Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jim McMahon Stifel Nicolaus & Co.Ameriprise Financial$003-29-2019
Eric Zeltner Stifel Nicolaus & Co.Merrill Lynch$5503-29-2019
Robert HenryStifel Nicolaus & Co.Wells Fargo Advisors$6303-29-2019
Mike Thompson Stifel Nicolaus & Co.Charles Schwab$10003-29-2019
Victor LaRosaRobert W. Baird & Co.Morgan Stanley Wealth Management$20503-26-2019
Dave Comer Robert W. Baird & Co.Wells Fargo Advisors$9403-26-2019
Mike Wincek, David Casteel, Justin BosticAmeriprise FinancialWells Fargo Advisors$17403-26-2019
Jon DaytonRaymond JamesMerrill Lynch$23003-21-2019
Kevin Carroll, Sam ShehuLPL FinancialWells Fargo Advisors$11003-21-2019
Justin Nichols Robert W. Baird & Co.Wells Fargo Advisors$25003-19-2019
Frances Gardner, Andrew Gardner, Patrick WallaceKestra FinancialHornor, Townsend & Kent, LLC$23503-18-2019
Jamie GrupeAmeriprise FinancialLPL Financial$17303-18-2019
Gregory Stevens, Vince SpiresRaymond JamesMorgan Stanley Wealth Management$24003-13-2019
Joseph PadulaAmeriprise FinancialWells Fargo Advisors$14603-12-2019
John LanzettaSecurities AmericaQuestar Capital Corp.$17503-12-2019
Mark MelilloJanney Montgomery ScottWells Fargo Advisors$8103-07-2019
Karl Ernst, Roberto RosaJanney Montgomery ScottWells Fargo Advisors$19603-07-2019
Frederick Leonard, Charles LeonardJanney Montgomery ScottWells Fargo Advisors$10503-07-2019
Michael HassellJanney Montgomery ScottMerrill Lynch$14303-07-2019
Joseph Greenberg, Robert Nichols, Paul Wintermantel, David Jones, Eric Morgan, Ted McLellan, Jason Romero, Timothy Clemens, Mitchel Layton, Joshua Zahn, Joseph HurabRaymond JamesLPL Financial$63803-07-2019
Brent Shepherd, Ken Day LPL Financial1st Global Capital$15003-04-2019
Jeffrey Draughon, Joseph Bollinger Jr., Michael Upton, Samuel Marino Jr., Brian Flynn, Stanley Bollinger, Crissy Shirley, John Lenahan and Lori Decker Ameriprise FinancialLPL Financial$63303-04-2019
Robert Schrieber, Terry Foster, John Wedell, Scott KomaromyRobert W. Baird & Co.Wells Fargo Advisors$38103-04-2019
Michael Bonevento, James Costabile and Craig LadayLPL FinancialAmeriprise Financial$80003-01-2019
Grayson HopperStifel Nicolaus & Co.Bank of America Merrill Lynch$7403-01-2019
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Showing 26 to 50 of 3,696 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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