Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anita Marie SopenoffSecurities America, Inc.Sagepoint Financial, Inc.$105-30-2019
Michael Philip CapolongoWorden Capital Management LLCLaidlaw & Company (Uk) Ltd.05-30-2019
Roxanne B. SalinasMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$105-30-2019
Stan Eugene GraberCommonwealth Financial NetworkSPC$105-30-2019
Vonna Kay HusbyAmeriprise Financial Services, Inc.Raymond James Financial Services$5005-30-2019
William Duane LoftisCetera Advisor Networks LLCHornor, Townsend & Kent, LLC$5005-30-2019
Bart Reese, Zachary Williams, George Reese, Theresa Black, Kendall ElkinsStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$57105-30-2019
Daniel Arthur NickowRaymond James & Associates, Inc.Mesirow Financial , Inc.$15005-29-2019
Brett H. SalzerRaymond James & Associates, Inc.Mesirow Financial , Inc.$15005-29-2019
Craig Steven NombergWells Fargo Clearing Services, LLCDAVID LERNER ASSOCIATES, INC.$25005-29-2019
Matthew Manning IIRBC Capital Markets, LLCMorgan Stanley$5005-29-2019
Francis John Girard IIIRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-29-2019
Frederick Paul PetersLaSalle St. Securities, LLCThe O.N. Equity Sales Company05-29-2019
James Francis StarrUnited Planners' Financial Services of America A Limited PartnerPlanmember Securities Corporation$105-29-2019
James Lawrence McLoughlinRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5005-29-2019
Jerry Leland BelnapCalton & Associates, Inc.Waddell & Reed$105-29-2019
Kathryn Annette OswaldVoya Financial Advisors, Inc.Transamerica Retirement Advisors, LLC05-29-2019
Kelsey Kay WhiteNTB Financial CorporationJ.P. Morgan Securities LLC05-29-2019
Kevin Brian GirardRaymond James Financial Services, Inc.American Express Financial Advisors Inc.$2505-29-2019
Lewis Demiles BakerSummit Brokerage Services, Inc.IFS Securities$2505-29-2019
Ryan Matthew DresslerLPL Financial LLCLPL Financial LLC05-29-2019
Tony Anthony HodgeCalton & Associates, Inc.IFS Securities$1005-29-2019
Ginamarie SchembreRaymond James & Associates, Inc.Janney Montgomery Scott LLC05-28-2019
Lisa J BordelonRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$105-28-2019
Michael Andrew BatesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00005-28-2019
« Previous PageNext Page »

Showing 76 to 100 of 132,266 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.