Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter SmithStifel Nicolaus & Co.Moors & Cabot$14211-12-2018
Daniel MickleyJanney Montgomery ScottJPMorgan Chase & Co.$8311-12-2018
Gary Halter, Benjamin Halter, Sharland BakerJanney Montgomery ScottRBC Wealth Management$14011-12-2018
Bill Pickles, Michael Pickles, Jim Feist, JB Wilson, Brad Berger, Andy VernonAmeriprise FinancialLPL Financial$21711-12-2018
Michael KissingerKingsview Asset ManagementWells Fargo Advisors$11011-09-2018
Frank NightingaleStifel Nicolaus & Co.Wells Fargo Advisors$11111-09-2018
Lawrence McDonnell, Frank McDonnellRaymond JamesBank of America Merrill Lynch$011-09-2018
Mary PascarellaLPL FinancialCetera$11011-08-2018
Timothy Holcomb, Perry HolcombRaymond JamesUBS Financial Services$11911-08-2018
Hany FaragJanney Montgomery ScottUBS Financial Services$15311-06-2018
Neil Abney, Trisha AbneyAmeriprise FinancialBank of America Merrill Lynch$10011-05-2018
Bill Hastie, Haley HitchmanCommonwealth Financial NetworkLPL Financial$22811-05-2018
Ryan Bibler, Vince Finney, Myron Shaffer, and Joe PanfilWells Fargo AdvisorsUBS Financial Services$011-02-2018
Dan DwyerFirst Republic SecuritiesBank of America Merrill Lynch$16011-02-2018
Brian McCarver, Jonathan Freeman, Jim KampstraTriad AdvisorsWells Fargo Advisors$85011-01-2018
Elizabeth LeventisLPL FinancialForesters Financial$11011-01-2018
Rachel HallStifel Nicolaus & Co.Raymond James$3311-01-2018
Elliot TreeceStifel Nicolaus & Co.Edward Jones$8711-01-2018
Martin "Kye" NicholsStifel Nicolaus & Co.Edward Jones$5311-01-2018
Dan LongStifel Nicolaus & Co.UBS Financial Services$5511-01-2018
Chris Buccheri, Dave HarrisStifel Nicolaus & Co.Bank of America Merrill Lynch$33011-01-2018
Judy RossRaymond JamesWells Fargo Advisors$24510-31-2018
Steven JonesLPL FinancialSignator Investors$80010-30-2018
Thomas HuberStifel Nicolaus & Co.UBS Financial Services$15010-29-2018
Dale Cebert, Chad Noble, Mark Dickerson, Alec Thomas, Scott Maxwell and Keriann MitchellAmeriprise FinancialFSC Securities$44410-29-2018
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Showing 76 to 100 of 3,612 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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