Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jim Zien, Kate Zien, Dennis GeroCommonwealth Financial NetworkAmeriprise Financial$8810-03-2018
James MelstromRaymond JamesUBS Financial Services$11010-01-2018
Jackson Rhoades, Jan Schmeski, Mike Stockton, Steve Bettenhausen, David Matty, Logan StoneRaymond JamesWells Fargo Advisors$56010-01-2018
Clive Grady BuchanRBC Wealth ManagementWells Fargo Advisors$19510-01-2018
Brian Pultman, John Biedenstein, Megan Elizabeth BadolatoCorrect Capital Wealth ManagementWells Fargo Advisors$60010-01-2018
Martin Rice Beau BarrettDavid A. NoyesBank of America Merrill Lynch$24009-28-2018
John Perry, Patrick Durham, and Robin JohnsonRBC Wealth ManagementWells Fargo Advisors$16009-28-2018
Don Wells Jr., Kyle WellsD.A. Davidson & Co.Wells Fargo Advisors$20009-28-2018
Robert LepaAmeriprise FinancialWells Fargo Advisors$9409-27-2018
Benjamin Lewis, Christopher AmysRaymond JamesWells Fargo Advisors$18509-27-2018
Michael FoodyRBC Wealth ManagementWells Fargo Advisors$12009-26-2018
Jeffrey S. Diamond, Zachary A. Morristru IndependenceJPMorgan Chase & Co.$20009-25-2018
Thomas Rembert, John Cash, Grant Rembert, William ModeStifel Nicolaus & Co.Wells Fargo Advisors$28709-25-2018
Tom LaPorte, Bryan Bertucci, Von HallauerStifel Nicolaus & Co.Raymond James$23409-25-2018
Larry JacobsStifel Nicolaus & Co.Wells Fargo Advisors$19209-25-2018
Nick SteinbachStifel Nicolaus & Co.Wells Fargo Advisors$6009-25-2018
Dan LongStifel Nicolaus & Co.UBS Financial Services$5509-25-2018
Sally HarrisStifel Nicolaus & Co.LPL Financial$4309-25-2018
Daniel RileyStifel Nicolaus & Co.PNC Investments $3509-25-2018
Randy MacNeillAmeriprise FinancialRaymond James$10509-25-2018
Steve LevineFirst Republic SecuritiesUBS Financial Services$2,00009-24-2018
Kathleen Hansen, Heather Hackett, Amanda Reams, Amber ReamsLPL FinancialCetera$18009-24-2018
Robert DuKateRaymond JamesAmeriprise Financial$12509-20-2018
Stephen OrenchukAmeriprise FinancialWells Fargo Clearing Services$9209-18-2018
Jeffrey EagleAmeriprise FinancialMora WM Securities$9909-18-2018
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Showing 101 to 125 of 3,578 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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