Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua Floyd BlackKestra Investment Services, LLCWoodbury Financial Services, Inc.05-15-2019
Robert Aram AbadjianPlanMember Securities CorporationLincoln Investment$5005-15-2019
Drew Michael ForteLPL Financial LLCNYLIFE Securities LLC05-15-2019
Shad Matthew EvansLPL Financial LLCKestra Advisory Services, LLC05-15-2019
Michael Edward SheltonLPL Financial LLCThe O.N. Equity Sales Company05-15-2019
Cecil Ray DentonSA Stone Wealth Management Inc.LPL Financial LLC$2505-15-2019
Kenneth Ross KayCetera Financial Specialists LLCH.D. Vest Advisory Services, Inc$1005-15-2019
Michael Edward SheltonLPL Financial LLCON Investment Manamgent Co05-15-2019
Lisa Marie BlevensInfinex Investments, Inc.TD Ameritrade, Inc$105-14-2019
Rosemary Carolina AbreuCetera Investment Services LLCRoyal Alliance Associates, Inc.$5005-14-2019
Paul Martin HoghaugLPL Financial LLCAmeriprise Financial Services, Inc.$15005-14-2019
Megan Lynn HeatonLPL Financial LLCSPS05-14-2019
Jonathan Arvid StakstonEdward JonesMutual Of Omaha Investor Services, Inc.05-14-2019
Wren Kimberly RipollUSCA Securities LLCRBC Capital Markets, LLC05-14-2019
Richard Joseph MullaneySecurities America, Inc.CBIZ Investment Advisory Services, LLC$5005-14-2019
Paul Robert JonesWatchtower Wealth Management, Inc.H.D. Vest Advisory Services, Inc05-14-2019
Richard Joseph MullaneySecurities America, Inc.CBIZ Investment Advisory Services, LLC$5005-14-2019
Nenad TufekcicLPL Financial LLCCincinnati Analysts, Inc.$105-13-2019
Loyd Bradley BouldinLPL Financial LLCAmeriprise Financial Services, Inc.05-13-2019
Sean Michael HurleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2019
Marc Alan JohnsonWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10005-13-2019
Carol Elizabeth RamsdellWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$105-13-2019
Eugene Francis Richardson Jr.Wells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10005-13-2019
Theresa Anne HarrisonEdward JonesAxa Advisors, LLC05-13-2019
Mason Speed SextonPaulson Investment Company LLCTerranova Capital Equities, Inc05-13-2019
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Showing 526 to 550 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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