Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Vincent Chamberlin IIIJ.P. Morgan Securities LLCUnionBanc Investment Services, LLC09-30-2020
Douglas Robert SchulteLPL Financial LLCRoyal Alliance Associates, Inc.09-30-2020
Daniel James DoleAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-30-2020
Kimberly Mae JohnsonUnited Planners' Financial Services of America A Limited PartnerKMS Financial Services, Inc.09-30-2020
Vincent Paul SturmKestra Investment Services, LLCBFC Planning, Inc.09-30-2020
James Henry SpiegelbergAvantax Investment Services, Inc.ProEquities, Inc.09-30-2020
Pamela Mydell WadeMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-30-2020
Robert George BerkleyAvantax Investment Services, Inc.ProEquities, Inc.$5009-30-2020
Forrest Michael FriedowVestia Personal Wealth AdvisorsLarson Financial Securities, LLC09-30-2020
Jeffrey G KnappAvantax Investment Services, Inc.ProEquities, Inc.09-30-2020
Victoria J RobinsonAvantax Investment Services, Inc.ProEquities, Inc.$5009-30-2020
Douglas Merle LarsonProEquities, Inc.Honkamp Krueger Financial Services Inc$4209-30-2020
Bradley Alan ArndtSecurities America, Inc.Midwestern Securities Trading Company, LLC$15009-30-2020
Jarrod Charles NunnUnited Planners' Financial Services of America A Limited PartnerKMS Financial Services, Inc.$5009-30-2020
Michael John DarrAvantax Investment Services, Inc.ProEquities, Inc.09-30-2020
David S PummelAvantax Investment Services, Inc.ProEquities, Inc.$1409-30-2020
Robert Michael McCoyAvantax Investment Services, Inc.ProEquities, Inc.09-30-2020
Adam James ElderAvantax Investment Services, Inc.ProEquities, Inc.09-30-2020
Joseph Carmen DudekLPL Financial LLCInfinex Investments, Inc.09-30-2020
Michael S HayesFH Financial Planning ServicesRoyal Alliance Associates, Inc.09-30-2020
Todd James TharpSecurities America, Inc.LPL Financial LLC09-30-2020
Brian Lee SohnAvantax Investment Services, Inc.ProEquities, Inc.09-30-2020
Aaron Robert GretemanAvantax Investment Services, Inc.ProEquities, Inc.09-30-2020
Lisa Bader RosenthalMerrill Lynch, Pierce, Fenner & Smith IncorporatedMcDonald Partners LLC09-30-2020
Kyle Collin MatkaitisWhisper Wealth BuildersVector Wealth Management09-30-2020
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Showing 176 to 200 of 107,627 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.