Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karen Christine FordCommonwealth Financial NetworkFidelity Personal and Workplace Advisors04-22-2020
Robert Lloyd Annable IICenter Street Securities, Inc.Kalos Capital, Inc.04-22-2020
Neil R. Tjon HingPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC04-22-2020
David Patrick ChandlerInnovation Partners LLCSecurities America, Inc.04-22-2020
James Hudon Engelman Jr.OneAmerica Securities, Inc.Edward Jones04-22-2020
Thomas Nicholas SmithMML Investors Services, LLCMML Investors Services, LLC04-22-2020
Jason DainasFisher InvestmentsAmeriprise Financial Services, LLC04-22-2020
Stephen Lee RogersElevated Capital Advisors, LLCRegulus Advisors, LLC04-22-2020
Matthew Fredrick ChamberlinRound Rock Advisors LLCMorgan Stanley04-22-2020
Ryan Charles OlsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCity National Securities, Inc.04-22-2020
Lauren Marie BainMerrill Lynch, Pierce, Fenner & Smith IncorporatedState Farm VP Management Corp.04-22-2020
Neil Rajaram ParekhWells Fargo Clearing Services, LLCMorgan Stanley04-22-2020
Charles John BradyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2020
Alejandro GarciaIntercam Securities, Inc.Banorte-IXE Securities International, Ltd.$10004-22-2020
James Richard Lowe IICUSO Financial Services, L.P.LPL Financial LLC04-21-2020
Matthew Clay HenryLincoln Financial Securities CorporationPruco Securities, LLC.04-21-2020
Paul E. GoodLPL Financial LLCAmeriprise Financial Services, LLC04-21-2020
William A Fochi Jr.Cantella & Co., Inc.Northwestern Mutual Investment Services, LLC04-21-2020
Lynn JacobowskiThe Leaders Group, Inc.Park Avenue Securities LLC04-21-2020
Austin L FenderNorthwestern Mutual Investment Services, LLCEdward Jones04-21-2020
Steven Wayne HillAXA Advisors, LLCAvantax Investment Services, Inc.04-21-2020
John Mark LeeMML Investors Services, LLCBancWest Investment Services, Inc.04-21-2020
Michele Lynne LosapioState Farm VP Management Corp.State Farm VP Management Corp.04-21-2020
Raymond Lyle DurantICMA-RC Services, LLCTIAA-CREF Individual & Institutional Services, LLC04-21-2020
John Hayden BollwegJMG Financial Group LtdMPS-Loria Financial Planners, LLC04-21-2020
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Showing 326 to 350 of 180,876 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.