Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anne Michelle WardLaurel Wealth PlanningAllodium Investment Consultants, LLC04-21-2020
Daniel Albert NovenSRS Capital Advisors, Inc.Noven Financial Group, Inc.04-21-2020
Sean A EdwardsBallentine PartnersHamilton Capital04-21-2020
Lauren Marie VanveelenAxxcess Wealth Management, LLCDaniel Investment Associates, LLC04-21-2020
Kelli Anne YoungGolden State Equity Partners, LLCMiller Advisors, Inc.04-21-2020
Vazgen KeshishyanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-21-2020
Michael Alexander JohnsonWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC04-21-2020
Kylie N. PickenbrockWells Fargo Clearing Services, LLCBBVA Securities Inc.04-21-2020
John Robert SearerMorgan StanleyAXA Advisors, LLC04-21-2020
Jaswant Paul BrarMorgan StanleySagePoint Financial, Inc.04-21-2020
David Song DengJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.04-20-2020
Bryanna Petricia SpirovskiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2020
Aaron D PriceU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.04-20-2020
Heather Colleen MooneyU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC04-20-2020
Edward Dayan RubinCUSO Financial Services, L.P.CUSO Financial Services, L.P.04-20-2020
Jonathan MolinaKey Investment Services LLCJ.P. Morgan Securities LLC04-20-2020
Andrew Blake EinsteinFidelity Brokerage Services LLCUBS Financial Services Inc.04-20-2020
Bradley Taylor MillerAmeriprise Financial Services, LLCWells Fargo Advisors Financial Network, LLC04-20-2020
Mark Robert BrosaAmeriprise Financial Services, LLCEdward Jones04-20-2020
Richard Timothy CurranLPL Financial LLCIndependent Advisor Alliance, LLC$5004-20-2020
Tammy J WarnickeLPL Financial LLCWells Fargo Clearing Services, LLC04-20-2020
Andrew Curtis StotlerLPL Financial LLCEdward Jones$2504-20-2020
Robert Roscoe WadeCetera Advisor Networks LLCAmeriprise Financial Services, LLC04-20-2020
Harry Miller Jones Jr.Institutional Securities CorporationAlliance Financial Group, Inc.04-20-2020
Thomas Payton CollinsKovack Securities Inc.Level Four Advisory Services04-20-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.