Next Financial Group, Inc.04-26-2019
Michael Thomas PetersenWoodbury Financial Services, Inc.Questar Asset Management, Inc.$2504-26-2019
William Darryl BuschPurshe Kaplan Sterling InvestmentsMorgan Stanley$5004-26-2019
Benjamin CarusoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
David Lawrence ZollHighTower Securities, LLCFieldpoint Private Securities, LLC$5004-26-2019
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Showing 326 to 350 of 132,266 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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