Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John James OreillyCitizens Securities, Inc.IBN Financial Services, Inc.$10007-26-2019
Jacob Earle BetteridgeCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Mark Linforth BeachFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-26-2019
Gene Edward DooleyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1007-26-2019
Abbas KhoshnevissanRockefeller Financial LLCWells Fargo Clearing Services, LLC$2507-26-2019
Joe Henry Ledford Jr.LPL Financial LLCWoodbury Financial Services, Inc.07-26-2019
Steven GuzmanGuzman Wealth ManagementAmeritas Investment Corp.07-26-2019
Mark Allen DavidsonCadaret, Grant & Co., Inc.Citizens Securities, Inc.07-26-2019
Matthew Todd FlynnAmeriprise Financial Services, Inc.Concorde Asset Management, LLC07-26-2019
Sherrie Lynn InghamAmeriprise Financial Services, Inc.Concorde Asset Management, LLC07-26-2019
Richard Wesley BoschertAmeriprise Financial Services, Inc.Concorde Investment Services, LLC07-26-2019
Thomas Farmer SeidlAmeriprise Financial Services, Inc.L.M. Kohn & Company$2207-26-2019
Michelle Ann KettenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Gerald Gene SchuelkeLPL Financial LLCNorthwestern Mutual Investment Services, LLC$2507-26-2019
Randall Geraldo BostonJ.W. Cole Financial, Inc.Pruco Securities, LLC.07-26-2019
Jeffrey Byron LinkCetera Advisor Networks LLCTitan Securities07-26-2019
Jacob Kennedy FurlowJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-26-2019
Ulku GrossoRockefeller Financial LLCWells Fargo Clearing Services, LLC07-26-2019
Thomas H KimCetera Investment Services LLCInfinex Investments, Inc.07-25-2019
Jeffrey Michael SpeicherProspera Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00007-25-2019
Ellis Y. MillerKestra Investment Services, LLCHummel Wealth Management, LLC$2507-25-2019
John Robert MullettKestra Investment Services, LLCHummel Wealth Management, LLC07-25-2019
Elizabeth Kate HandKestra Investment Services, LLCHummel Wealth Management, LLC07-25-2019
David Alexis NicholasWorld Equity Group, Inc.Taylor Capital Management Inc.07-25-2019
Robert J SandWorld Equity Group, Inc.Taylor Capital Management Inc.07-25-2019
« Previous PageNext Page »

Showing 101 to 125 of 133,048 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.