Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Robert OsbornFifth Third Securities, Inc.Cetera Investment Advisers LLC06-04-2019
Mark Elliott SearEvoke Wealth, LLCFirst Republic Securities Company, LLC06-04-2019
Michael Patrick McCallB. Riley Wealth ManagementRaymond James & Associates, Inc.06-04-2019
Staci Rene LingenfelterWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC06-04-2019
William Eric EastburnLincoln Financial Advisors CorporationCetera Investment Advisers LLC$4606-04-2019
William Everett Counts IVAmeritas Investment Corp.P.J. Robb Variable Corporation06-04-2019
Christopher Calvin WillisLPL Financial LLCRaymond James Financial Services, Inc.$10006-03-2019
David Leonard NorqualHarbour Investments, Inc.Capital Financial Services, Inc.06-03-2019
David Scott BeckTriad Advisors LLCHornor, Townsend & Kent, Llc06-03-2019
David Wayne BeltzAmeritas Investment Corp.MML Investors Services, LLC$5006-03-2019
Edmund Douglas RobinsonLPL Financial LLCSantander Securities Llc06-03-2019
Edward John FrellyLPL Financial LLCWaddell & Reed$106-03-2019
Gregory Ralph PowellJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2019
Johnson Minh HoangLPL Financial LLCLPL Financial LLC$5006-03-2019
Jonathan Eugene PattersonFifth Third Securities, Inc.Cetera Investment Advisers LLC06-03-2019
Keith Thomas ForrestLPL Financial LLCAmeriprise Advisor Services, Inc.$5006-03-2019
Kyle Anthony GeorgeLPL Financial LLCN/A$15006-03-2019
Larry Dorame Jr.Kestra Investment Services, LLCParsonex Securities, Inc.$606-03-2019
Mark Middleton O'BrienCommonwealth Financial NetworkEdward Jones$2506-03-2019
Michel PalacciBolton Global CapitalMorgan Stanley$12506-03-2019
Michelle Ann HeffelHornor, Townsend & Kent, LLCMML Investors Services, LLC06-03-2019
Patrick Jaime FoyLPL Financial LLCRaymond James Financial Services$5006-03-2019
Paul William MozisFifth Third Securities, Inc.Cetera Investment Advisers LLC06-03-2019
Perry M. SuttonCommonwealth Financial NetworkCITIZENS SECURITIES, INC.$106-03-2019
Shahzad ShamsuddinFifth Third Securities, Inc.Cetera Investment Advisers LLC06-03-2019
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Showing 26 to 50 of 132,266 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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