Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregg Alan ShafferLPL Financial LLCMorgan Stanley09-25-2020
Jennifer Marie SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Huntington Investment Company09-25-2020
John Everette StreetSecurian Financial Services, Inc.Kestra Advisory Services, LLC$15009-25-2020
Clinton R LouisoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-25-2020
Matthew William BensonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-25-2020
MICHAELA R BrickleyIndependent Financial Group, LLCCommonwealth Financial Network09-25-2020
James Elijio SummersEdward JonesUSAA Investment Services Company09-25-2020
Garry Eugene Tapler JrAllstate Financial Services, LLCMutual of Omaha Investor Services, Inc.09-25-2020
Christopher OermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWestern Growers Financial Services, Inc.09-25-2020
Robert Joseph GerichsRaymond James Financial Services, Inc.Edward Jones09-25-2020
Matthew S SaltzgaberLPL Financial LLCFSC Securities Corporation09-25-2020
Luke Michael Shawn ZulaufFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2020
Karen Yates LarkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-25-2020
Samuel R FelixMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-25-2020
Robert David BantleyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-25-2020
Julio Cesar VerduzcoFidelity Personal and Workplace AdvisorsCharles Schwab & Co., Inc.09-25-2020
Austin Thomas NelmsBankers Life Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2020
Blake Scott FostvedtGOP CapitalSuccessful Portfolios LLC09-25-2020
James Curtis Mc KennonVirtue Capital Management, LLCBrookstone Capital Management LLC09-24-2020
Lavelle KnightLifeMark Securities Corp.Woodbury Financial Services, Inc.09-24-2020
Thomas Alan BarkumeMcDermott Investment Services, LLCPrimex$5009-24-2020
Gary Edward McgovernJanney Montgomery Scott LLCRaymond James & Associates, Inc.$10009-24-2020
Jeffery Sam DecantPurshe Kaplan Sterling InvestmentsThrivent Investment Management Inc.09-24-2020
Geoffrey Alan JapchenRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-24-2020
Steven Vincent ThompsonSagePoint Financial, Inc.MML Investors Services, LLC$5009-24-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.