Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David JOSEPH DeLucaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2020
Leida Montez SpellerEquity Services, Inc.MML Investors Services, LLC09-24-2020
Steven Michael NowlandStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-24-2020
Anthony Frank GiocoRaymond James & Associates, Inc.TD Ameritrade, Inc.09-24-2020
Samuel Edward HardLPL Financial LLCWoodbury Financial Services, Inc.09-24-2020
Larry Robert KrmpotichKestra Investment Services, LLCStifel, Nicolaus & Company, Incorporated09-24-2020
Tracy Graham MeltonFirst Allied Securities, Inc.Cambridge Investment Research, Inc.09-24-2020
Michael Scott BloomGrosse Point AdvisorsThe O.N. Equity Sales Company09-24-2020
Santo BlumkeFifth Third Securities, Inc.The Huntington Investment Company09-24-2020
James Bernard Johnson SrLPL Financial LLCWoodbury Financial Services, Inc.09-24-2020
Corey James SchmidtPurshe Kaplan Sterling InvestmentsThrivent Investment Management Inc.$10009-24-2020
Donald Rex CalvertU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC09-24-2020
Zachary Anders LarsonPurshe Kaplan Sterling InvestmentsThrivent Investment Management Inc.$10009-24-2020
Ioannis K MitsisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2020
Kyle Adam WenskiRaymond James & Associates, Inc.Stifel, Nicolaus & Company, Incorporated09-24-2020
Joseph Parker DegeorgeAdvisory Advocates LLCInvestment Consulting Group Inc09-24-2020
Christopher John ShawNewbridge Securities CorporationPruco Securities, LLC.09-24-2020
Mark Julian NewfieldPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC09-24-2020
Katarina SteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC09-24-2020
Kenneth Jay VinikoffSagePoint Financial, Inc.MML Investors Services, LLC09-24-2020
Rudy AnguianoAmeriprise Financial Services, LLCWaddell & Reed09-24-2020
Angela Pridgen LessorPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC09-24-2020
Jamie John DroesslerDirect Care FinancialSVA Wealth Management, LLC09-24-2020
Craig J AbrahamCresset Asset Management, LLCJ.P. Morgan Securities LLC09-24-2020
Ron Andrew PacLPL Financial LLCMML Investors Services, LLC09-24-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.