Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul James RitchieCetera Advisor Networks LLCWheatland Advisors Inc$5010-08-2020
Robert Jude RussoliCetera Advisor Networks LLCWheatland Advisors Inc$10010-08-2020
Eric Matthew AmbergAdvised Assets Group, LLCPrudential Investment Management Services LLC10-08-2020
Aroldo BalbinoUCap Asset Management LLCUBS Financial Services Inc.10-08-2020
Robert H GlassThe Mather Group, LLCFinancial Engines Advisors L.L.C.10-08-2020
Donna HodgkinW&S Brokerage Services, Inc.Allstate Financial Services, LLC10-08-2020
Joshua R MasonThe Mather Group, LLCCharles Schwab & Co., Inc.10-08-2020
James A SalernoLPL Financial LLCMML Investors Services, LLC10-08-2020
Sarah A BolousMorgan StanleyU.S. Bancorp Investments, Inc.10-08-2020
Ryan Woolford SwayzeCetera Investment Advisers LLCMorgan Stanley10-08-2020
Pratik P KandoiNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-08-2020
Gerald Leroye AddyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-08-2020
Joel Bernard BoissiereMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC10-08-2020
Kevin Howard CassidySagePoint Financial, Inc.AW Securities10-08-2020
Brandon Joseph ShemoniaVanguard Advisers, Inc.Wells Fargo Clearing Services, LLC10-08-2020
Michael John CaputeStifel, Nicolaus & Company, IncorporatedEquitable Advisors, LLC10-08-2020
Jeff DisterhoftLPL Financial LLCCambridge Investment Research, Inc.$35010-07-2020
Kishore ShahThe Patriot Financial Group, LLCVerus Capital Partners, LLC$5010-07-2020
Michael Alan BinzLPL Financial LLCWells Fargo Clearing Services, LLC$5010-07-2020
Donovan Jay EhrmanLPL Financial LLCCUNA Brokerage Services, Inc.10-07-2020
Kunal SyngalAmeriprise Financial Services, LLCOppenheimer & Co. Inc.10-07-2020
Peter Ja La PlacaBoston Private WealthCiti Private Advisory, LLC10-07-2020
Eric Montgomery PricePathstonePrice Wealth, LLC10-07-2020
Jose E PaniaguaLPL Financial LLCJ.P. Morgan Securities LLC10-07-2020
David Chih-Choi WongLincoln Financial Securities CorporationMML Investors Services, LLC10-07-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.