Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leo Otto EastmanCetera Advisor Networks LLCWells Fargo Clearing Services, LLC08-05-2019
Kyle David WhaleyGWN Securities Inc.Ameritas Investment Corp.$2508-03-2019
Sarah Noella SantanaRaymond James Financial Services, Inc.Edward Jones08-02-2019
Jeffrey Allan RodgersLPL Financial LLCJames T. Borello & Co.08-02-2019
Daniel A. JohnsonBirchcreek Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2019
Thomas John NelsonEdward JonesMoney Concepts Capital Corp$1008-02-2019
Jordan Wain DeboerCalibration FinancialParkland Securities, LLC08-02-2019
Leo RosnerCambridge Investment Research, Inc.Sagepoint Financial, Inc.$2708-02-2019
Christopher James BulmanWorld Equity Group, Inc.Taylor Capital Management Inc.08-02-2019
Anthony Wells ZapicoSecurities America, Inc.The Investment Center, Inc.$2508-02-2019
Carl Andrew AdkinsWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.08-02-2019
Roberta LewisSecurities America, Inc.Wells Fargo Clearing Services, LLC08-02-2019
Troy Flinn, Mary Margaret KastelbergKestra Investment Services LLCCambridge Investment research, Inc. $23008-01-2019
Steven Schwary Stifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$4008-01-2019
Nick Bearden Stifel, Nicolaus & Company, IncorporatedEdward Jones$7508-01-2019
Jeffrey Gene GlynnCambridge Investment Research, Inc.First Command Financial Planning, Inc.08-01-2019
Alison J. CookMercer Allied Company, L.P.Goldman Sachs & Co. LLC08-01-2019
James Francis MancusoEdward JonesUMB Financial Services Inc.$2508-01-2019
Michael Grant ThompsonSecurities America, Inc.1st Global Capital Corp.$5008-01-2019
Michael Alan GillissGWN Securities Inc.Ameritas Investment Corp.08-01-2019
Harry Tuller JohnsonInvestment Planners, Inc.Calton & Associates, Inc.08-01-2019
Sean Michael LennonGWN Securities Inc.Nationwide Securities, LLC08-01-2019
Robert Arthur RollandCambridge Investment Research, Inc.Nationwide Securities, LLC08-01-2019
James Patrick Haley IIUnited Planners' Financial Services of America A Limited PartnerNationwide Securities, LLC08-01-2019
Colin Downey MurrayGWN Securities Inc.Nationwide Securities, LLC08-01-2019
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Showing 26 to 50 of 133,048 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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