Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jim Steinbrenner, Kim Steinbrenner LaSalle St. SecuritiesSaxony Securities$7003-01-2019
Elana MiliantaRaymond JamesWells Fargo Advisors$19002-28-2019
Doug HaskinWells Fargo AdvisorsBank of America Merrill Lynch$6602-28-2019
David Kritzer, Christopher CastellawJPMorgan Chase & Co.UBS Financial Services$002-25-2019
John Schindler, Jeffrey Davies, Scott Bennett, Chuck Phillipson, Christian Allen, Austin FarahRaymond JamesUBS Financial Services$73802-25-2019
Michael Bonevento, James Costabile, Craig LadayLPL FinancialAmeriprise Financial$80002-22-2019
Larry Lerhman Stifel Nicolaus & Co.Ameriprise Financial$5002-22-2019
James DiBlasiStifel Nicolaus & Co.Merrill Lynch$5202-22-2019
George Charter Harrison IV Stifel Nicolaus & Co.Robert W. Baird & Co.$7802-22-2019
Beth Radcliff, Richard CochranStifel Nicolaus & Co.Merrill Lynch$16902-22-2019
Mike Flood Stifel Nicolaus & Co.Merrill Lynch$9102-22-2019
Bill LinasStifel Nicolaus & Co.Merrill Lynch$18402-22-2019
Dennis ReynoldsRaymond JamesWells Fargo Advisors$72502-21-2019
David Kopyc, James CoxSecurities Service NetworkAmeritas Investment Corp$18002-20-2019
Eric G. Johnson, Brooks CollinsWells Fargo AdvisorsMorgan Stanley Wealth Management$002-15-2019
George Fuchs, David SchulmanFirst Republic SecuritiesWells Fargo Advisors$1,50002-15-2019
Robert M. Ryan, Craig A. LewisUBS Financial ServicesMorgan Stanley Wealth Management$35002-15-2019
Lincoln Kopetski, Joe CilleyU.S. Bancorp Investments LPL Financial$10002-14-2019
Breandan KellyGladstone AdvisorsWells Fargo Advisors$11002-14-2019
Tom Lieser, Leigh Anne Gage, Tom AwadallaStifel Nicolaus & Co.UBS Financial Services$73002-14-2019
Bob Meyers LaSalle St. SecuritiesEdward Jones$10002-14-2019
Barry Kolano Raymond JamesWells Fargo Advisors$11302-14-2019
Brian Remson, Brian Davis Credent WealthRaymond James$10002-12-2019
George Vilfordi III, Aaron Vilfordi, Alex Vilfordi and Adam VilfordiAmeriprise FinancialUBS Financial Services$31402-12-2019
Frederick Harkins, Michelle Cortes-Harkins Commonwealth Financial NetworkLPL Financial$5802-11-2019
« Previous PageNext Page »

Showing 51 to 75 of 3,696 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.