Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dale KolarLPL FinancialEdward Jones$9011-30-2018
James AsplinLPL FinancialEdward Jones$18011-30-2018
Trenton LayKingsview Asset ManagementWells Fargo Advisors$5511-29-2018
Marcy Rose, Joseph SorannoAmeriprise FinancialMorgan Stanley Wealth Management$18511-29-2018
Joseph Gronwald, Ryan Katahara, David NakamotoAmeriprise FinancialBank of America Merrill Lynch$18811-29-2018
Morris MayerfieldLPL FinancialCadaret Grant$17011-21-2018
Matthew Siegel, Adam ZielinskiCommonwealth Financial NetworkAxa Advisors$21511-19-2018
Laurens Rhinelander, Simon Lewis, Christopher CohnAmeriprise FinancialWells Fargo Advisors$34611-19-2018
Timothy DijakAmeriprise FinancialRaymond James$13911-19-2018
John PavelkaAmeriprise FinancialWells Fargo$12511-19-2018
Debra Feaser, Michael EisenbraunAmeriprise FinancialEdward Jones$21511-19-2018
Brian BratspisAmeriprise FinancialWells Fargo$15111-19-2018
Alexander TimpsonAmeriprise FinancialWells Fargo$23211-19-2018
Rick Hueter, Todd WinterStifel Nicolaus & Co.Wells Fargo Advisors$40811-16-2018
Dick Niemiec, Kyle Adams, Lisa ReichertStifel Nicolaus & Co.Wells Fargo Advisors$50011-15-2018
Steven JollyLPL FinancialWells Fargo Advisors$19011-15-2018
Kenneth Levy, Corey N. Daniel and Dudley McGeeLPL FinancialWells Fargo Advisors$20011-14-2018
Rick McDonaldViridian AdvisorsBank of America Merrill Lynch$011-13-2018
Shane PrierHilliard LyonsJPMorgan Chase & Co.$8011-13-2018
Aaron FryeHilliard LyonsRaymond James$5511-13-2018
Christopher ConleyHilliard LyonsUBS Financial Services$7011-13-2018
Adam BurnettHilliard LyonsSuntrust Investment Services$7011-13-2018
Terry Sanctis, Zach SanctisHilliard LyonsPNC Investments $18711-13-2018
Lynn Faust, Michael FaustStifel Nicolaus & Co.Raymond James$28511-12-2018
Bob RubarthStifel Nicolaus & Co.Raymond James$5411-12-2018
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Showing 26 to 50 of 3,589 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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