Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Seth Adam TalbotCambridge Investment Research, Inc.Morgan Stanley07-22-2019
Ryan Emerson BennettFirst Heartland Capital, Inc.Transamerica Financial Advisors, Inc07-22-2019
Timothy P JohnsonHarbour Investments, Inc.Ausdal Financial Partners, Inc.07-22-2019
Marilyn Freed AllenIndependent Financial Group, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2019
Nicholas Curran KolataMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFG Advisors07-22-2019
Barbara Ann BartonLPL Financial LLCWoodbury Financial Services, Inc.$2507-22-2019
Carlos Eduardo PerezFrost Brokerage Services, Inc.Comercia Securities07-22-2019
Michael Joseph RussoSpartan Capital Securities, LLCCraft Capital Management LLC$5007-22-2019
Joyanna Rebekah ArgenyWoodbury Financial Services, Inc.Pruco Securities, LLC.07-22-2019
Timothy Herbert HoffmanLPL Financial LLCRaymond James Financial Services$8807-22-2019
Paul Francis EbertE. Magnus Oppenheim & Co. Inc.Tradingscreen Brokerage Services LLC07-22-2019
Cary L. Hall JrLPL Financial LLCUBS Financial Services Inc.$16007-19-2019
Christopher Howard AndrewsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50007-19-2019
Michael Saverio LongoSagePoint Financial, Inc.Capital Financial Services, Inc.$2507-19-2019
Jeffrey KimJ.P. Morgan Securities LLCMorgan Stanley07-19-2019
Christopher Edward MarshallLPL Financial LLCBlack Creek Captial Markets, LLC07-19-2019
Angela Marie TaccoHarbor Financial Services, LLCEdward Jones07-19-2019
Teresa Lee FlynnAmeriprise Financial Services, Inc.LPL Financial LLC07-19-2019
Richard Sholes MullenTriad Advisors LLCUBS Financial Services Inc.$15007-19-2019
Gregory BoyleTriad Advisors LLCUBS Financial Services Inc.$15007-19-2019
Matthew Roy BrownEdward JonesJ.P. Morgan Securities LLC07-19-2019
Rhoda StrelserWorld Equity Group, Inc.Taylor Capital Management Inc.07-19-2019
Michael Fowler, Wayne Creef, Jennifer AndersRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$26007-18-2019
Brad Jolly, Gary Williams, Robbie WalkerStifel, Nicolaus & Company, IncorporatedMorgan Stanley $14007-18-2019
Brian Donald JoyceCalton & Associates, Inc.Capital Financial Services, Inc.07-18-2019
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Showing 151 to 175 of 133,048 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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