Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dustin Jay NessRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-24-2019
Keith SweigertRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-24-2019
Emily Dawn BosleyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2019
Mark James KinneyCUSO Financial Services, L.P.Thrivent Investment Management Inc.05-24-2019
Kenneth Eugene RineyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$8605-24-2019
Michael Anthony PepperMorgan StanleyWells Fargo Clearing Services, LLC05-24-2019
John A. ColonLPL Financial LLCWells Fargo Clearing Services, LLC$2705-24-2019
Jeffrey Robert CanfieldCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-24-2019
James A. White Sr.Securities America, Inc.First Allied Securities, Inc.$105-24-2019
Joseph Warren McVeyUBS Financial Services Inc.Morgan Stanley$15005-24-2019
Kristine Ann BuchbandFSC Securities CorporationMorgan Stanley$10005-24-2019
James Matthew PrisbyWells Fargo Clearing Services, LLC Morgan Stanley$105-24-2019
Ronnyjane GoldsmithRaymond James Financial Services, Inc.Morgan Stanley$5005-24-2019
Christopher Brian MankoffWaddell & ReedJ.P. Morgan Securities LLC05-24-2019
Jake Murray, Mike Canavan, Jill PhillipsLPL Financial LLCWaddell & Reed Financial Advisors $18505-23-2019
John Elwood CarrollIFP Securities, LLCLPL Financial LLC$10005-23-2019
Roger Eugene VlachRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$9605-23-2019
David L FrankRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5005-23-2019
Jodie Marie KesslerWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-23-2019
Austin Norris Heberger Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-23-2019
William Howard GombergWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5005-23-2019
Gavin Andrew LeeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-23-2019
Jeremy Rogue VlachRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10005-23-2019
Jesse Floyd WardKMS Financial Services, Inc.Wells Fargo Clearing Services, LLC$105-23-2019
Brooke Laurel RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-23-2019
« Previous PageNext Page »

Showing 426 to 450 of 132,622 entries

Page 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22 | 23 | 24 | 25

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.