Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Bert WinstonLPL Financial LLCSecurities America Advisors, Inc.05-01-2020
Katie Michelle OgdenLPL Financial LLCBancWest Investment Services, Inc.05-01-2020
Graham John WilsonCommonwealth Financial NetworkCapital Analysts05-01-2020
Bryan Neil SchulmanBrokers International Financial Services, LLC.WEALTH PRESERVATION STRATEGIES CONSULTING GROUP LLC05-01-2020
Christopher Allen ZehrenW&S Brokerage Services, Inc.Wells Fargo Clearing Services, LLC05-01-2020
Charles Borden GrayWealth Enhancement Advisory Services, LLCJoyn Advisors, Inc.05-01-2020
Marc Jonothan LewynWealth Enhancement Advisory Services, LLCJoyn Advisors, Inc.05-01-2020
Craig Allen BelisleWealth Enhancement Advisory Services, LLCSecurian Financial Services, Inc.05-01-2020
Andrew Campbell EarnestAdvisorNet Wealth ManagementU.S. Bancorp Investments, Inc.05-01-2020
James Alexander Waters Jr.Csenge Advisory Group, LLCFSC Securities Corporation05-01-2020
Eugene Whitney HarrisStep Change Advisors, LLCStep Change Advisors, LLC05-01-2020
John Carl SmithCWM, LLCREISEN CAPITAL, LLC05-01-2020
William Louis HerfordArkadios Wealth AdvisorsTriad Advisors LLC05-01-2020
Ryan Michael BurgessFinancially AdvisedFisher Investments05-01-2020
Raul PereaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-01-2020
John Bernard WrightWells Fargo Clearing Services, LLCMorgan Stanley05-01-2020
Elton Ping He LaiWells Fargo Clearing Services, LLCMorgan Stanley05-01-2020
Thomas Joseph Barbaccia IIILincoln Financial Advisors CorporationEquity Services, Inc.05-01-2020
Graham John WilsonCommonwealth Financial NetworkLincoln Investment$5005-01-2020
Aaron Tsukasa TroupAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.05-01-2020
David Bert WinstonLPL Financial LLCSecurities America, Inc.$15005-01-2020
William Robert ElgerParkland Securities, LLCSecurities America, Inc.$5005-01-2020
Nicholas Alan DostalJ.W. Cole Financial, Inc.Securities America, Inc.05-01-2020
Jacob Lezan WinstonLPL Financial LLCSecurities America, Inc.05-01-2020
Peter B LuciaLPL Financial LLCNationwide Securities, LLC$23005-01-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.