Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher James FrainCapFinancial Securities, LLC.First Allied Securities, Inc.05-12-2020
Steven Eric EricksonConcorde Investment Services, LLCInternational Assets Advisory, LLC$2505-12-2020
Jason James WalshNetwork 1 Financial Securities Inc.Joseph Gunnar & Co. LLC05-12-2020
Robert SotoCUSO Financial Services, L.P.Santander Securities LLC05-12-2020
Todd Lance DreyerLPL Financial LLCSecurian Financial Services, Inc.$7205-12-2020
Chun Mei ZhuLPL Financial LLCWaddell & Reed$2505-12-2020
Cory Michael HelmbrechtCapFinancial Securities, LLC.First Allied Securities, Inc.05-12-2020
Thomas Mccleery NiverMadison Avenue Securities, LLCWoodbury Financial Services, Inc.$5005-12-2020
Patrick Raymond FordRBC Capital Markets, LLCEdward Jones05-11-2020
Joseph GrimaldiVanderbilt Securities, LLCRegulus Advisors, LLC05-11-2020
Richard Erwin MeyerLPL Financial LLCKMS Financial Services, Inc.$10005-11-2020
Gregory Samuel MeyerLPL Financial LLCKMS Financial Services, Inc.05-11-2020
Peter Jude ArdolinoAmeriprise Financial Services, LLCEdward Jones05-08-2020
Brian Jay ReevesEdward JonesRaymond James Financial Services$2505-08-2020
Lynnette Sue OlsonLPL Financial LLCSecurities America, Inc.05-08-2020
Harvey K CohenPurshe Kaplan Sterling InvestmentsBCG Securities, Inc.05-08-2020
Jeffrey Steven TuccilloAmerican Portfolios Financial Services, Inc.Lincoln Investment$2505-08-2020
Carlos M VillarCitigroup Global Markets Inc.LPL Financial LLC05-08-2020
Cory Reid NeumillerInvestment Planners, Inc.Cabin Securities, Inc.$2505-07-2020
Dillon D. HallCenter Street Securities, Inc.Centaurus Financial, Inc.05-07-2020
Zachary Imes ButlerKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-07-2020
Michael Francis GradyLPL Financial LLCSagePoint Financial, Inc.$5005-07-2020
Christine Marie BrookinsSecurities America, Inc.Voya Financial Advisors, Inc.$2505-07-2020
Jeffrey Raymond JacobsonSecurities America, Inc.Voya Financial Advisors, Inc.05-07-2020
Victor MaccagnanAXA AdvisorsM Holdings Securities$705-06-2020
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Showing 51 to 75 of 180,876 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.