Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
THOMAS KAST WALKE JrLPL Financial LLCU.S. Bancorp Investments, Inc.10-05-2020
Jacob Saul JansenInternational Assets Investment Management, LLCA.G.P / Alliance Global Partners10-05-2020
Adam David SchwartzPruco Securities, LLC.MML Investors Services, LLC10-05-2020
Cody Daniel KoleticFacet Wealth, IncAtlantic Wealth Partners, LLC10-05-2020
Elizabeth Kelsch ThamanMoneta Group Investment Advisors, LLCWells Fargo Clearing Services, LLC10-05-2020
Seth Lee TestonHighTower Advisors, LLCKeel Point Capital, LLC10-05-2020
Marcelino Alvarez LazoVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2020
Elizabeth Sharon RobertsMorgan StanleyWells Fargo Clearing Services, LLC10-02-2020
Paul B SavonaAmeriprise Financial Services, LLCCetera Advisor Networks LLC10-02-2020
Roark Alan HeadRaymond James Financial Services Advisors, IncWedbush Securities Inc.$10010-02-2020
Richard King DuboisDubois Wealth Management, LLCCapSouth Wealth Management10-02-2020
Francis KulakFBL Wealth Management, LLCBancWest Investment Services, Inc.10-02-2020
Sanford Irving SmithMorgan StanleyWells Fargo Clearing Services, LLC10-02-2020
Karen Beth RosnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2020
Todd MacArthur DoumaTMD Wealth ManagementOne Charles Private Wealth10-02-2020
Jack Linzy RansomStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC10-02-2020
Charles Albert Hall IIIRaymond James Financial Services Advisors, IncWells Fargo Clearing Services, LLC$10010-02-2020
Jason Robert OdetteVitalStone Financial, LLCMML Investors Services, LLC10-02-2020
Luba YurchykHSBC Securities (USA) Inc.E*TRADE Securities LLC10-02-2020
Susan Leann NiedwickCutler Investment Counsel, LLCCheck Capital Management Inc10-02-2020
Ylisa Irra SeymourMorgan StanleyAmeriprise Financial Services, LLC10-02-2020
Robert GarzaLevel Four Advisory ServicesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2020
Jeffrey Lynn DowningWells Fargo Clearing Services, LLCMorgan Stanley10-02-2020
Rick Andrew FuchsSteward Partners Investment Advisory, LLCWells Fargo Clearing Services, LLC10-02-2020
Elizabeth EchavarriaLPL Financial LLCSantander Securities LLC10-02-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.