Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Allen Douglas Jr.IFP Securities, LLCLPL Financial LLC$105-22-2019
Stephen Michael BerubeRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$105-21-2019
David Allen KroeningerLPL Financial LLCWaddell & Reed$1005-21-2019
Duncan Trang PhamCetera Financial Specialists LLCH.D. Vest Investment Services$105-21-2019
Eric Henry BurtRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15005-21-2019
Mccabe Culley StrothmannJ.W. Cole Financial, Inc.LPL Financial LLC05-21-2019
Thomas Pieter Lansing Jr.Cetera Financial Specialists LLCEquity Services Inc.05-21-2019
Stephen Michael BerubeRBC Capital Makrets LLCWells Fargo Clearing Services, LLC$105-21-2019
Emilio Enrique Rivera Jr.MML Investors Services, LLCNYLIFE Securities LLC05-20-2019
Mark Louis WeissCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$1005-20-2019
William Barrett KeeslingSecurities America, Inc.Principal Securities Inc.$10005-20-2019
Allison Coleman SchenkMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$2505-20-2019
Emilio Enrique Rivera Jr.MML Investors Services, LLCNYLIFE Securities LLC05-20-2019
Mark Louis WeissCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$1005-20-2019
Robin Janet TomsRaymond James Financial Services, Inc.Cantella & Co., Inc.$5005-20-2019
Derek Jonathon HinesKestra Investment Services, LLCLPL Financial LLC05-20-2019
David J. FosterLincoln Financial Advisors CorporationProequities, Inc.05-20-2019
Charles HartLPL Financial Ameriprise Financial Services$12505-17-2019
Josh Wiley Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$8505-17-2019
Brad JacksonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$14905-17-2019
Steve MedakStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$8705-17-2019
David Alain DuquetteAllstate Financial Services, LLCNYLIFE Securities LLC05-17-2019
Paul William DavisPrivate Client Services, LLCOppenheimer & Co. Inc.$15005-17-2019
Christopher P. DavisPrivate Client Services, LLCOppenheimer & Co. Inc.05-17-2019
Bruce TenenbaumRockefeller Financial LLCUBS Financial Services Inc.05-17-2019
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Showing 476 to 500 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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