Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis Eugene NelsonEdward JonesParkland Securities, LLC$104-26-2019
John Brison GlueckertMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$104-26-2019
Robert Tipton DavisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-26-2019
Jeffrey David McGloneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-26-2019
Thomas R KoveleskieMorgan StanleyUBS Financial Services Inc.$2504-26-2019
Daniel GellerBolton Global CapitalMorgan Stanley$2504-26-2019
Jason StatutaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-25-2019
David Henry HohimerHohimer Wealth Management, LLCWells Fargo Clearing Services, LLC04-25-2019
Richard Anthony CritelliFifth Third Securities, Inc.Morgan Stanley$1,00004-25-2019
Wade T CardonLPL Financial LLCAmeriprise Financial Services, Inc.$8004-25-2019
Martial Camille MartinoniLPL Financial LLCAmeriprise Financial Services, Inc.$9504-25-2019
Caleb Wayne VaughanKestra Investment Services, LLCProequities, Inc.$25004-25-2019
Thomas David GrierLPL Financial LLCWells Fargo Clearing Services, LLC04-25-2019
Michelle ReynoldsSecurities Service Network, LLCKovack Securities Inc.04-25-2019
Loren Paul FiffikRaymond James Financial Services, Inc.PNC Investments$5004-25-2019
Michael E. ChastainPark Avenue Securities LLCMML Investors Services, LLC04-25-2019
Geoffrey Price SiskRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15004-25-2019
Hynson Howell Marvel IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$104-25-2019
Joseph William Berkery Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-25-2019
Eric Michael TomskyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2019
Bryce John BaldwinLPL Financial LLCRaymond James Financial Services Advisors, Inc04-24-2019
Christopher Anthony LundCetera Advisor Networks LLCCapital Analysts, Inc$5004-24-2019
Gary Stephen HuselHighTower Securities, LLCTD Ameritrade Investment Management, LLC04-24-2019
Jon Kelly HendersonLPL Financial LLCInfinex Investments, Inc.$10004-24-2019
Michael Anthony TavelTavel Insurance & Financial Services, LLCLPL Financial LLC04-24-2019
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Showing 351 to 375 of 132,266 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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