Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph H. EvansLPL Financial LLCTriad Advisors LLC07-25-2019
Chad Michael WinnLPL Financial LLCWaddell & Reed$2507-25-2019
Hal Tearse, Nicole WrightRobert W. Baird & Co.RBC Wealth Management$12507-24-2019
Peter Bryant SmithLPL Financial LLCTriad Advisors LLC$107-24-2019
Joseph Michael FlorioIFP Securities, LLCLincoln Financial Advisors Corporation07-24-2019
Steven Anthony MaicusSecurities Service Network, LLCLincoln Investment$2507-24-2019
Donald Sterling HannahsLPL Financial LLCTriad Advisors LLC$10007-24-2019
Neal Wendell SeagleLPL Financial LLCTriad Advisors LLC$50007-24-2019
Jared W. KnowlesLPL Financial LLCTriad Advisors LLC07-24-2019
Lauren Skidmore IvesterDempsey Lord Smith, LLCKalos Capital, Inc.$2507-23-2019
Pietro RuggeriMML Investors Services, LLCSecurian Financial Services, Inc.$107-23-2019
Mark Steven WojcinskiAmerican Portfolios Financial Services, Inc.GWN Securities Inc.07-23-2019
Eugene BialczakWoodbury Financial Services, Inc.Royal Alliance Associates, Inc.$5007-23-2019
Christophe M. DionotLPL Financial LLCTriad Advisors LLC07-23-2019
Benjamin C LingenfelterLPL Financial LLCAmeriprise Financial Services, Inc.07-23-2019
Jonathan BostwickAllstate Financial Services, LLCLPL Financial LLC$2307-23-2019
Roland Milner Ho Jr.Cambridge Investment Research, Inc.Royal Alliance Associates, Inc.07-23-2019
Melinda Lynne BoydLPL Financial LLCTriad Advisors LLC$50007-23-2019
Tom BrehmStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$12707-22-2019
Neil William GrossmanCraft Capital Management LLCRichfield Orion International, Inc.07-22-2019
Joseph Patrick RoopDempsey Lord Smith, LLCKalos Capital, Inc.$10007-22-2019
Stephen Douglas NortonDempsey Lord Smith, LLCKalos Capital, Inc.$25007-22-2019
Shaun F. MoynihanDempsey Lord Smith, LLCKalos Capital, Inc.$2507-22-2019
Tyson J. AsayLincoln InvestmentTD Ameritrade, Inc$10007-22-2019
Donald Joseph SchmittHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC07-22-2019
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Showing 126 to 150 of 133,048 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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