Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anita Marie SopenoffSecurities America, Inc.Sagepoint Financial, Inc.$105-30-2019
Michael Philip CapolongoWorden Capital Management LLCLaidlaw & Company (Uk) Ltd.05-30-2019
Roxanne B. SalinasMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$105-30-2019
Stan Eugene GraberCommonwealth Financial NetworkSPC$105-30-2019
Vonna Kay HusbyAmeriprise Financial Services, Inc.Raymond James Financial Services$5005-30-2019
William Duane LoftisCetera Advisor Networks LLCHornor, Townsend & Kent, LLC$5005-30-2019
Bart Reese, Zachary Williams, George Reese, Theresa Black, Kendall ElkinsStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$57105-30-2019
Daniel Arthur NickowRaymond James & Associates, Inc.Mesirow Financial , Inc.$15005-29-2019
Brett H. SalzerRaymond James & Associates, Inc.Mesirow Financial , Inc.$15005-29-2019
Craig Steven NombergWells Fargo Clearing Services, LLCDAVID LERNER ASSOCIATES, INC.$25005-29-2019
Matthew Manning IIRBC Capital Markets, LLCMorgan Stanley$5005-29-2019
Francis John Girard IIIRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-29-2019
Frederick Paul PetersLaSalle St. Securities, LLCThe O.N. Equity Sales Company05-29-2019
James Francis StarrUnited Planners' Financial Services of America A Limited PartnerPlanmember Securities Corporation$105-29-2019
James Lawrence McLoughlinRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5005-29-2019
Jerry Leland BelnapCalton & Associates, Inc.Waddell & Reed$105-29-2019
Kathryn Annette OswaldVoya Financial Advisors, Inc.Transamerica Retirement Advisors, LLC05-29-2019
Kelsey Kay WhiteNTB Financial CorporationJ.P. Morgan Securities LLC05-29-2019
Kevin Brian GirardRaymond James Financial Services, Inc.American Express Financial Advisors Inc.$2505-29-2019
Lewis Demiles BakerSummit Brokerage Services, Inc.IFS Securities$2505-29-2019
Ryan Matthew DresslerLPL Financial LLCLPL Financial LLC05-29-2019
Tony Anthony HodgeCalton & Associates, Inc.IFS Securities$1005-29-2019
Ginamarie SchembreRaymond James & Associates, Inc.Janney Montgomery Scott LLC05-28-2019
Lisa J BordelonRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$105-28-2019
Michael Andrew BatesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00005-28-2019
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Showing 76 to 100 of 132,266 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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