Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Patton, Miles ORaymond JamesBank of America Merrill Lynch$23508-20-2018
William F. PeckJanney Montgomery ScottBrown Advisory$9008-20-2018
Michael Kernicky, Michael J. Kernicky, John KernickyJanney Montgomery ScottBank of America Merrill Lynch$23508-20-2018
Matthew W. Shaughnessy Joe HollisAmeriprise FinancialUBS Financial Services$28408-17-2018
Michael GrethRBC Wealth ManagementWells Fargo Advisors$17008-16-2018
Kaival PatelStifel Nicolaus & Co.Wells Fargo Advisors$3508-16-2018
Russ SchwartzStifel Nicolaus & Co.Wells Fargo Advisors$14408-16-2018
Bruce Rosen, Maru DuSablon, Mia ManahanRBC Wealth ManagementWells Fargo Advisors$39008-15-2018
John Burg, Tamara ColonAmeriprise FinancialWells Fargo Clearing Services$16108-14-2018
Patrick Amato, Robert Waldbauer Jr.JPMorgan Chase & Co.UBS Financial Services$75308-10-2018
Craig BraunStifel Nicolaus & Co.Ameriprise Financial$8208-10-2018
Mark Graham, Brian BissellStifel Nicolaus & Co.Wells Fargo Advisors$17008-10-2018
Jim Galbraith III, Corrado SpezzacatenaSteward PartnersWells Fargo Advisors$17008-09-2018
Kevin NeagleBolton Global CapitalJulius Baer$45008-07-2018
Harry Buchanan Smith III, Daniel BryantRobert W. Baird & Co.Wells Fargo Advisors$15008-06-2018
Gordon Schnitzler, Joseph SchnitzlerRaymond JamesStifel Nicolaus & Co.$14108-02-2018
David VigilSorrento Pacific FinancialWells Fargo Advisors$3408-01-2018
Michael W. Landsberg, Lew Bennett, Anthony C. DubbanehLandsberg Bennett Private Wealth Management GroupWells Fargo Advisors$67508-01-2018
William PerkinsRaymond JamesWells Fargo Advisors$007-31-2018
Kent NuzumRaymond JamesWells Fargo Advisors$007-31-2018
Kyle EvensRaymond JamesWells Fargo Advisors$007-31-2018
Jim Broadway, Jim Broadway Jr.Raymond JamesWells Fargo Advisors$007-31-2018
Michael Henley, Steve Macano, Tracy B. McGuirePurshe Kaplan Sterling InvestmentsBank of America Merrill Lynch$007-27-2018
Jeff SuttonStifel Nicolaus & Co.Wells Fargo Advisors$19807-27-2018
Sam HodgsonFirst Republic SecuritiesBank of America Merrill Lynch$65007-27-2018
« Previous PageNext Page »

Showing 101 to 125 of 3,505 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.