Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason David MiddaughCalton & Associates, Inc.Capital Financial Services, Inc.$8307-18-2019
Josh Alan FrankelTrustmont Financial Group, Inc.Capital Financial Services, Inc.07-18-2019
David Blane BrantleyLPL Financial LLCCambridge Investment Research, Inc.$1607-18-2019
Jacob John WelchValMark Securities, Inc.Principal Securities, Inc.07-18-2019
Kristy Lyn PetersValMark Securities, Inc.Principal Securities, Inc.$5007-18-2019
Joshua T. LiederValMark Securities, Inc.Principal Securities, Inc.$5007-18-2019
Linda Susan KazyakLPL Financial LLCCambridge Investment Reserarch, Inc.07-17-2019
Marc Andrew SteinLPL Financial LLCCetera Advisor Networks LLC$5007-17-2019
Keli J. HazelWoodbury Financial Services, Inc.Money Concepts Capital Corp$107-17-2019
Terence Michael SharmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$107-17-2019
Louis Melvin Bell Jr.Pruco Securities, LLC.Ameriprise Financial Services, Inc.$24507-17-2019
Andrew M MitchellJ.P. Morgan Securities LLCRoyal Alliance Associates, Inc.07-17-2019
Kristine N. GaumnitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofA Securities, Inc.07-17-2019
Stephen Joseph MartinCetera Advisor Networks LLCLPL Financial LLC$10007-17-2019
Karin Anderson GrablinCetera Advisor Networks LLCLPL Financial LLC$2507-17-2019
Alfonso Luis BonetaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-17-2019
Hermann J. HertellMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-17-2019
Evan Taejin ChungRaymond James Financial Services, Inc.Cantella & Co., Inc.07-17-2019
Carlos J. Berrios-AgostoCambridge Investment Research, Inc.First American National Securities, Inc.07-16-2019
Kristy K WarmerdamLPL Financial LLCHilltop Securities Independent Network Inc.$2507-16-2019
Jacqueline Marlene SchleimerMorgan StanleyJ.P. Morgan Securities LLC07-16-2019
Garry Dale WeissLPL Financial LLCCetera Investment Advisers LLC$1007-16-2019
Casey Craig , David Vang, PJ Horan, Michael Glassman, Allen Haney, Mariah LightfootLPL Financial MML Investors Services, LLC$24507-15-2019
Randel MorrisRaymond James & Associates, Inc.Hilliard Lyons 07-15-2019
James Melvin MershonCalton & Associates, Inc.Capital Financial Services, Inc.07-15-2019
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Showing 176 to 200 of 133,048 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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