Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hany FaragJanney Montgomery ScottUBS Financial Services$15311-06-2018
Neil Abney, Trisha AbneyAmeriprise FinancialBank of America Merrill Lynch$10011-05-2018
Bill Hastie, Haley HitchmanCommonwealth Financial NetworkLPL Financial$22811-05-2018
Ryan Bibler, Vince Finney, Myron Shaffer, and Joe PanfilWells Fargo AdvisorsUBS Financial Services$011-02-2018
Dan DwyerFirst Republic SecuritiesBank of America Merrill Lynch$16011-02-2018
Brian McCarver, Jonathan Freeman, Jim KampstraTriad AdvisorsWells Fargo Advisors$85011-01-2018
Elizabeth LeventisLPL FinancialForesters Financial$11011-01-2018
Rachel HallStifel Nicolaus & Co.Raymond James$3311-01-2018
Elliot TreeceStifel Nicolaus & Co.Edward Jones$8711-01-2018
Martin "Kye" NicholsStifel Nicolaus & Co.Edward Jones$5311-01-2018
Dan LongStifel Nicolaus & Co.UBS Financial Services$5511-01-2018
Chris Buccheri, Dave HarrisStifel Nicolaus & Co.Bank of America Merrill Lynch$33011-01-2018
Judy RossRaymond JamesWells Fargo Advisors$24510-31-2018
Steven JonesLPL FinancialSignator Investors$80010-30-2018
Thomas HuberStifel Nicolaus & Co.UBS Financial Services$15010-29-2018
Dale Cebert, Chad Noble, Mark Dickerson, Alec Thomas, Scott Maxwell and Keriann MitchellAmeriprise FinancialFSC Securities$44410-29-2018
Zach Birkey, Mike Bruner, Myron Hendrix, Ron Ouwenga, Jeff Schimmelpfennig, Brian ThomasStifel Nicolaus & Co.Morgan Stanley Wealth Management$64610-29-2018
James MedskerWells Fargo AdvisorsUBS Financial Services$010-26-2018
Laith KhalafWells Fargo AdvisorsUBS Financial Services$010-26-2018
Gary Pace, Joshua PaceFirst Republic SecuritiesBank of America Merrill Lynch$18010-26-2018
Donna L. MitchellMorgan Stanley Wealth ManagementUBS Financial Services$10010-26-2018
James WildmanRaymond JamesWells Fargo Advisors$16010-26-2018
Lee CrockerRFG AdvisoryBank of America Merrill Lynch$3010-26-2018
Bob BrennanLPL FinancialCetera$30010-24-2018
Joseph KlauzarRaymond JamesMorgan Stanley Wealth Management$6210-23-2018
« Previous PageNext Page »

Showing 51 to 75 of 3,578 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.