Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Breanne PoloniaSurevest Wealth ManagementWells Fargo Advisors$10009-17-2018
Phillip MultopLPL FinancialCetera$30009-17-2018
Sharla Roundtree, Ronald BlairKestra FinancialRoyal Alliance$11809-17-2018
John A. Banks, John P. BanksStifel Nicolaus & Co.Wells Fargo Advisors$6309-14-2018
John "Barry" JenkinsStifel Nicolaus & Co.Wells Fargo Advisors$6509-14-2018
Craig WhittenStifel Nicolaus & Co.UBS Financial Services$7109-14-2018
Eric ConoverStifel Nicolaus & Co.Wells Fargo Advisors$18309-14-2018
Raymond Moore, Christopher Moore, Joseph Tuck, Ashwin SharmaLPL FinancialLincoln Financial$20009-13-2018
Thomas O'Neill, Jessica O'Neill, Thomas O'Neill Jr.Raymond JamesMorgan Stanley Wealth Management$20309-10-2018
Steven Lundquist, Ryan Lundquist, Martin, VanamenAmeriprise FinancialCentaurus Financial, Inc.$9909-10-2018
Barbara PaneralRobert W. Baird & Co.Wells Fargo Advisors$11209-07-2018
Vicki Bayley, Jerod HavelStifel Nicolaus & Co.Wells Fargo Advisors$7209-07-2018
Virginia KuwaharaStifel Nicolaus & Co.UBS Financial Services$11009-07-2018
Tom CotroneStifel Nicolaus & Co.Wells Fargo Advisors$10509-07-2018
John NoerdlingerStifel Nicolaus & Co.Wells Fargo Advisors$13509-07-2018
Chris Sheets, Forrest GreenJPMorgan Chase & Co.Sanford C. Bernstein & Co. $90009-06-2018
Tim C. Satre, Aimee Daigle, Misty WaltersLPL FinancialAmeriprise Financial$7109-06-2018
Ed PontarelliAmeriprise FinancialOppenheimer$7609-04-2018
Gregory MantoAmeriprise FinancialAxa Advisors$5809-04-2018
Josh LordStifel Nicolaus & Co.Raymond James$6209-04-2018
Michael IannarinoStifel Nicolaus & Co.Cephas Capital Partners$8009-04-2018
David ManningStifel Nicolaus & Co.Wells Fargo Advisors$14009-04-2018
Patrick StrehlStifel Nicolaus & Co.Bank of America Merrill Lynch$16909-04-2018
Craig JohnsonStifel Nicolaus & Co.UBS Financial Services$21109-04-2018
Samuel Sammarco, William Moore, William NiceJanney Montgomery ScottWells Fargo Advisors$30009-04-2018
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Showing 126 to 150 of 3,578 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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