Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
NANCY JEAN MetzgerCreative PlanningThun Financial Advisors10-01-2020
Ralph Terry PlattRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-01-2020
Stephen Thomas SnowInfinex Investments, Inc.Wells Fargo Clearing Services, LLC10-01-2020
Robert Eugene Budavich JrCUNA Brokerage Services, Inc.Madison Avenue Securities, LLC10-01-2020
Robert John DombrowskiWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2020
Mark Gaylord CompstonLincoln Financial Securities CorporationWells Fargo Advisors Financial Network, LLC10-01-2020
Roger Sudhir DesaiThe Patriot Financial Group, LLCVerus Capital Partners, LLC$5010-01-2020
Brian Scott EdgarWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-01-2020
Robin Pengkoon TanLPL Financial LLCKMS Financial Services, Inc.10-01-2020
Anthony Jason WatsonThrivent Investment Management Inc.Cetera Investment Advisers LLC10-01-2020
Ryan Nelson ToddLake StreetMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-01-2020
Stephen M CatalanoW3 Wealth Advisors, LLCWells Fargo Clearing Services, LLC10-01-2020
Jason Michael JohnsonPine Grove Financial GroupAdvisorNet Wealth Management10-01-2020
Jesse Sing SandhuEquitable Advisors, LLCNationwide Securities, LLC10-01-2020
Richard Montgomery Patrick IVSowell ManagementNaples Asset Management Co., LLC10-01-2020
Ryan C OldsDynamic Wealth AdvisorsCommonwealth Financial Network10-01-2020
Derek Jonathan NutterPine Grove Financial GroupAdvisorNet Wealth Management10-01-2020
Christopher Ian DorseyHeritage Wealth Management Group, LtdWells Fargo Clearing Services, LLC10-01-2020
William Keegan RathkampLPL Financial LLCVoya Financial Advisors, Inc.10-01-2020
Terra Rose JohnsonPine Grove Financial GroupAdvisorNet Wealth Management10-01-2020
Joe M HicksW&S Brokerage Services, Inc.Mutual of Omaha Investor Services, Inc.10-01-2020
Corey James CordrayLBMZ Securities, Inc.Pruco Securities, LLC.10-01-2020
Michelle J Marcus CrossAllegiant Private Advisors, LLCCommonwealth Financial Network10-01-2020
David A HollandJ.P. Morgan Securities LLCUSAA Investment Services Company10-01-2020
Stephen Hollister NelsonBirchwood CapitalAldrich Wealth LP10-01-2020
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Showing 126 to 150 of 107,627 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.