Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Henry R. GrinbergRaymond JamesMorgan Stanley Wealth Management$20006-08-2018
Jeffrey Boudjouk, Anthony Landi, Deborah Shuster, Kelly AlmonteKestra FinancialUBS Financial Services$34006-07-2018
Alan Brookshire, James Chandley, Julie WilliardHilliard LyonsOppenheimer$39006-04-2018
James M. AidRBC Wealth ManagementWells Fargo Advisors$90006-01-2018
Linda Pardini, Douglas WulbrechtRaymond JamesWells Fargo Advisors$46206-01-2018
Jonathan McPharlin, Daniel Halperin, and Charles A. Cooper Jr.JPMorgan Chase & Co.Bank of America Merrill Lynch$44306-01-2018
Vincent Lovoy, Adam MacDonald, Todd HalbrookFirst Republic SecuritiesWells Fargo Advisors$85006-01-2018
Mark Griffin, Mark Liley Raymond JamesWells Fargo Advisors$50505-31-2018
Bradley H. Bofford, Michael A. Flower, Daniel G. TroutHightower AdvisorsSecurities America$36505-31-2018
Daniel J. Cotton, Myles Dudley, Michael Carlson, Joseph Siciliano, Brian Dudley, Dick Dudley, Alice M. McElhinneyTriad AdvisorsLPL Financial$75005-31-2018
Christopher P. WilkensRBC Wealth ManagementBank of America Merrill Lynch$6005-30-2018
Ron Lambke, Louis Montana Wells Fargo AdvisorsUBS Financial Services$18005-30-2018
Jennifer Arquilla, David Arquilla Wells Fargo AdvisorsUBS Financial Services$33605-30-2018
Michael HeckmanStifel Nicolaus & Co.Wells Fargo Advisors$30705-25-2018
Gary Baker, Dan Kraus, Kim Rubenstein, Kim PeakerKestra FinancialWells Fargo Advisors$18605-24-2018
Dean Dancer, T.J. Goelz, Steven Grossman, Joe MalaveRaymond JamesUBS Financial Services$48005-24-2018
Constantine Harris, Faith HarringtonRaymond JamesWells Fargo Advisors$22505-24-2018
Christian CombergStifel Nicolaus & Co.Wells Fargo Advisors$13305-24-2018
Leo M. Connors, Leo M. Connors Jr.Janney Montgomery ScottBank of America Merrill Lynch$13305-23-2018
Karla Olson-Bellfi, Thai-Vi Pham, Omer Bellfi Robert W. Baird & Co.Wells Fargo Advisors$47505-23-2018
John Mathey, Dan Mirabella Robert W. Baird & Co.Wells Fargo Advisors$30505-23-2018
Dobbin McCrea Jr., Kevin A. RollwagenRobert W. Baird & Co.Morgan Stanley Wealth Management$9805-23-2018
John Moose, David Zambito, David Palermo, Nathan WegmanCommonwealth Financial NetworkAmeriprise Financial$28205-22-2018
Brian FisherCommonwealth Financial NetworkWells Fargo Advisors$11305-18-2018
Jeff Pratt, Bryan KazleySuntrust Investment ServicesWells Fargo Advisors$50005-18-2018
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Showing 351 to 375 of 3,696 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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