Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Matthew BonvenutoCambridge Investment Research, Inc.Nationwide Securities, LLC08-01-2019
Cynthia Lynn NobleThe O.N. Equity Sales CompanyPrincor Financial Services Corporation08-01-2019
John Samuel FalcettaPurshe Kaplan Sterling InvestmentsRoyal Alliance Associates, Inc.$5008-01-2019
Jonathan Bernard GatzOFG Financial Services, Inc.Royal Alliance Associates, Inc.08-01-2019
Fortunato Silvestro PuleoWorld Equity Group, Inc.Taylor Capital Management Inc.08-01-2019
David J. BlountLPL Financial LLCThe O.N. Equity Sales Company08-01-2019
Mario Christopher FrattoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2019
Kevin Collier LokeyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15007-31-2019
Gregory Benjamin StreitmanSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$1007-31-2019
Robert Guilio FilippiB.B. Graham & Company, Inc.Capital Financial Services, Inc. 07-31-2019
David Walter HinsonCalton & Associates, Inc.Capital Financial Services, Inc. $2507-31-2019
Mark R. BuehlerCalton & Associates, Inc.Capital Financial Services, Inc. 07-31-2019
Janet Elizabeth BuleyWells Fargo Advisors Financial Network, LLCCetera Investment Advisers LLC$1,00007-31-2019
Vincent Nicholas MartinoPruco Securities, LLC.MetLife Securities Inc.07-31-2019
Crystal M. LanceLPL Financial LLCMidwestern Securities Trading Company, LLC07-31-2019
Richard Stephen ElmanRaymond James Financial Services, Inc.Moors & Cabot, Inc.$5007-31-2019
Stacy Ray BrownRaymond James Financial Services, Inc.Prospera Financial Services, Inc.07-31-2019
Jennifer N NicholsRaymond James Financial Services, Inc.Prospera Financial Services, Inc.$2507-31-2019
Robert Edward LylesStorehouse Investments LLCSA Stone Wealth Management Inc.07-31-2019
Simonae Reanna LylesStorehouse Investments LLCSA Stone Wealth Management Inc.07-31-2019
Ryan Matthew YoungSynovus Securities, Inc.Suntrust Advisory Services, Inc.$2507-31-2019
Michael Douglas CroweSynovus Securities, Inc.Suntrust Advisory Services, Inc.07-31-2019
Craig James HansonUnionview, LLCWells Fargo Advisors Financial Network, LLC07-31-2019
Mary Katherine PieperUnionview, LLCWells Fargo Advisors Financial Network, LLC07-31-2019
Allison Glago, Steven Loh, Peter LamNational SecuritiesWedbush Securities$9107-30-2019
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Showing 51 to 75 of 133,048 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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