Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Mitchell DesrochesPlanMember Securities CorporationPruco Securities, LLC.05-05-2020
Thomas Newton Pierce Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-04-2020
Barbara Jean McCallLPL Financial LLCSecurities America, Inc.05-04-2020
Courtney Faith JonesLPL Financial LLCSecurities America, Inc.05-04-2020
James Mark RockwellLPL Financial LLCSummit Financial Group Inc$2505-04-2020
Kenneth Paul HughieCetera Investment Services LLCKey Investment Services LLC05-04-2020
Eva J. StricklandU.S. Bancorp Investments, Inc.Key Investment Services LLC05-04-2020
Brent C HullingRaymond James & Associates, Inc.Morgan Stanley$5005-04-2020
Andres R. PowellLPL Financial LLCInfinex Investments, Inc.05-04-2020
Kimbril Kevin MooreLPL Financial LLCInfinex Investments, Inc.05-04-2020
Enrico SioLPL Financial LLCInfinex Investments, Inc.05-04-2020
Michael Thomas IversLPL Financial LLCInfinex Investments, Inc.05-04-2020
Simon John OwenLion Street Financial, LLCInvestacorp, Inc.$10005-04-2020
Todd Morris MezrahLion Street Financial, LLCM Holdings Securities, Inc.$15005-04-2020
Zachariah J. SpicerLiberty Partners Financial Services, LLCOneAmerica Securities, Inc.05-04-2020
Tuan Manh NguyenHuntleigh Securities CorporationRaymond James & Associates, Inc.05-04-2020
William Roth JumpCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$5005-04-2020
Ioannis K ProfylienosAXA Advisors, LLCCapital Analysts05-04-2020
David Winston LPL Financial LLCSecurities America, Inc.$30005-01-2020
Derek A SinclairWintrust Investments LLCJ.P. Morgan Securities LLC05-01-2020
John Phillip NehrigCitizens Securities, Inc.Key Investment Services LLC05-01-2020
Jeffrey C. RattiCharles Schwab & Co., Inc.TD Ameritrade, Inc.05-01-2020
David Aaron MartinFidelity Personal and Workplace AdvisorsFidelity Personal and Workplace Advisors05-01-2020
Francis MoranFidelity Personal and Workplace AdvisorsBridgemark Wealth Management05-01-2020
Jennifer Corbit CalabroAmeriprise Financial Services, LLCCetera Investment Advisers LLC05-01-2020
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Showing 101 to 125 of 180,876 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.