Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark IrvingAXA AdvisorsPark Ave Securities, LLC05-06-2020
Aaron AdcockCapFinancial Securities, LLC.First Allied Securities, Inc.$50005-06-2020
Gary Grant CasabLPL Financial LLCParadigm Consulting, Inc.05-06-2020
Adam Jeffrey DeanPruco Securities, LLC.Morgan Stanley05-06-2020
Mitchell Ryan RothAXA Advisors, LLCAmeriprise Financial Services, LLC05-06-2020
Kelly A. ShikanyCapFinancial Securities, LLC.First Allied Securities, Inc.$1005-06-2020
Thomas Francis Muldowney Jr.CapFinancial Securities, LLC.First Allied Securities, Inc.$2505-06-2020
Gerald Edward Mang Jr.CapFinancial Securities, LLC.First Allied Securities, Inc.$15005-06-2020
Timothy David RiceCapFinancial Securities, LLC.First Allied Securities, Inc.$50005-06-2020
Craig Edward DraperCapFinancial Securities, LLC.First Allied Securities, Inc.$50005-06-2020
Kristopher John HornyakCapFinancial Securities, LLC.First Allied Securities, Inc.05-06-2020
Therese VillanuevaPackerland Brokerage Services, Inc.Globalink Securities, Inc.05-06-2020
George Upshur NottinghamRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-06-2020
Thomas Paul LeemanRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2505-06-2020
Tyler Samuel BolyardKestra Investment Services, LLCWells Fargo Clearing Services, LLC05-06-2020
Ronald D BuckholtzPrincipal Securities, Inc.Pruco Securities, LLC.05-06-2020
Richard Emmanuel LimMorgan StanleyMorgan Stanley & Co. Incorporated05-05-2020
Patrick James KellyLPL Financial LLCON Investment Management Co05-05-2020
Peter HenriquesMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.$3305-05-2020
Ryan L. MasonLPL Financial LLCRaymond James Financial Services, Inc.$2505-05-2020
John Webster BitemanSecurities America, Inc.SA Stone Wealth Management Inc.$2505-05-2020
Peter HillCambridge Investment Research, Inc.Voya Financial Advisors, Inc.05-05-2020
James Frederick WesselsCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$15005-05-2020
Kevin John LehmanCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$1005-05-2020
Karen Elaine WinbladePruco Securities, LLC.Principal Securities, Inc.$905-05-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.