Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jared CookFidelity Personal and Workplace AdvisorsTD Ameritrade Investment Management, LLC10-07-2020
Brian Neil TobinVanguard Advisers, Inc.Kestra Investment Services, LLC10-07-2020
Clay SwigertManning & Napier Advisors, LLCJ.P. Morgan Securities LLC10-07-2020
Karl Il Bong KimBrokers International Financial Services, LLC.Triad Advisors LLC$5010-06-2020
Lary Matthew WeintraubSynergy Financial Partners, LLCPark Avenue Securities LLC10-06-2020
Samuel B DrakeOppenheimer & Co. Inc.RBC Capital Markets, LLC10-06-2020
Todd Alan SixtStrait & Sound Wealth Management LLCMutual Advisors, LLC10-06-2020
Julius PappasLPL Financial LLCMML Investors Services, LLC10-06-2020
Michael Emil MillerYHB Investment Advisors IncTD Private Client Wealth LLC10-06-2020
Alfonzo Credit IICUSO Financial Services, L.P.The Huntington Investment Company$15010-06-2020
Michelle Anne Kaufman GulkoDynamic Wealth AdvisorsFidelity Personal and Workplace Advisors10-06-2020
Ryan Joseph EversoleARGI Investment Services, LLCTD Ameritrade, Inc.10-06-2020
John David StanovichARGI Investment Services, LLCTD Ameritrade, Inc.10-06-2020
Nico RivelliniFidelity Personal and Workplace AdvisorsAmeriprise Financial Services, LLC10-06-2020
Robin Lynn KaganLPL Financial LLCBankers Life Securities, Inc.10-06-2020
Sonia Daphne DavenportCharles Schwab & Co., Inc.Edward Jones10-06-2020
Benjamin Joshua C ReyesBBVA Wealth Solutions Inc.Wells Fargo Clearing Services, LLC10-06-2020
Krista Ann StamperRaymond James Financial Services Advisors, IncWedbush Securities Inc.$2510-05-2020
Kevin Charles BastVanguard Advisers, Inc.TD Ameritrade, Inc.10-05-2020
Sean Emmet BreenCetera Investment Advisers LLCAmeriprise Financial Services, LLC10-05-2020
Noel Gabriel DavidVeritas Advisory GroupMML Investors Services, LLC10-05-2020
Frank Stephen Hever IiiLPL Financial LLCSecurian Financial Services, Inc.10-05-2020
Timothy John MaurerLPL Financial LLCRoyal Alliance Associates, Inc.10-05-2020
Benjamin David RosholtCWM, LLCAdvisorNet Wealth Management$50010-05-2020
Robert Joseph BudnickiAllstate Financial Advisors, LLCThrivent Investment Management Inc.10-05-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.