Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tiffany Sue KentWealth EngagementAllianceBernstein L.P.10-02-2020
Arthur Blake ShermanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2020
Thomas S MartinBrighton Securities Corp.EK Riley Investments, LLC10-02-2020
Benjamin Alvis GentryPrivate Advisor Group, LLCEdward Jones10-02-2020
Diego Manuel MesaTransamerica Financial Advisors, IncThrivent Investment Management Inc.10-02-2020
Allison DelayRBC Capital Markets, LLCMorgan Stanley10-02-2020
Robert Walker HeagneyAmeriprise Financial Services, LLCCetera Advisor Networks LLC10-02-2020
Mark Alan ZietyWisMed Financial, Inc.Ellenbecker Investment Group10-02-2020
Andrew Eric KellerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2020
Maria GaspariRBC Capital Markets, LLCMorgan Stanley10-02-2020
Hakop Jack MavyanPark Avenue Securities LLCNYLIFE Securities LLC10-02-2020
Anne Marie StottLionheart Capital Management LLCJT Stratford, LLC10-02-2020
Ryan Elliott MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC10-02-2020
Fred Debow Rice IIIJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.10-02-2020
Mark Thomas KappelStifel, Nicolaus & Company, IncorporatedMorgan Stanley10-02-2020
Carleton Frederick EllisTD Ameritrade Investment Management, LLCCitizens Securities, Inc.10-02-2020
Kathy Marie KafferCreative PlanningThun Financial Advisors10-02-2020
Christopher Ryan McNeilVitalStone Financial, LLCMML Investors Services, LLC10-02-2020
Chad A SmithBrookstone Capital Management LLCAllstate Financial Services, LLC10-02-2020
Matthew James PruittThe Wealth Consulting GroupCitizens Securities, Inc.10-02-2020
Youkang GaoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2020
Randa HoffmanRADIANT WEALTH PLANNINGEdward Jones10-02-2020
Bruce Allen RathkampLPL Financial LLCVoya Financial Advisors, Inc.10-01-2020
Sally Lou McCrayCommonwealth Financial NetworkKMS Financial Services, Inc.10-01-2020
Steve HamiltonJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.10-01-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.