Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michel PalacciBolton Global CapitalMorgan Stanley$12506-03-2019
Michelle Ann HeffelHornor, Townsend & Kent, LLCMML Investors Services, LLC06-03-2019
Patrick Jaime FoyLPL Financial LLCRaymond James Financial Services$5006-03-2019
Paul William MozisFifth Third Securities, Inc.Cetera Investment Advisers LLC06-03-2019
Perry M. SuttonCommonwealth Financial NetworkCITIZENS SECURITIES, INC.$106-03-2019
Shahzad ShamsuddinFifth Third Securities, Inc.Cetera Investment Advisers LLC06-03-2019
Stephen Mark Gansler Jr.Janney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-03-2019
Timothy Francis O'Donovan Jr.B. Riley Wealth ManagementRaymond James & Associates, Inc.$15006-03-2019
Xavier HorsfallU.S. Bancorp Investments, Inc.PFS Investments Inc.06-03-2019
Rebekah Renee Von BergLPL Financial LLCWaddell & Reed06-03-2019
David Anthony WaltersParkland Securities, LLCOneAmerica Securities, Inc.06-03-2019
Mark Joseph DebourgFirst Financial Equity CorporationInvesco Distributors, Inc.06-03-2019
Colin Patrick BurkeJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-03-2019
Marc Anthony ShepherdPrincipal Securities, Inc.MML Investors Services, LLC06-03-2019
Robert Lee MooreRaymond James Financial Services, Inc.MML Investors Services, LLC06-03-2019
Richard Evan ThomasVoya Financial Advisors, Inc.Cetera Advisor Networks LLC06-03-2019
Jay L. Hollis Jr.Commonwealth Financial NetworkTaylor Securities, Inc.$15006-03-2019
Daniel Lee JonesCetera Investment Services LLCInfinex Investments, Inc.$2506-03-2019
Erika Shawn PapeRaymond James Financial Services, Inc.Key Investment Services LLC06-03-2019
Sean Michael HennesseyBB&T Securities, LLCAlden Captial$5006-03-2019
Alison Catherine McClureCetera Advisor Networks LLCJ.P. Morgan Securities LLC06-03-2019
Sean H. DematteoPrincipal Securities, Inc.MML Investors Services, LLC06-03-2019
Robert Warren RobertsonCambridge Investment Research, Inc.H.D. Vest Advisory Services, Inc$2506-03-2019
Kent Wesley HeinlePruco Securities, LLC.Allstate Financial Advisors, LLC06-03-2019
Michael James FolleseMutual Securities, Inc.Principal Securities, Inc.$10006-03-2019
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Showing 401 to 425 of 132,751 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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