Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Brooks NicklasLPL Financial LLCSecurities America Advisors, Inc.$5004-30-2020
Chester A. Wallace Jr.LPL Financial LLCSecurities America Advisors, Inc.$2504-30-2020
Andrew Gerry HackettCreative Financial Designs, Inc.CUSO Financial Services, L.P.04-30-2020
David Stanley RyanBrokers International Financial Services, LLC.FRA Wealth Management LLC04-30-2020
Chad A. EyrePruco Securities, LLC.LPL Financial LLC04-30-2020
Stephen Paul Seefried Jr.Raymond James & Associates, Inc.Trinity Wealth Securities, L.L.C.04-30-2020
Linda Ann YoungerCapital Advisors, Inc.Morgan Stanley04-30-2020
David Thomas WalshCreative PlanningSunrise Advisors04-30-2020
Shelly Haas BradenPBMares Wealth Management LLCCommonwealth Financial Network04-30-2020
Thomas Marion WalshMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2020
Michael Ahren McKuneMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-30-2020
Steven Douglas ReuhlMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-30-2020
Kyle Mcquaide LonsingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.04-30-2020
Reno Edward JonesHilltop Securities Inc.Raymond James Financial Services, Inc.04-30-2020
James Alexander Waters Jr.Lion Street Financial, LLCFSC Securities Corporation$1004-30-2020
Allen Ray TaylorLion Street Financial, LLCFSC Securities Corporation$3504-30-2020
Donald R. HallLion Street Financial, LLCFSC Securities Corporation$1004-30-2020
William TaylorRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2020
Kenneth Neil NicklasLPL Financial LLCSecurities America, Inc.$15004-30-2020
Joseph Bernard BosseLPL Financial LLCSecurities America, Inc.04-30-2020
Jerry Wayne ChristianLPL Financial LLCSecurities America, Inc.$10004-30-2020
Daniel Ewen O'LearyLPL Financial LLCSecurities America, Inc.$5004-30-2020
Brandon Brooks NicklasLPL Financial LLCSecurities America, Inc.$5004-30-2020
Chester A. Wallace Jr.LPL Financial LLCSecurities America, Inc.$2504-30-2020
Whitney Blaine OtisLPL Financial LLCSecurities America, Inc.04-30-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.