Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan BaumbachLighthouse FinancialEdward Jones10-01-2020
Vincent Connor FuchsSteward Partners Investment Advisory, LLCWells Fargo Clearing Services, LLC10-01-2020
Colton Wade JacobSteward Partners Investment Advisory, LLCWells Fargo Clearing Services, LLC10-01-2020
Victor RatiuSteward Partners Investment Advisory, LLCWells Fargo Clearing Services, LLC10-01-2020
Trevor MaloneAmeriprise Financial Services, LLCRBC Capital Markets, LLC10-01-2020
Grant Alexander Palmer IVWaypoint Wealth ManagementVanguard Marketing Corporation10-01-2020
Neal Stone NorthcottC & J Wealth AdvisorsNorthwestern Mutual Investment Services, LLC10-01-2020
Keenen Darrell LeakeCUNA Brokerage Services, Inc.Edward Jones10-01-2020
Rajat RajanLPL Financial LLCWells Fargo Clearing Services, LLC$12509-30-2020
Donald Clinton RogersInfinity Financial Services AdvisoryJeffrey Matthews Wealth Management, LLC09-30-2020
David M SimonMorgan StanleyUBS Financial Services Inc.09-30-2020
Dean Jay HaalandKestra Investment Services, LLCLPL Financial LLC09-30-2020
Allyn Paul DeiningerCrews & Associates, Inc.Sorrento Pacific Financial, LLC09-30-2020
Teresa N PalmerUnited Planners' Financial Services of America A Limited PartnerKMS Financial Services, Inc.$10009-30-2020
Paul BomwellMorgan StanleyUBS Financial Services Inc.09-30-2020
Joseph John HemenwayLPL Financial LLCAvantax Advisory Services09-30-2020
Karen Cecilia BurkhartJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC09-30-2020
Richard Wayne Lowrie JrStratos Wealth Advisors LLCMcDonald Partners LLC$15009-30-2020
Richard John HagemanAvantax Investment Services, Inc.ProEquities, Inc.$10009-30-2020
William Blair HammondPrivate Advisor Group, LLCT2 Asset Management, LLC09-30-2020
Richard Lee Coryell JrCORYELL CAPITAL MANAGEMENTXebec Investment Advisors09-30-2020
Terry Lee Whitney JrLPL Financial LLCIntrua Financial$1,00009-30-2020
Michael John GasperiAvantax Investment Services, Inc.ProEquities, Inc.09-30-2020
Frederic Houghton Phillips IIJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-30-2020
David Michael BelliaPrincipal Securities, Inc.Wells Fargo Clearing Services, LLC09-30-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.