Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Lewis MoneyWorld Equity Group, Inc.Taylor Capital Management Inc.07-01-2019
Jeremy J. ReifWorld Equity Group, Inc.Taylor Capital Management Inc.07-01-2019
Hanlu YeWells Fargo Clearing Services, LLCBBVA Wealth Solutions Inc.$106-29-2019
Terence Francis ByrneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$26306-29-2019
Robert Lynn NicholasPinnacle Investments, LLCEssex Securities LLC$106-29-2019
Shannon Michael MarkleMarkle Financial LLCCambridge Investment Research, Inc.06-28-2019
Joseph A. GeorgesCalton & Associates, Inc.Capital Financial Services, Inc.06-28-2019
James Gerard GormleyBenchmark Investments, Inc.Capitol Securities Management, Inc.$3206-28-2019
Paul Michael CarnahanSecurian Financial Services, Inc.Centaurus Financial, Inc.$106-28-2019
Rick O'NealMadison Avenue Securities, LLCClient One Securities, LLC06-28-2019
Robert Blair RolandLPL Financial LLCD.A. Davidson & Co.$5006-28-2019
Sean Edward Andrew WestbrookStifel, Nicolaus & Company, IncorporatedFSC Securities Corporation$5006-28-2019
Steven M NetzelMadison Avenue Securities, LLCKalos Capital, Inc.$10006-28-2019
George B. GeorgiadesDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-28-2019
Michael Timothy WaldronWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Neil David RubinsteinRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-28-2019
James D. SandfortRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-28-2019
Jack E Wheeler Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Joseph Anton JermanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Taylor David BeardLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Victoria GreeneDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-28-2019
Joseph Anthony PerrettaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-28-2019
Anna GormanRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-28-2019
Ryan Edward BarcenaRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
German Ricardo MoraIntercam Securities, Inc.Mora Wealth Management LLC06-28-2019
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Showing 351 to 375 of 133,048 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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